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Published by: Institute of History, Research Centre for the Humanities, Hungarian Academy of Sciences

2020_4_Gál

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Impoverished by Cholera: Widows, Widowers, and Orphans after the 1873 Cholera Epidemic in Kolozsvár

Edina Tünde Gál
Babeş-Bolyai University, Cluj-Napoca
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Hungarian Historical Review Volume 9 Issue 4  (2020): 667-692 DOI 10.38145/2020.4.667

 

By analyzing the official sources produced during the communal management of a crisis due to the cholera epidemic, the study focuses on the official definitions of people in need of support as well as the survival strategies of ordinary widows and orphans in the city of Cluj-Napoca/Kolozsvár in the second half of the nineteenth century. Widows with children were more likely to be considered disadvantaged and receive aid than widowers. Poverty was closely related to a given individual’s ability or inability to work. Remarried widows were not considered eligible for aid, regardless of the family’s financial resources. The presence of small children was a strong motivating factor for remarriage: widows hoped to get financial support from a new spouse, while widowers needed a wife to care for children. The term orphan often referred not to the family position of a child, but rather to its place within the larger social network.

Keywords: cholera epidemic, orphans, poverty, widows, remarriage

 The helpless widow, the abused orphan, and the cruel stepmother are stereotypical figures in both folk culture and literature. The aim of the present study is to describe the individual fates of the widows and orphans behind these stereotypes. In the summer of 1873, the cholera epidemic reached Kolozsvár (today Cluj-Napoca, Romania) and took the lives of 537 people. Censuses of the widows and orphans left behind were compiled to determine who required help. These lists thus offer insights first and foremost into the survival strategies used by widows and orphans of a lower social stratum. They shed light, furthermore, on how the elite of the town defined the concept of orphanhood and, closely connected, that of poverty.

The Legal Background of Orphanhood and Guardianship in Hungary

In every community, the tasks of raising orphaned children were the duty of the family and relatives, undertaken mostly by grandparents and uncles. In their wills, fathers often made their decisions clear as to the guardians and upbringing of their children, as well as the management of their bequests, listing several possible variations of the latter or rewriting their wills several times in light of any changes in the circumstances of their families.1 In nineteenth-century Hungary, only children who had lost their fathers were legally recognized as orphans. Prior to the guardianship law of 1877, the guardianship of orphans was regulated in Werbőczy’s Tripartitum, although these regulations predominantly concerned the wealth of minors. The appointment of guardians followed the order of inheritance based on the protection of the wealth of minors, so it granted guardianship (and, at the same time, the management of wealth and property) to those who were to have a share of the inheritance. In accordance with this, guardians on the mother’s side were only appointed if there were no living relatives on the father’s side, as stated by Werbőczy:

If, however, the son has male relatives who are due to paternal rights, as well as the inheritance and devolution of the livestock, the inheritance and guardianship of the livestock must be granted to the male relatives and not to the mother.2

 

The orphan, however, was not necessarily raised by his guardian, since if the mother was still alive, she raised the child in most cases. The guardian’s main duty was to manage the orphan’s inheritance/estates until coming of age in the absence of the father. The mother as a natural and legal guardian could only have guardianship while she remained a widow. Complications arose if a widow remarried, as the relatives on the father’s side took over the management of the wealth so that the new husband and his relatives would not benefit from it. In fear of ill treatment and the squandering of the family fortune, the father could posit in his will that, if his widowed wife were to remarry, the children would be taken from her, “lest they should be abused by the stepfather.”3

In 1870 and 1871, guardianship authorities were established in counties, municipalities, and towns to deal with issues of orphanhood. The guardianship law and the responsibilities of guardianship authorities were only finalized in 1877.4 The guardianship law basically followed the guidelines laid out by Werbőczy, but it stipulated with greater precision the responsibilities of guardians and those of guardianship authorities as institutions providing supervision. Guardianship continued to be bound to paternal authority, and the appointment of a guardian was claimed to be necessary only in the lack thereof. The order of possible guardians remained unchanged with one exception: in the absence of a will, the mother became the legal guardian of the minors, but a male guardian could still be appointed to manage the wealth. If the mother was not alive, the next possible guardians in line were the grandfathers on the mother’s or the father’s side or, as a final solution, the guardianship authority appointed a guardian. The guardianship of orphans of noble birth was rather advantageous to the guardian, as it involved the management of the inherited wealth; thus, conflicts among relatives over guardianship frequently led to litigation. The law included specific articles concerning the upbringing of orphans who were without property or wealth: the responsibility fell on whoever was capable of providing for these orphans or could place them in an institution until they were capable of supporting themselves by working.5 As opposed to the guardianship of wealthy orphans, which came with several benefits, taking care of destitute orphans was perceived as a burden, though contributions by children as a part of the labor force in the household were much needed, and children themselves were often exploited as a source of labor.

According to the guardianship law of 1877, minors were legally acknowledged as adults at the age of 24, and from that point on, they could freely dispose of their wealth. Women were regarded as adults from the moment they married, regardless of their actual age. At the same time, the law stated that orphans over the age of 14 could freely dispose of the goods and payments earned with work and service if they provided for themselves. This meant that children 14 years of age could support themselves through their work but were not considered adults.6 Even minors engaged in a trade individually could only be declared of full age by the guardianship authorities when they turned 18.

Sources and Methods7

My research is based on the documents of the Cholera Committee preserved in the archives in Kolozsvár.8 The committee was set up for the duration and prevention of the epidemic. The documents include detailed records on the widows and orphans of those who died as a result of cholera, compiled with the aim of providing support for the poor and those in need at the request of the Ministry of the Interior in May and June, 1874.

The number of orphans and widows are added up based on the tables, censuses, and reports found among the documents of the Cholera Committee. Some of the documents were exclusively for internal use, so they reveal how the final list of the people who were granted support was compiled. The first list was a report by assistant physician Mihály Bartha, and it included the names and addresses of 173 widows and the number of children they had. The list served as a guide for district chiefs for the detailed field surveys of districts. Reports by district chiefs also indicated the financial situation of widows, their occupations, and sources of income, as well as the number of their children, their ages, places of residence, caregivers, and sources of livelihood.9 The reports were used to compile the list of those recommended for financial aid, so the names of the family members found eligible for support were recorded on five further lists in different versions (lists of those supported). Based on the dates, content, and stylistic features (e.g. words crossed out), one can make inferences concerning the order in which the documents were made, and the documents themselves offer insights into the factors on the basis of which decisions concerning whether or not an individual was regarded as poor were made.

The censuses were compiled in the form of tables, and the order in which they were arranged (according to names of streets) indicates that they were indeed based on field surveys. The lists often include data which those conducting the surveys only could have learned on site, such as the place where the orphaned children were being given temporary lodging and care or the fact that they had left the city. Furthermore, the word choice is not standard or neutral, which displays a certain subjectivity and uncertainty deriving presumably from the first impressions of those recoding the data: the 51-year-old widow Mrs. Borbála Fodor György Kocsárdi, for instance, who provided for her three children by working the land, was characterized as “not quite poor.”10

Identifying the families raises several methodological problems, since the records tend to be inconsistent. There are minor differences detectable concerning, for example, the numbers and ages of the children, and the name of the widow was often mistaken for that of the deceased spouse. For this reason, in this paper the records have been complemented with data from registers of deaths, thereby correcting the inconsistencies and identifying nearly 80 percent of the persons indicated on the lists.11

Registers of marriages reveal the rate of cholera widows who remarried and the factors contributing to the decision to remarry or to remain a widow. The research examined widows recorded in Kolozsvár church registers of births, deaths, and marriages over the course of eight years, that is, until 1880.12 While the censuses always indicated the names of the husbands, registers of marriages often only featured the maiden names of wives, which at times made it impossible to identify widows.

Censuses of Orphans and Widows in Kolozsvár

The huge number of children orphaned at the time of the epidemic shocked the citizens of the city. People were used to losing parents and looking after orphans, but the number of broken families fighting for their livelihood grew at an unprecedented speed in a very short period of time. Information on the total 154 families and the caregivers for and circumstances of 251 underage orphans provides a special opportunity to observe the individual life stories and survival strategies of people who belonged to the lower strata of society.13

The term underage orphan indicates a child who needed to be looked after and who had not yet turned 18. The age limit of eighteen was determined on the basis of laws in effect at the time and on information provided by the sources. Similar studies regard the age of 13 as the upper limit of childhood.14 The data, however, are not consistent, and it is often difficult to differentiate between adolescents and smaller children because the only information available is whether the child in question was employed or worked as an apprentice. Thus, children’s precise ages cannot be determined. Children of age and married women were named separately, thus they can be identified, even if their exact ages remain unknown.

The Definition of Poverty: Designating Those in Need

After the cholera epidemic, people all over the country were encouraged to donate money to aid widows and orphans left destitute. Concerning support for the poor listed in the censuses ordered by the Ministry of Interior, the municipalities could decide whether to spend the reserves of the guardianship authorities for these purposes.15 Kolozsvár received donations from the town of Szászrégen (today Reghin, Romania) and from Switzerland for the orphans of those who died of cholera, and mayor Elek Simon gave some of these donations to the orphanage for girls.16 However, the records do not indicate when the financial aid was transferred to the orphans in the census, nor do they indicate the amounts that were given.

The censuses recorded each member of the families concerned, including several children of age. The financial circumstances of the families were classified into three categories: 1. poor, 2. in adequate condition, and 3. in good condition.17 The list of names in need of financial support was modified on several occasions due to subsequent clarifications. The best example of such modifications is the case of the nine-year-old Jóska Makó, the stepson of a poor army officer, who according to a report in May was “ill-treated in the hands of strangers.” The boy’s name was not featured in the final list of those eligible for support, since, as indicated by a clarification in the margins, he was in fact being raised by a relative, Mihály Makó paid by his father and thus did not need any external financial aid.

The census takers tried to determine different “levels” of poverty; for instance, they highlighted if an individual was very poor, destitute, or lived in extreme poverty. The authorities differentiated between levels of poverty in order to determine the “degree of need” of individuals in comparison to one another and depending on the amount allotted to provide aid. Those who were classified as “in adequate condition” or “in average condition” were naturally not considered in need of financial support. The financial conditions of some families were not indicated, perhaps because in their cases there was no need for support.

On the lists of those recommended for financial support 46 families can be identified, while the final list features only 35 families (22.7 percent of the families registered).18 Fully orphaned siblings (ten families) and widowed mothers and their children (18 families) were prioritized, whereas only four widowed women and three widowed fathers were granted support. Widows and their orphaned children were assured a place even on the strictest of lists, as they were unequivocally regarded as poor and disadvantaged due to the absence of the head of the family.19 Men, on the other hand, were not considered to be in a vulnerable situation owing simply to the fact that they were widowers (i.e. men). Sándor Losonczi, a widowed tailor with four children, for instance, was recorded in the census as being poor, but he did not make it onto the final list. Thus, as a widower who was capable of working, he was not considered eligible for aid, since he was still able to pursue his trade, even if, as the head of the family, he still lived under the most modest conditions. György Heuberger, on the other hand, was considered eligible for financial aid because he was physically disabled and lived in poverty with his seven-year-old daughter and eleven-year-old son. His inability to work made him poor and qualified for aid.

Mothers who remarried were not qualified for financial support either, regardless of their financial circumstances, since the new family was considered a self-sustainable economic unit. 13 of the widows of those who died of cholera (6.7 percent) were already remarried when the census was taken. Remarks by those compiling the lists did not necessarily refer to these women’s livelihoods. In the newly formed families, the mother’s role as caregiver and the father’s role as breadwinner complemented each other nicely, so the children were seen as having a secure future and their financial circumstances were not regarded as a decisive factor.

112 of the orphans recorded in the censuses were of age, so they were not considered eligible for aid. Women were regarded as adults from the moment they married, a fact stipulated by law,20 thus not a single married woman is found among those who were given financial aid. Young women who were able to work (for example in the cigar factory of Kolozsvár) or made a living of sewing or as maids, were not considered in need of aid, regardless whether they were married or not.

According to their contemporaries, the individuals featured on the lists for support were indeed all poor, and no families are found among them who lived under better circumstances and were only recommended for financial aids on the basis of biases. Nothing in the lists indicates favoritism concerning representatives of any professions either, as illustrated by the case of shoemakers. Two district chiefs among the census takers were borough council members of the Shoemaker’s Association, and yet only three of the thirteen families of shoemakers were granted support.21 Some of these families, such as the Perdelis, were indicated as wealthy. According to the census, Károly Szathmári, who had been a member of the guild since 1869, and his two daughters were very poor; nevertheless, they were not recommended for support.22 This may be explained by the fact that, as suggested by the documents, the shoemakers’ association appeared to be a well-operating society which provided aid for members who were struggling, so any shoemaker in need of financial support would have put the association in a bad light.

Although there are no signs of partiality in the lists of people who received financial aid, the absence of widows who lived off the land is noticeable: the final list includes only one mother who worked the land.23 The more favorable conditions of widows of husbandmen24 left alone after the epidemic may be explained by the fact that small landowner families were self-sufficient, as they could produce the food necessary for their livelihoods. Surprisingly, however, since they were seen as having a place to live and adequate food for their children, farmers’ widows with several children were not eligible for financial support even if they had an infant to take care of, which obviously placed a considerable burden on their time and their ability to work.

Taking Care of Underage Orphans

A typology of the lives of underage orphans is a difficult endeavor, since their stories are rather varied.25 As part of a similar research endeavor, Alain Bideau and Guy Brunet examine the possibilities orphans had after having lost their parents. Bideau and Brunet offer several individual yet indicative examples. I agree with their claim that there was no such thing as a “typical orphan,” but that there was, rather, a host of different situations that had an impact on orphans’ lives.26 Nevertheless, based on the specifications used in the Kolozsvár census, I attempt to delineate some categories of housing and livelihood: 1. orphans raised by relatives; 2. orphans raised “out of mercy”; 3. working orphans; 4. orphans raised in institutional care; 5. motherless or fatherless orphans raised by a surviving parent (Figure 1).27

 

Figure 1. Taking care of underage orphans after the 1873 cholera epidemic in Kolozsvár

Relatives

Most of the orphans living in the households of relatives had lost both their parents. These orphans were predominantly raised by their grandparents, uncles, and aunts, who fulfilled their unwritten duties even if they were poor. To the extent that they were able, they raised an orphan or two. The nine-year-old and six-year-old daughters of János Pap, for example, were raised by the mother’s sister, Mrs. Sándor Csáki, who was probably a servant living in her employer’s household. A total nine of the 23 children (9.2 percent) who were able to reside with members of their families were taken care of by their uncles or aunts, three by elder siblings, five by grandparents, and six by other relatives. In the case of motherless or fatherless orphans, this situation was only temporary, until the parent who had survived could create the conditions necessary to bring up his or her children, for instance until fathers deemed unsuitable for raising their children remarried. Bideau and Brunet explained the decision reached by a few French fathers not to undertake to rear their children even after they had remarried as a consequence of financial concerns.28 As my research revealed, after István Gombos had remarried, his three-year-old child continued to stay with the grandparents on the mother’s side, who provided better conditions than the father, despite the fact that Gombos could have provided lodgings for the child.29

Older children were generally taught to take care of younger ones; after the death of the parents, they frequently had to take on the responsibility of raising their younger siblings and providing for the family.30 One could cite a few examples among the orphans in Kolozsvár. After the widow Mrs. Ferenc Májer passed away, her 18-year-old daughter made a living for herself and her four-year-old brother by sewing, while the 22-year-old son of Mrs. Mátyás Mózsa had to take care of his brother and sister, aged fourteen and eight.

Orphaned siblings could not always remain together, especially if there were many of them, which meant that they often had to be separated. The same thing happened when a widow could not take care of all her children alone, in which case the grandparents and uncles took on the upbringing of one or more of the children.31 Relatives rarely raised more than two children, as that would have been burdensome financially.32 Károly Balázs and Teréz Kremplin left behind three young children, one of whom, the five-year-old Ilona, was accepted into the Mária Valéria Orphanage with the help of the Women’s Charitable Association, whereas Mari, aged two, and Aladár, aged four, continued to stay with Samu Bányai. We do not know exactly how he was related to the late parents, but he was certainly very poor himself. Mrs. Antal Prohászka’s five children likewise ended up living separately. Joséfin got married, Lujza was a student at the Teachers’ Training College of Kolozsvár, Károly was admitted to the Terezianum Orphanage in Nagyszeben (today Sibiu, Romania), and Ida and Emma were temporarily taken care of “thanks to the kindness of good Samaritans.”

Orphans Raised in Institutional Care

After the epidemic, altogether four children (1.6 percent) ended up in institutional care.33 The Mária Valéria Orphanage for Girls in Kolozsvár, founded the year before, applied to the Ministry of Interior for a state subsidy of 1,500 forint per year to be able to admit children who had been orphaned by the pandemic. The application was rejected, and they were sent a single sum of 500 forint, which made it impossible for them to admit more than a small number of orphans.34 At the same time, the heads of the orphanage probably knew about the financial support granted for orphans of the cholera, since the presidency and board members of the orphanage were all wives of the urban elite. In the end, the orphanage granted admission to only two girls from among the orphans, both in return for payment: Mrs. János Rhédey paid for Róza Orosz’s education, and Ilona Balázs’s upbringing was paid for by the Women’s Charitable Association in Kolozsvár.35

Róza Orosz was admitted to the orphanage in 1873, and Ilona Balázs moved in in 1874. At the time of the May 1874 census, Róza’s mother, Mrs. Ferenc Orosz, made a living as a servant. When the list of widows and orphans was complied, Ilona was being raised by a temporary caregiver in dire poverty. Both girls stayed at the institution until the age of 14. Róza then returned to live with her mother, and Ilona went to stay with her relatives.36 At this point, they were both able to work, thus their upbringing did not cause financial difficulty, since they were a part of the labor force.

Two orphaned boys were granted admission to the Terezianum Orphanage in Nagyszeben. Károly Prohászka, a descendant of a farmer family, finished the eighth grade in secondary school in 1880.37 Only good students were sent to the secondary grammar school. The other students were taught a craft or trade after they had completed the obligatory grades. The other orphaned boy, József Butyka, was admitted to the orphanage at the age of 13. According to the register of deaths and the admission records of Karolina Hospital in Kolozsvár, József’s mother, Róza Butyka, wife of comb maker Sándor (or Elek) Babos, lived in Torda (today Turda, Romania). As József bore his mother’s family name, he was probably an illegitimate son. After finishing six grades of elementary school, he was sent to a saddler in Nagyszeben to learn the trade. His apprenticeship ended in 1886. Vocational education lasted for four years, during which time the apprentice was under the supervision of the master, who provided him full board, which meant accommodation, clothing, and food. The orphanage paid a certain amount of money to the master in return for taking on the apprentice and then releasing him, and it paid a final bonus to the boys when they left.38

The aim of the orphanages was to provide knowledge and skills for the children in their care that would enable them to earn their own livings. In the Terezianum Orphanage in Nagyszeben, the vocational training of boys proved to be the most effective way to achieve this goal. For the heads of the Mária Valéria Orphanage for Girls, finding jobs for their girls was a much greater challenge, and they were almost only able to find employment for the girls that was connected somehow to household duties. In the institution, the girls could acquire the skills necessary for housekeeping and learn how to sew, and then they were sent to work as housemaids.39

Working Orphans and Apprentices

Children were called on to do work in every family, depending on their state of development and abilities. This was considered an important part of teaching them to work and of rearing them to function as adults. Losing a parent brought significant changes in terms of children’s work as well, since an orphaned child had to take over the roles of the absent family member. Orphans had more responsibilities, and the amount of work to be done increased, and orphans were often compelled to leave the family home earlier and take an active part in providing for their families. Widows were incapable of raising several children by themselves, so, if possible, the older children were sent to work as apprentices or housemaids.40 For poor parents, sending one child away to work was a help, since they then had more food left for the children who remained in the home. The Kolozsvár census recorded 26 orphans (10.4 percent) working for a salary or as an apprentice (most of them were 14 to 16 years old). Two of the eleven orphaned girls made a living from sewing. The others worked as maids. Seven of the boys were apprentices, and the other eight worked as servants, day laborers, or in another brunch of business. None of them was supported by his or her parents. The boys were generally taken on as apprentices at the age of ten or twelve, and their master was obliged to provide them housing, food, and clothing. These young men learned their master’s trade in these three to five years as apprentices.41

Corporal punishment was an everyday reality for apprentices. “The masters who were raised by the slap, the belt, and the switch still cannot break the habit of corporal punishment,” claimed the director-physician of the Kolozsvár State Children’s Asylum in a report in 1912.42 The physician pointed out a “tradition” of corporal punishment prevalent among craftsmen, which the orphans of the 1874 census who were taken on as apprentices frequently experienced. The relationship between master and apprentices was often compared to father-son relationships, which thus meant that master had the right to discipline. Corporal punishment was certainly used for this purpose, but while at the turn of the century apprentices often lived in the cellar and their clothes were shabby, earlier the guilds made sure they were well kept. The living conditions and overwork demanded from apprentices in towns in the early 20th century was a horrible phenomenon, which may be explained by the fact that at this time the strict orders of guilds no longer regulated the treatment of apprentices, and that with the development of manufacturing industries, cheaply manufactured products meant a huge competition for the small workshops.43

The right to use corporal punishment also concerned orphaned girls employed as housemaids, a practice that was regulated by the Housemaid Law of 1876. Gábor Gyáni’s research44 provides a comprehensive picture of the issue of housemaids, their social positions, and their daily lives. Despite the dangers and their vulnerable position as housemaids, it was during these years that the young girls could acquire the skills needed for housekeeping and earn the dowry necessary for starting a family, so their job played an important part in their transitions into adulthood. As a housemaid was dependent on her employer, parents usually sent their daughters to work for families they knew and who, they felt, would surely treat them well.45 István Albert from Kolozsvár, for example, sent his daughter to work as a housemaid for a family living in the same street. Four of the orphans of the cholera epidemic worked outside of the city. The rest worked for families in Kolozsvár, so the parents could easily get news about their child’s wellbeing.

Orphans Raised “Out of Mercy”

If they were without family members to provide some level of care for them, some orphans were (temporarily) taken care of by godparents, neighbors, or other acquaintances. To use the term used by the census takers, the group of orphans raised “out of mercy” consisted of 23 children (9.2 percent) who had no familial or other clear relationship to their caregivers, at least as far as one can determine on the basis of the sources. Presumably, they had no family tie whatsoever to their caregivers, since family relatives raised orphans not out of mercy but as an obligation. Whenever the census takers did not indicate a familiar relationship, they stressed that the orphans were raised out of mercy, which points to the voluntary and temporary nature of the act. The situation of the orphans of the Aikler family suggests uncertain housing and a frequent change of place of residence. According to the sources, the children had no permanent residence. At the time of the census, the twelve-year-old girl was living with a poor relative, and her eight-year-old brother lived “somewhere else.”

Not all children taken into strangers’ households were fully orphaned. Ten children had one parent who was still alive but who was incapable of taking care of the child owing to poverty or lack of employment. The children were usually sent to live with strangers in the absence or lack of the mother until someone took the role of the mother in the family, for example until the father remarried. Mrs. Julianna Szemeriay Sándor Márkus had two daughters who resided in Sándor Nagy’s home while she worked as a servant. The two daughters of Ede Horváth, who was struggling to make ends meet, were taken in by Mrs. Hirlich, wife of a locomotive stoker, and taken to his station in Ung county (today Ukraine). Dániel Máté’s orphans, the two-year-old Dani and the three-year-old Róza were given lodgings in the court of Count Mikó out of mercy. The father was a day laborer working for the count, and the children were presumably taken care of by a female member of the household.

The examples listed above prove that it was not only children who lost both their parents who could be regarded “orphans” and sent to stay with strangers. The difference between orphans and fatherless or motherless orphans has only recently been acknowledged. At the time, no distinction was made between the two. One’s “ability to raise a child” was thus often determined by the financial situation of the surviving parent. Widowed fathers were not expected to take care of their children either, so those who were incapable of raising their children were exempted from their duties by society. In this interpretation, orphanhood referred to a social situation, i.e. abandonment due to poverty. Thirty years later, in the Ordinance from 1903 completing the Child Protection Act, the definition of abandoned child was formulated as follows:

Children without property under the age of 15, with no relatives obliged to or capable of providing for and raising them and with no relatives, patrons, charity institutions, or organizations to provide for properly and raise them, must be regarded as abandoned.46

 

It was children whose relatives were unable to raise them due to poverty that were taken into state care, much like the children who were raised “out of mercy” in 1873.

Widows and Their Orphans

The majority of the children listed in the Kolozsvár census lost one parent in the cholera epidemic, so 164 minors (65.3 percent) continued to be raised by the father (in 25 families) or the mother (in 40 families). As Bideau and Brunet note, as long as the one parent (especially the widowed mother) was alive, young children remained with him or her in the family home, but relatives (uncles, grandparents) were also present in the family’s life and provided support for the widow.47 Still, the absence of the father always had a negative effect on the financial situation of the family, even if it did not necessarily lead to destitution or dire poverty.48 Widows of craftsmen could continue their late husband’s occupation with the help of apprentices. Secondary literature on the topic offers several examples of widows engaged in their deceased husband’s craft for a long time.49 Among the widows in Kolozsvár, Mrs. Róza József Bogdán Szathmári, the widow of a shoemaker, for instance, practiced her husband’s profession, though not for long. Running the business, doing the housework, and raising her one-year-old son at the same time was too much of a challenge for her, so less than 18 months later, she remarried to a bachelor of the same age. As Eleonóra Géra points out, taking on both motherly and paternal roles at the same time was a great burden, so widows with older children were more likely to be able to continue their late husband’s craft or business.50 The widowed mothers featured in the census tried to make a living predominantly from domestic service, needlework, sewing, and washing. In farmer families, widows tended to continue farming, but the male labor force proved to be indispensable in the long term, and thus if a widow did not have a son or sons of her own, she was compelled to find a new spouse or take advantage of a son-in-law as a source of labor.51

Among the women widowed during the cholera epidemic, I identified 32 individuals (16.6 percent) in the registers of marriage in Kolozsvár. Though it was difficult to identify women who had been widowed, as the names of the deceased husbands were not indicated consistently, I could find as many widowed mothers who remarried as widowed fathers. In the following, I focus on the lives of 28 widows and widowers (14.5 percent) with orphaned children (15 women and 13 men). According to secondary literature, widowers remarried at a higher rate, so the similar rate of widowed men and women remarrying is probably due to the low number of the sample.52 It is quite probable that a greater proportion of men found new wives from outside of the city, but there are no records of these marriages available. It seems unlikely to me that widowed mothers would have been willing or able to move to another settlement, especially if the house had been the property of the late husband. I think they took this step only in cases of dire need.

Second marriages were generally characterized by some inequality between the spouses in terms of both age and financial situation, since a second marriage was influenced by several factors. Widowed mothers primarily expected their new husbands to provide financial stability, while for widowed fathers, the tasks involved with raising children (especially infants) constituted a major challenge and thus the main motivation for remarrying.53 Many of the widows in Kolozsvár were quite young even at the time of their second marriages, sometimes the same age as unmarried women. They were also appealing as potential spouses because several of them, including some of the widows from Kolozsvár, had inherited their late husbands’ lands or businesses.54 Seven of the 16 women married a bachelor, who thus took on the upbringing of sometimes as many as three orphans (meaning children who had lost their fathers). Five of the 13 widowers married single women, who then took care of their husbands’ children by their first marriages.

According to the secondary literature, widows and widowers tended to remarry relatively soon after having lost their spouses.55 Widowers rarely undertook the task of taking care of young children alone, and the presence of a stepmother was also linked to the likelihood of a child reaching adulthood.56 This was true among widowed parents in Kolozsvár: 21 of 29 widows and widowers remarried within a year of having lost their spouses. The motivation behind this may have been the need to provide care for children in the family. Each mother and father had underage children. The community did not expect fathers to raise young children alone, but it was the father’s responsibility to find a suitable person and create the proper circumstances for childrearing.57 Károly Kis, one of the widowed fathers in Kolozsvár, remarried as early as one month after his wife’s death. The reason for the unusually short mourning period was his one-month-old child, who had been left without a mother, whom he could not take care of, so he married a 23-year-old maiden. The 27-year-old farmer Mihály Szőllősi remarried two months after his wife’s death, also because he was unable to raise his small child alone.

As for marriages between a widow and widower, it can be assumed that both parties brought children to the new blended family, but only one such case can be found documented in Kolozsvár, where both the new husband and the new wife had underage children who had lost a parent. Márton Tárkányi and Júlia Engi, who lost their spouses in the cholera epidemic, both had one daughter when they married in October 1873. They were both Calvinist farmers, so the new marriage did not bring about any changes in their lifestyles. Based on their respective addresses, one sees that, as they were neighbors, they presumably had known each other for a long time, which was probably an advantage for the children, since their new stepparent and sibling were people they knew well. Furthermore, they did not have to leave the neighborhood, as they only moved next door. The girls were roughly the same age, so one could even assume that in this case, two playmates became siblings. Unfortunately, it is impossible to determine whether any of the widowers who remarried followed the otherwise common practice of taking a close relative or the sister of the deceased spouse as the new wife, which ensured continuity between the old family and the new.

The sources reveal that most of the widowed persons in Kolozsvár did not remarry.58 It cannot be determined the extent to which this phenomenon can be attributed to the decisions or preferences of the individuals involved, since in the end, the lives of widows and widowers were predominantly determined by their financial circumstances. Poverty, for example, was not an obstacle to remarriage, as several widows categorized as poor were able to find a new spouse. In contrast, widows living in destitution due to ill health could not remarry, because due to their inability to work, they could not improve their circumstances (for instance a blind mother or a widower unable to make a living for himself). In cases like these, a widow or widower had little to no chance of remarrying.

Nor are data adequate to explain the extent to which the community or the family accepted the independence of widows without children of age or, in contrast, urged them to remarry.59 Young widows were still very much under the influence of their families. If, however, remarriage is interpreted as a survival strategy, then the possible reasons the tendency among the widows in Kolozsvár not to remarry may perhaps be explained in several different ways. If she did not have to remarry for financial reasons, a widow may have chosen to remain unmarried for personal reasons. Widows with children who had already reached adulthood or were able to work, for instance, were less likely to remarry, presumably because their children were able to help provide for the family or take over household duties from their widowed mothers so that she could focus on taking care of smaller children.60 In families in which the presence of children who had reached adulthood can be verified, widowed parents usually did not remarry. In the Profanter family, for instance, the two older sons were 20 and 16, and they were able to work as bricklayers, as their father had done, so they were able to contribute to the family earnings while the widowed mother was taking care of her seven-year-old and eight-month-old children.

The function of widows as heads of the household was usually only temporary, lasting only as long as they had underage children.61 In some cases, it is again difficult to determine whether a widow did not remarry as a consequence of a personal decision or simply because she had a lack of options. If she had several small children, she might have been less appealing as a potential spouse since her new husband would have to shoulder the burden of providing care for them. Mrs. Katalin Dávid József Gyulai had five children. The oldest was nine, the youngest only two months old at the time of the census, and they lived in her house with her. The widow Mrs. György Vinczi also had five children. The youngest was two weeks old, but her 16-year-old daughter and 14-year-old son were already working, so they were able to help her shoulder the burdens of providing for the family. Both women were widows of farmers. It cannot be determined whether anyone else lived in the two widows’ households (such as a grandparent) or whether they perhaps relied on assistance provided by relatives living nearby, but they definitely did not remarry. It seems that both managed the households on their own and raised their underage children on their late husbands’ farms. In the secondary literature, there are a number of examples of widows who did not remarry. When the mother was left a widow, the family did not fall apart. The underage children remained with their mothers, and there are also records of family members (e.g. a grandparent or sibling) who provided help or moved in.62 I believe this might have been the case with the two aforementioned widows from Kolozsvár. Furthermore, neither of them was featured in the list of those who received financial support. Although Mrs. György Vinczi was initially recommended for support, she was left off the final list, and, as the cadastral map reveals, compared to the other farmer, the plot with the house she inherited from her late husband was relatively large.63 The census takers’ assessment was probably influenced by their knowledge of widows having inherited properties, which practically meant that, in their cases, housing and livelihood were regarded as ensured, so the two widows were not considered poor, even given the responsibilities involved in raising small children.

Since widowed fathers rarely undertook the duty of raising minors alone, the relatively high number of single fathers as caregivers for small children is surprising. Unfortunately, the sources offer no information concerning the help they may have received in providing care for the children with, but based on the register of addresses in Kolozsvár, it is clear that they had relatives who lived nearby. In all likelihood, they had family members who helped more than the data recorded by the census takers would indicate. Farmer József Baga seems to have raised his six young children on his own. The youngest child was only one year old, the oldest eleven. The register of addresses indicates that his plot and the one right next to it were the properties of György Baga’s heirs, which may mean that at least one sibling lived nearby. The adjacent plot also belonged to the Baga family, and in the neighboring street there lived a houseowner by the name József Baga. The addresses thus reveal a large family of farmers living in the Hídelve district, so József Baga probably did not have to take care of his children entirely on his own, but received help from female members of the family or the grandmother.64

The case of István Albert was similar. He had six children. One of them had reached adulthood, two worked as domestic servants, and three daughters (aged six, eight, and twelve) lived with him. The elder daughter who worked as a housemaid served nearby. György Albert, presumably István’s brother or perhaps older son, so again, in this case the members of the family lived nearby.65 As for carpenter János Molnár, the explanation may lie in the fact that the eldest of his three orphaned daughters, Zsuzsa, was 21 years old, so she could do the housework and take care of her two younger sisters, aged 9 and 13.

Summary

The aim of the census recording widowed parents and orphans after the cholera epidemic was to assess the social problems caused by the epidemic and to identify and provide support for those in need. Among the beneficiaries, underage orphans and widowed mothers were prioritized. The concept of poverty was linked to the tasks involved in rearing children and a given individual’s ability (or inability) to work and earn money. For the census takers, a poor person in need of financial support was someone who did not work and/or had a young child, or in other words, predominantly widowed mothers who were raising their children on their own. The lists compiled of widows and orphans of the cholera epidemic and the categories into which people were divided on these lists offer insights into the practices involved in the placement of orphans living in poverty in the nineteenth century, practices in which the family and relatives played a pivotal role. According to the census takers, who were members of the urban elite, the word orphan referred not simply to a child who had lost both his or her parents (the census takers did not even draw a distinction between children who had lost one parent and children who had lost both parents) but also to children whose parents were too poor to provide for and raise them. Orphanhood, thus, referred often not to the position of a child within a family, but rather to the child’s place within the larger social network.

The loss of a parent or parents brought about several changes in the lives of young orphans. Most orphans who had lost only one parent were raised by the parent who survived, and the surviving parent was often given assistance by relatives living nearby. One-parent families consisting of a mother and a child or children were more frequent than one-parent families headed by a father, as widowed fathers with minors tended to remarry. The upbringing of children who had lost both parents (or whose parents could not provide for them) was usually undertaken by grandparents and close relatives. Providing care for orphaned children was an unwritten family duty, one which family members usually accepted, even when they were poor themselves. Some of the orphans in Kolozsvár, however, were not related to the adults who raised them, and their uncertain situations were noted by the census takers. Older children actively took part in providing for the family: as the part of the deceased parent had to be filled, they took on more tasks or contributed to the livelihood of the family with their salaries. They could ease the burdens which fell on the widowed parent by working as apprentices or housemaids so that the widowed parent would not have to provide for them. Very few orphans were admitted to orphanages: a total of two girls and two boys were placed in institutions in Kolozsvár and Nagyszeben.

After the epidemic had passed, several young women and men had been widowed, and their private lives can be traced back according to the information in the registers of marriages. The decision to remarry was determined by several factors. For women, the main motivation to remarry was to ensure a livelihood for their family, while men mainly sought to provide security for their young orphaned children and to find a new mother to take care of them. Second marriages characteristically came rather quickly, before the end of the year of mourning. In the sample examined here, the rate of those who did not remarry is rather high, which underlines the importance of predominantly financial factors. Some were unable to find a new spouse because they were poor, while others, in contrast, were under no financial pressure to find a spouse, as they were able to subsist on their own. Alongside financial factors, help from children who had reached adulthood or a relative living nearby also decreased a widowed parent’s need to remarry.

Archival Sources

Erdélyi Református Egyházkerület Központi Gyűjtőlevéltára, Cluj-Napoca/Kolozsvár [Transylvanian Reformed Church Archives]

D3 Documents of the Kolozsvár Mária Valéria Orphanage for Girls, 1. Presidential Diary (1872−1880).

Arhivele Naţionale ale României, Servicul Judeţean Cluj [National Archives of Romania, Cluj County Branch] (NAR CJ)

University Hospitals – Karolina Hospital F 210, 4/1872−73.

Parish registers F 42.

Burial records: 71/38, 71/78, 71/60, 71/59, 71/3, 71/81, 71/8, 71/6, 71/108, 71/18.

Marriage records: 71/33, 71/37, 71/54, 71/2, 71/81, 71/8, 71/91, 71/107.

Kolozsvár Mayor’s Office F 1.

Documents related to the cholera outbreak 1872–1874.

Document of the Shoemaker’s Association F2, 52. Proceedings of the Shoemaker’s Guild 1820–1899.

 

Map: Biblioteca Centrală Universitară „Lucian Blaga” Cluj-Napoca/ „Lucian Blaga” Központi Egyetemi Könyvtár, Kolozsvár – Colecţii speciale/Különgyűjtemény [Special Collections]

Szabad királyi Kolozsvár város térrajza az új házszámozás szerint [The map of the free royal city of Kolozsvár], ed. Sándor Bodányi (Kolozsvár, 1869). Dimensions of the map: 119 × 83 cm.

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1 Horn, “Nemesi árvák.”

2 István Werbőczy, Tripartitum (1514), 113/5 §. Accessed November 6, 2019. http://www.staff.u-szeged.hu/~capitul/analecta/trip_hung.htm

3 Horn, “Nemesi árvák,” 54−61.

4 Csizmadia, A magyar közigazgatás fejlődése, 197−99; Act 20/1877. Accessed November 5, 2019. https://net.jogtar.hu/getpdf?docid=87700020.TV&targetdate=&printTitle=1877.+%C3%A9vi+XX.+ t%C3%B6rv%C3%A9nycikk&referer=1000ev; Csipes, “Az árvaszék szervezete, működése és iratai.”

5 Act 20/1877, 112 §.

6 Act 20/1877, 4−5 §.

7 I owe a debt of thanks to Ágnes Flóra, archivist at the National Archives of Romania, Cluj County Branch, for having called my attention to and allowed me to consult the documents of the cholera committee.

8 NAR CJ, F 1 Mayor’s Office, Documents related to the cholera outbreak 1872−1874.

9 The census was compiled by the following individuals working in the following parts of the city: 1. János Manitza for the Külmonostor-Külszén district, 2. Mihály Csíki for Hídelve, 3. Gyula T. for the Külmagyar-Külközép district. In the inner city, district captain Lajos Kállai did not compile the data as a table but rather wrote separate reports for each family.

10 Other designations included “poor, but able to subsist,” “in the direst destitution,” and “true destitution.”

11 I used all the marriage registers in Kolozsvár, including those for the Calvinist, Roman Catholic, Greek Catholic, Greek Orthodox, Lutheran, and Jewish communities.

12 Since I only used the registers from the city of Kolozsvár, I was only able to learn about the fates of widows and widowers who remarried in Kolozsvár. Thus, the conclusions I draw may not be applicable in any larger context but apply, rather, only to the people about whose later lives the sources offer some information.

13 I identified a total of 193 heads of families on the lists. In the case of 17 of these heads of families, we do not know whether they had a spouse and a child or children. 22 had no children and were survived only by a widow or widower. The lists contained 396 orphans, 112 of whom had reached adulthood or were married when the lists were compiled and three of whom died. Concerning another 30 children, the sources provide no indication of their ages or their housing situations. As a result, of the total 396 orphans, the present study focuses on 251 underage orphans.

14 Bideau et al., “Orphans and their family histories”; Maddern, “Between Households.”

15 Magyar polgár, September 24, 1873.

16 Magyar polgár, December 12, 1873; A kolozsvári „Mária Valéria” Árvaház évkönyve 1884, 26.

17 Various terms are used, for instance “very poor,” “without property,” “destitute,” and “in an ordinary condition.”

18 Of the four lists, two were drawn up before May 14, 1874, when it was reported that the final statement had not yet been drawn up. The additions that were made to the third list suggest that it was made for internal use.

19 Oris and Ochiai, “Family Crisis.”

20 Act 20/1877, 1 §; Act 23/1874. Accessed November 5, 2019. https://net.jogtar.hu/getpdf?docid=

87400023.TV&targetdate=&printTitle=1874.+%C3%A9vi+XXIII.+ t%C3%B6rv%C3%A9nycikk&referer= 1000ev

21 In 1872, the Shoemaker’s Guild was transformed into the Shoemaker’s Association. Mihály Csíki (the chief of the Hídelve district) was a board member, and János Manitza (the chief of the Külmonostor-Külszén district) was the president of the association beginning in 1872. On the guilds see Kovách and Binder, A céhes élet Erdélyben; NAR CJ, F2 Document of the Shoemaker’s Association, 52. Proceedings of the Shoemaker’s Guild 1820–1899.

22 I was able to identify six individuals from the families who had suffered deaths from cholera on the basis of an 1869 list found in the guild documents. With the exception of Károly Szathmári, according to the 1874 census, they were all adequately well-off financially.

23 The assisted widow for whom assistance was provided, Mrs. Katalin Szász József Mezei, still lived on her husband’s plot at the time of the census with her two children. She married again in 1876 at the age of 35. Bodányi, Szabad királyi Kolozsvár város, 44.

24 The inhabitants of the outskirts of the city, the so-called “hóstáti,” considered themselves the urban farmers of Kolozsvár. Their community was forced to give up their land and previous lifestyle in the 1970s and 1980s, when under the communist regime the districts they inhabited were used for the construction of new housing blocks. See Pillich, Városom évgyűrűi; Gaal, Magyarok utcája.

25 Bideau et al., “Orphans and their Family,” 321.

26 Bideau and Brunet, “The Family, the Village and the Orphan.”

27 In addition to the aforementioned groups, three orphans had already passed away, six were living in another city, two small children were being taken care of by a wetnurse, and one girl was attending the teachers’ training institution in Kolozsvár.

28 Bideau and Brunet, “The Family,” 364.

29 Bodányi, Kolozsvár házbirtokosainak névsora, 15.

30 Deáky, Jó kis fiúk és leánykák, 82−85.

31 Bideau and Brunet, “The Family,” 364.

32 Bideau et al., “Orphans and their Family,” 315−25; Maddern, “Between Households,” 72; Horn, “Nemesi árvák,” 60−61.

33 Also, two infants were turned over to the city wetnurse, because their father was in prison. The wetnurse was paid using funds from the city’s coffers. NAR CJ, F 1 Mayor’s Office, 2578/1874.

34 Transylvanian Reformed Church Archives, D3 Documents of the Kolozsvár Mária Valéria Orphanage for Girls, 1 Presidential Diary (1872−1880).

35 The association which ran the Mária Valéria Orphanage was a spinoff of the Kolozsvár Women’s Charitable Association. There was considerable overlap between the two from the perspective of their members. A kolozsvári árvaház évkönyve 1874, 31.

36 The source does not indicate precisely how the person who took her in was related to her.

37 On the fate of the other four siblings see the subchapter entitled Relatives. A nagyszebeni kir. kath. Terézárvaház értesítője az 1883/4 tanévről, 11.

38 A nagyszebeni 1883/4, 14; A nagyszebeni 1887/8, 46.

39 A kolozsvári “Mária Valéria” 1880. Supplement. 10–11.

40 Deáky, Gyermekek és serdülők, 21−24; Oris and Ochiai, “Family Crisis,” 55−61.

41 Deáky, Gyermekek és serdülők, 247−60.

42 Jelentés az állami gyermekmenhelyeknek 1907–1910 évi munkásságáról, 96.

43 Deáky, Gyermekek és serdülők, 247.

44 Gyáni, Család, háztartás és a városi cselédség.

45 Deáky, Gyermekek és serdülők, 230.

46 Ordinance 1/1903 Ministry of Interior; Gyáni, “Könyörületesség, fegyelmezés,” 76−77.

47 Bideau and Brunet, “The Family,” 364−65.

48 Oris and Ochiai, “Family Crisis,” 19.

49 Szende, “Craftsmen’s Widows.”

50 Géra, “Városi és kamarai árvák.”

51 On peasant widows who managed their lands on their own, see Péter, “Paraszti özvegyek.”

52 Pakot, “Megözvegyülés és újraházasodás,” 76; Van Poppel, “Widows, Widowers and Remarriage”; Oris and Ochiai, “Family Crisis,” 69.

53 Pakot, “Megözvegyülés és újraházasodás,” 22.

54 For instance, the widow of stonemason János Szabados married the stonemason Ferenc Bálint in August 1873.

55 Pakot, “Megözvegyülés és újraházasodás,” 72, 81.

56 Skořepová, “Orphaned children in Bohemian rural society,” 225, 229; Åkerman et al., “Survival of Orphans,” 85−86, 99.

57 Oja, “Childcare and Gender,” 85−86.

58 35 widowers and 52 widows did not remarry.

59 Pakot, “Megözvegyülés és újraházasodás,” 82.

60 Oris and Ochiai, “Family Crisis,” 29; Pakot, “Megözvegyülés és újraházasodás,” 72, 82; Skořepová: “Orphaned children,” 225, 228.

61 Oris and Ochiai, “Family Crisis,” 33−34; Skořepová, “Orphaned children,” 229−30.

62 Bideau and Brunet, “The Family,” 364−65.

63 Szabad királyi Kolozsvár város térrajza az új házszámozás szerint [The Map of Kolozsvár Free Royal City], ed. Sándor Bodányi (Kolozsvár, 1869). Dimensions of the map: 119 × 83 cm.

64 Bodányi, Kolozsvár házbirtokosainak, 45.

65 Ibid., 15.

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2020_3_Klacsmann

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Neglected Restitution: The Relations of the Government Commission for Abandoned Property and the Hungarian Jews, 1945–1948

Borbála Klacsmann
University of Szeged
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Hungarian Historical Review Volume 9 Issue 3  (2020): 512-529 DOI: 10.381/2020.3.512

This paper deals with the restitution provided to Hungarian Holocaust survivors by the Government Commission for Abandoned Property, in the first post-war years (1945–1948). This commission was the first national institution, which handled and took care of the assets of Holocaust victims and which was supposed to give compensation to the survivors. By investigating the cases conducted by the local representatives of the institution, this paper gives insight into certain aspects of Jewish–non-Jewish relations after the war, as well as how these relations and the restitution process were affected by other actors, such as the government commission itself, the political parties and the government. Additionally, the attitude of the most important Jewish associations toward the government commission is also scrutinized.
 

Keywords: restitution, Government Commission for Abandoned Property, Jewish property, property transfer, post-war

“On April 21, due to the approaching Russians, we evacuated. We were all brought to Sachsenhausen. […] From Sachsenhausen, the healthy were taken, only the weak and seriously ill were left there. Among them, me. At noon next day the Russians liberated us. I was taken to hospital and taken good care of for three months; they managed to feed me up to 42 kilograms. My future plans depend on the homecoming of my mother and siblings.”1

Usually recollections recounted in front of the National Committee for Attending Deportees2 ended like the story above. However, this was not the actual end of the stories of survivors, as the Holocaust and its consequences had an impact on their later lives. The damages caused to the persecuted were categorized into two groups by Stephen Roth: damages to the person and material damage.3 As a result of their ruined health, the psychological trauma they suffered, the loss of their relatives, the violation of their human rights (the loss of professional and personal freedom, human dignity, social security, etc.), and the confiscation of property, returning survivors had to rebuild their lives from scratch. The governments tried to aid the survivors in various ways, first and foremost by returning material assets or providing compensation instead. Often rehabilitation was needed, while many perpetrators were tried and condemned alongside. However, as Ágnes Peresztegi points out, it was impossible to compensate the survivors for damages to the person. Only symbolic acts could be made in this case, such as providing state annuities.4

At the end of World War II, Hungary became a democracy and the government abolished all previous anti-Jewish laws and decrees. The process of restitution, however, started slowly, and the question of compensation was not raised. The new laws condemned the anti-Semitism of the previous regimes, but they did not accept the responsibility of the Hungarian state. It was thus not immediately obvious that the persecuted would receive any compensation at all.

Like many of the other harms suffered by Jews, the effects of the theft of their property and belongings did not disappear without a trace; the survivors faced additional difficulties due to the lack of proper restitution, and these hardships accompanied them for years and had a grave influence on relations between Jews and non-Jews. Local authorities struggled to make just decisions in these legally and ethically difficult situations, since in the absence of the original owners, many of the properties in question had been given to people in need, including poor families with many children.

In the postwar chaos, initially there was political will for settling property issues. As a result, the Government Commission for Abandoned Property, the task of which was the handling of “abandoned” goods, was founded in 1945. However, the institution did not manage to fulfill its assigned role, as was expected by the reestablished Jewish community. Thus, the survivors often had to try to pursue their own interests on a local level in a field interwoven by the political, economic, and social interests of the government, a governmental institution, and their own representative organizations. Besides high politics, the inner life of micro-communities (Jews, non-Jews, local civil servants, members of the authorities) also had an influence on whether any restitutions would be made in a given locality.

This article attempts to uncover how the functioning of the government commission influenced the lives of the survivors and what kind of relationship evolved between the Jewish community and the institution. “Jewish property” is thus a focal point of this text, and it therefore needs clarification: first and foremost, it refers to properties that were confiscated during the Holocaust and belonged to persons who had been defined as Jews according to act IV of 1939, one of the major anti-Jewish laws. According to this law, anyone who was Jewish by faith or who had one Jewish parent or two Jewish grandparents was defined as Jewish. Since I draw on cases involving private individuals, I consider instances involving personal property, not collective property. The government commission used the term “abandoned properties” to refer to property that had neither an honor nor a legal heir. This included valuables that had belonged to Jews or non-Jews and the original owner of which could not be found at the end of the war.

The Legal Background of Confiscations and Restitution

Hungarian Jews became quite successful in an economic sense after emancipation in 1867. Nonetheless, they gradually began losing their wealth from the end of the 1930s as the acts XV of 1938 and IV of 1939 restricted the proportion of Jews to 20 percent and then to 6 percent in economic and intellectual occupations. As a result, approximately 90,000 people lost their jobs.5 Act IV of 1939 and XV of 1942 limited the right of a person defined under law as Jewish to own private property by allowing for what was referred to as the “Aryanization” of agricultural and forest estates owned by Jews. Act XV of 1941 prohibited the marriage of Jews and non-Jews.

After the German occupation in March 1944, the confiscations were accelerated with the assistance of the Döme Sztójay government. In April, Jews were obliged to declare assets worth more than 10,000 Pengős. During the process of ghettoization, they were allowed to take only 50 kilograms of personal property based on the order of the 6163/1944. BM. VII. res. confidential decree. In the approximately 200 ghettos in the country and in the course of the deportations, the gendarmes and German guards confiscated the last valuables of the victims.

The government tried to control the redistribution of “abandoned” Jewish properties with little success.6 After the authorities had taken inventories of the items left in locked-up Jewish houses, the gendarmes and policemen, who were in charge of the process of redistribution, often took these items.7 Members of the authorities, civil servants, and private individuals all made claims to real estate which had been owned by Jews. Houses and shops which had not been redistributed were often plundered by the locals.8 As all layers of society profited from the process of “Aryanization,” Róbert Győri Szabó calls this aspect of the confiscations “institutionalized robbery.”9

In November of 1944, Ferenc Szálasi’s Arrow Cross government introduced a new decree (3840/1944. ME.) which meant the culmination of the confiscations. According to the decree, anything owned by a Jew was to be nationalized, and thus everything that was confiscated became the property of the state. This decree also prescribed that these assets were to be used to cover the costs of war efforts and war pensions.

After the war, the exclusion and stigmatization of the Jews were abolished by the fifth point of act V of 1945.10 In the short democratic period, the Hungarian governments tried to reestablish the rights of Jews and to regulate property rights and issues connected to confiscated Jewish property with several laws and decrees. Decree no. 300/1946. ME. constituted a milestone in this process, as it provided survivors the right to reclaim their “Aryanized” properties. Act XXV of 1946 repeated and thus strengthened the withdrawal of every anti-Jewish law. At the same time, according to the act, any property which had been owned by a Jew but which had been left without an heir was to be given to a fund which would use its income to aid needy survivors and their institutions.11

Act XVIII of 1947, which ratified the Paris Peace Treaty, consolidated the previous achievements: among the political ordainments of the treaty, one obliged Hungary to provide legal equality to all of its citizens and take the responsibility to restore every asset confiscated due to the owner’s origins or religion after September 1, 1939. If restoration was not possible, compensation was to be provided instead. The law also stipulated that goods that had not been claimed by their owners or heirs within half a year would be automatically given to organizations which represented the persecuted and would be used to help provide support for survivors.12

This law strengthened act XXV of 1946, based on which the National Jewish Restitution Fund was founded under the control of the government and the two major Jewish organizations, the National Bureau of Hungarian Israelites (Magyar Izraeliták Országos Irodája, hereafter referred to as MIOI) and the Central Bureau of Orthodox Denominations (Magyarországi Autonóm Orthodox Izraelita Hitközség, hereafter referred to as MAOIH). However, the Fund was established only in 1947, and by the time it started functioning, the Government Commission for Abandoned Property had been liquidated. Thus, in the four years after the war, the latter institution handled heirless properties.

The Government Commission for Abandoned Property and its Functioning

The Government Commission for Abandoned Property was a national institution which functioned under the supervision of the prime minister’s office from May 1945 until 1948. According to decree no. 727/1945. ME., which established the institution, it was supposed to take care of properties without an owner, to aid “persons who lost their wealth or livelihood; seek and bring home the deported.”13 It had to give at least partial restitution to those concerned.

Though most of the sources produced by the commission were burnt during the 1956 revolution, it is clear from the leftover fragmented material that, of the abovementioned tasks, it fulfilled only the handling of “abandoned” properties. This is underpinned by the fact that a later decree, which also regulated the role of the institution (10.490/1945. ME.), did not even mention restitution. The government commission was in charge of establishing whether an item was “abandoned.” It had to find these objects, rent them out, supervise the caretakers, and make decisions concerning the claims of the original owners or heirs. The costs of the institution’s functioning were covered from the rental fees paid for the rented goods and the wealth handled.

The Ministerial Council elected the government commissioners and came to decisions regarding the institutional structure.14 The first government commissioner was Dr. Rudolf Legéndy. He was followed by Gyula Zombory15 and, then, Jenő Molnár. Their work was supervised by the national Court of Auditors and the presidential council of the government commission. The latter was created by the same decree that established the commission itself. It acted as a court of appeal, so clients who were displeased with the decisions of the government commissioner could turn to it for assistance. The leader of the council was also appointed by the prime minister, while its members were invited by the president from the member parties of the Hungarian National Independent Front,16 the ministries, the council of trade unions, and other authorities.17

Several factors affected the work of the Government Commission for Abandoned Property. First and foremost, efficient administration was hindered by frequent reorganizations, an overly-bureaucratic inner system, and frequent changes of the staff.18 This went hand in hand with a decreasing work morale; moreover, the colleagues of the institution had to take care of so many cases that it was impossible to handle all of them. As a result, the files accumulated and only half of them were dealt with.

In addition to its center in Budapest, the government commission’s network had agents all over the country: there were representatives present in every county and bigger city.19 The work of the representatives was helped by local civil servants, who were chosen specifically for this reason, altogether approximately 400 individuals.20 These “trustworthy civil servants”21 were appointed by the municipalities at the order of the főispán,22 and they were prepared for their tasks at meetings that were held in every district.23

Initially, two decrees regulated the fate of “abandoned” properties.24 According to these decrees, the objects had to be declared at the central office of the government commission or in the municipalities, even if someone only knew about them but did not own them, or if someone had obtained them as a result of the discriminatory measures.25 Banks were obliged to declare the wealth of those who “departed due to deportations or fled for political reasons.”26 Not fulfilling this obligation counted as theft or embezzlement and could result in a penalty of 8,000 Pengős or internment.27 Anyone who “searched for and declared a significant number of abandoned objects, will be rewarded [by the prime minister].”28

The Functioning of the Government Commission for Abandoned Property in the Light of Specific Cases

Cases based on source analysis offer insights into the functioning of the government commission on a local level, the actions of the representatives, the kinds of problems which arose in the course of the processes, and the ways in which the representatives, party members, civil servants, and the clients themselves could deepen them. In short, the case studies may reveal whether the government commission could fulfil its obligations prescribed by the decrees.

In March 1946, Rezső Ernszt sent a letter to Tibor Papolczy, the representative of the Government Commission for Abandoned Property in Kiskunhalas. His request was the following: “For my 20-acre vineyard, please allocate me a cart. Considering that during my deportation my equipment was looted, completing the necessary work is impossible without a cart.”29 It becomes clear from the quote that during the processes of ghettoization and deportation, the farm was either plundered by the locals or the local government redistributed the properties found there. Ernszt received the following answer on the same day: “The representative of the Government Commission for Abandoned Property complies with this request and rents out the accessories of a cart wreck to be built up from the provision at his disposal: 3 wheels, 2 bottoms, 1 side and bottom built together, 1 shaft. The monthly rental fee is equivalent to the price of 4 eggs, which sum must be paid at my office between the 1 and 5 of every month.”30

The rapidity with which this reply was given suggests that the letters were written as a formality and in order to provide documentation for the decision, and Ernszt probably had already spoken with the representative of the government commission in person. The case illustrates the limited success the government commission had in providing the survivors with efficient solutions: it had existed for a year already, during which time the local representative and the civil servants helping him should have had time to search for the “abandoned” properties. However, they obviously did not know what had happened to Rezső Ernszt’s equipment. Therefore, the representative offered Ernszt parts of a wreck which he himself then had to use to build a cart. Moreover, he was not given these parts. Rather, they were rented to him for a monthly fee.

Naturally, Rezső Ernszt was not content with this solution. Two days later, he wrote another letter to the representative: “As I have rented out my vineyard, I do not need the allocated cart wreck anymore.”31 This case is an example of how Jews were given access, at a price, to objects instead of having the property which had been stolen from them restored to them or receiving some form of restitution. This did not lead to constructive and permanent solutions to their cases, and it did not help relieve social tensions, as in villages and smaller towns the fate of the properties and belongings which had been stolen from Jews was often an open secret.

During the early phase of restitution, the authorities frequently did not manage to find a good solution. Not getting back their properties was perceived as a violation of property rights by the Jews, while non-Jews regarded it as a legal offence if they had to return goods that they had come to consider their own. The latter reaction is illuminated by several cases. In January 1946, Mrs. Sándor Bancsi from Vámosatya visited the government commission’s representative in Kisvárda and complained that on January 22, the representative and the police lieutenant of Vásárosnamény took her cow and gave it to Nándor Gottdiener. According to the protocol written about the case, “at that time in June 1944, she swapped her cow for another one in good faith, which had to be turned in. […] The cow, which she gave in exchange for this, was also good, and they turned that in instead of the one she owns now. Now she is there with five children, her husband is dead, she does not have anything, even her last cow has been taken; the milk, which means life, has been taken from her children’s mouths.”32

Then Mrs. Sándor Bancsi pleaded for the cow to be given back, and she asked Nándor Gottdiener to “turn to the Treasury, because she cannot lose her only cow as a consequence of the measures of that time, which would mean irreplaceable damage to her, as she would not have strength to get more or another.”33 The final verdict in this case remains unclear from the sources, but it is characteristic that the woman rejected the representative’s first decision and a change to a situation which had come about as a result of the confiscations. In 1944, many others were in similar situations when they received certain goods which were necessary for the livelihood of their family at a normal price or for free. Moreover, when the new owners paid for the Jewish goods or invested money in reparations, they were more inclined to consider this property their own.

Among the documents of the Government Commission for Abandoned Property, other types of cases can also be found. In a letter written in September 1946 in Nyíregyháza and sent to the central office of the government commission by the local representative Dr. Tibor Fábián, Fábián enumerated the cases of the “Aryanized” livestock of Jews, which all ended in different ways.34 Two clients managed to reach an agreement concerning the fate of a cow, and the verdict reached in one case had to be annulled and the survivor had to give his cattle back to the widow who had obtained them during the confiscations. This case was decided based on the 12th paragraph of decree no. 300/1946. ME., which stated that the basic right of survivors to reclaim their properties could not be applied to livestock and agricultural equipment. The decree had been published in Magyar Közlöny in January, but rural representatives had not been informed about how it should be applied in cases of restitution. Fábián complained about this in his letter: “It is a pity that the government commissioner did not notify us about the correct interpretation of decree 300/1945. ME. at the time of its introduction, thus we made decisions referring to that.”35

At the same time, according to the representative, some of the new owners willingly gave cattle back to returning survivors; but some others, upon hearing the news that the son of the original owner had come back, sold the animal which they had obtained during the confiscations. In the latter case, the representative put a ban on the sale of the cow and ordered the clients to go to court.36 The description offers an example of the chaos of the process and the complexity of the relationships among the people involved, which frequently generated strong tensions. The attitude of the non-Jews, which was driven by various feelings and motives ranging from understanding and flexibility to greed, often influenced and was influenced by the behavior of the returning Jews.

There are sources which shed some light on the ways in which political parties tried to intervene in the functioning of the government commission. The county secretariat of the National Peasant Party (Nemzeti Parasztpárt) in Nyíregyháza, for instance, turned to the central office of the government commission because the local representative, “without any compensation, took the cows of inhabitants of Nyírjákó, which they had bought at regular auctions, and gave them back to the relatives of the previous owners returning from deportation.”37 Following this complaint, the deputy department leader Tihamér Téri sent a letter to the local representative, in which he warned him that such livestock “are not to be considered abandoned and thus they do not belong to the authority of my government commission. The representative’s procedure does not have any legal basis, it is lawless and illegal and a severe transgression of your authority.”38 At the same time, he informed the representative that, according to decree 300/1946. ME., such livestock could be reclaimed only through the court, and if the livestock in question belonged to an agricultural estate, it could not be reclaimed at all. Attached to the letter is the protocol of the public auctions held after the ghettoization on May 10, 1944.39

This letter demonstrates how the confiscations took place on a local level. As soon as the Jews were segregated, their properties were seized; their livestock was sold at auction before the deportations had even begun. At the same time, robberies were committed after the war, as the original owners or their heirs could not get their property or some share of their property back according to the law. Moreover, the case emphasizes two features of the functioning of the Government Commission for Abandoned Property. First, the local representatives of the parties actively participated and intervened in the procedures, which seems to have been an accepted practice, which is proved by the letter of the deputy department leader.40 Second, colleagues of the government commission and especially rural representatives were uncertain which paragraphs of the laws and decrees should be applied in certain cases, which led to further legal complications.

The Attitude of the Jews towards Restitution and the Government Commission for Abandoned Property

During the short-lived democracy, the Hungarian governments made it clear through laws and decrees that they condemned the politics of those who had been in charge before and during World War II. Nonetheless, they did not manage to meet the expectations of the Holocaust survivors. The shortcomings in restitutions can be traced back to complex economic, social, and political reasons, though the explanations lie for the most part in the postwar economic situation. The political leadership was supposed to provide aid for hundreds of thousands of destitute survivors, and they had no previous experience in such a situation.41 An adequate arrangement was hindered by the fear of anti-Semitism: politicians feared that by giving back properties to the original owners, they would incite hatred against the Jews which would lead to pogroms.42

Furthermore, Hungarian radical forces, which included the Hungarian Communist Party (Magyar Kommunista Párt), the National Peasant Party, and the Social Democratic Party of Hungary (Magyarországi Szociáldemokrata Párt) together with the Soviet authorities, advocated new directives, and the importance of restitution was overwritten by the necessity of the economic recovery of the state. They paid particular attention to providing support for the poorest social strata, which had benefitted considerably from the confiscations.43 Misuse of Jewish properties only made things worse. The representatives of political parties had claimed Jewish houses as party offices or had demanded their share of the loot in other ways.44

The central organizations which represented the interests of Jews were displeased with the situation. They voiced their opinion at meetings with government representatives, as well as in petitions sent to the prime minister and on the pages of Új Élet (New Life), the biggest Jewish newspaper. The editors regularly informed the readers about the new laws and decrees, and they gave accounts of the meetings held by MIOI, MAOIH, and government representatives.

In December 1945, the paper started a discussion of the issue of restitution with a strong, one-page-long article. It voiced criticism of the slow process of bringing home the deported and government policies concerning restitution of stolen property: “The declaration of the government representative […] cannot satisfy the Jews in the sense that it leaves an open question: when and to what extent will these obligations be fulfilled. […] The returning [survivors] find ravaged homes, houses, looted shops; they are deprived of everything and cannot cover even the most primitive living conditions.”45 The paper emphasized the fact that the survivors were given aid by international Jewish organizations and the International Red Cross,46 and “without the appropriate foundations, they cannot join in productive work.”47 Referring to law and national feeling, the national bureaus representing the Hungarian Jews believed that “the honor of the Hungarian nation requires that crimes shall be punished; justice, recompense and reparation shall be provided […]. Recompense and reparation are not only in the interests of Hungarian Jews, but are in the interests of the entire Hungarian nation.”48

Concerning the decrees that aimed at returning the properties of Jews, the journalists emphasized more than once that “we do not seek ‘privileges,’ but an arrangement according to justice which would help the thousands of robbed, impoverished people get back their necessary properties.”49 They most probably tried to take the wind out of the sails of anti-Semitism with this argumentation. They objected to the fact that, according to decree no. 300/1946. ME., “things necessary for a living,” namely things on which the livelihood of the new non-Jewish owners depended did not have to be returned to the original owners.50

At the same time, “the decree deals with the question of the life circumstances of the Jew, who happens to have survived the persecution, ghetto, or the hell of deportation, the aggrieved party [emphasis in original article], merely by sending him to the Government Commission for Abandoned Property, where he can claim objects ‘for use’ before others.”51 But the paper called attention to other controversial legal practices as well: “This measure of the decree invokes severe legal complications, because in the cases described in the third paragraph, it respects the measures of the fascist and Arrow Cross ‘authorities,’ thus giving immunity and privilege to the lucky obtainers, which Hungarian law or general civil law does not recognize.”52 The article depicted the confiscations and the lack of restitution as one continuous process from a legal point of view.

In February 1946, Új Élet gave an account of a meeting between representatives of the government and Jews. At this meeting, the Jewish representatives proposed again that goods the original owners of which (or heirs to) could not be found should be transferred from the treasury to a “Jewish fund” which would be used to provide aid for impoverished survivors. They criticized the misuses which had taken place during the administrative processes of the Government Commission for Abandoned Property.53 Ernő Munkácsi, the secretary of the Israelite Denomination of Pest and the Jewish Council, expressed dissatisfaction because “the properties of the fascists and the deported Jews are treated in the same way.”54

Government representative and state secretary István Balogh emphasized that the government wanted to give the Jews the moral and material compensation which they deserved, but it was not in a position to do that. He referred, for instance, to the dangers of anti-Semitism, while with regards to the concerns of Jews, he answered that the Jewish organizations received special representation in the government commission. Gyula Zombory, the then government commissioner, added that Jews should set up cooperatives which would then put them in an advantageous position when it came to the redistribution of properties.55 Therefore, the leaders of the Jewish community and the representatives of the government talked about two different topics: the Jews found it logical that they would claim their property back and use property which went unclaimed to provide support for needy survivors, while the politicians and the government commissioner avoided addressing these issues and made it clear that restitution would not happen in the way that the Jewish organizations were demanding.

In May 1946, Munkácsi collected the grievances of the Jews in an article. In addition to the abovementioned grievances, he also found it unfair that “they made numerous decrees which consider us, with good will, but usually these were made without asking us in advance.” Moreover, these measures “feared to state openly and without limitations that whatever was taken from the Jews must be given back.” This caused “numerous loopholes, excuses and a hurdle-race everywhere; everywhere the acceptance of ‘irreversible facts’ and forcing Jews to accept this.”56

According to Munkácsi, one of the main offences committed against the Jews was that survivors could not even get their estates back: “True, in theory they could get an estate in exchange, but this happened only in a small number of cases. On the other hand, many times a Jew who had just returned from deportation or military labor service and started to work his old land had to leave it.”57 He stressed again that it was a grave error that the Government Commission for Abandoned Property handled the wealth of Jews and Arrow Cross members together. “Moral reasons rule out the possibility that the democratic Hungarian state be a beneficiary of the mass murder in any form!” he claimed.58 Finally, he called to the attention of his readers the fact that the Jews were not merely seeking restitution of their properties but were also entitled to get compensation for the suffering they had endured.

Summary

Due to the persecution, the postwar life of the survivors changed dramatically. In addition to losing relatives and friends, upon their return, they also had to face the fact that, during the processes of ghettoization and deportation, they had been left penniless. Getting back their properties (or properties which had been owned by family members) depended on local and national factors, i.e. on relations with non-Jews, the benevolence of the local municipality and its civil servants, government politics, and the functioning of the Government Commission for Abandoned Property.

The Hungarian government did not initiate a centrally controlled restitution program during the few years in which the country was under the administration of relatively democratic governments after World War II. Instead, the Government Commission for Abandoned Property was assigned to make decisions concerning the property issues of Jews and non-Jews. This process and the functioning of the government commission was met with dissatisfaction among the central organizations of the Jews, all of which kept the topic on their agendas in their petitions, during meetings with politicians, and on the pages of the most widely read Jewish newspaper. The lack of restitution of every previously Jewish-owned piece of property which had been owned by a Jew and the suppressed interests of Jews meant that survivors were often only able to restart their lives with the help of international Jewish organizations.

It is typical in the process of restitution that the terminology that was used in 1944, during the confiscation of Jewish properties, was still used in the years of democracy. The properties were referred to as “abandoned,” and this euphemism suggested that anyone in possession of this property had not illegally acquired it or stolen it. Continuity can be observed even from a legal point of view, as the redistribution following the confiscations was not annulled by the government, and thus it accepted and maintained the previous injustice. Thus the governments which were in power in Hungary between 1945 and 1948 can be said to have failed the surviving Jewish community not simply because of the failures in policies concerning restitution, but also by failing even to apologize or give compensation for the non-material damages suffered by Holocaust survivors.

The responsibilities of the National Jewish Restitution Fund created in 1947 ranged from starting and revising inheritance lawsuits, searching for unclaimed Jewish property, and renovating or selling the acquired buildings to support Jewish social institutions. Though it seemed like a genuine effort towards restitution for Holocaust survivors, in the emerging communist system the government maintained the institution only for formal reasons to ensure that Hungarian Jewish wealth was transferred back from Western Europe. In 1955, the Fund lost its independence and was merged with the National Church Office.

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DEGOB – Deportáltakat Gondozó Országos Bizottság [National Committee for Attending Deportees] http://degob.org/. Accessed September 30, 2018.

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Új Élet

 

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Benosofszky, Ilona, and Elek Karsai, eds. Vádirat a nácizmus ellen: Dokumentumok a magyarországi zsidóüldözés történetéhez [Indictment against Nazism: Documents about the History of Jewish Persecution in Hungary]. Vol. 2. Budapest: MIOK, 1960.

Benosofszky, Ilona, and Elek Karsai, eds. Vádirat a nácizmus ellen. Dokumentumok a magyarországi zsidóüldözés történetéhez [Indictment against Nazism: Documents about the History of Jewish Persecution in Hungary]. Vol. 3. Budapest: MIOK, 1967.

Botos, János. A magyarországi zsidóság vagyonának sorsa 1938–1949 [The fate of the wealth of the Jews of Hungary]. Budapest: Magyar Napló, 2015.

Botos, János. “A pengő megsemmisülése, a forint születése, 1938–1946” [The annihilation of the Pengő, the birth of the Forint, 1938–1946]. Múltunk 61, no. 1 (2016): 160–206.

Braham, Randolph L. A népirtás politikája: A Holocaust Magyarországon [The politics of Genocide: The Holocaust in Hungary]. Vols. 1–2. Budapest: Park, 2015.

Cseh, Gergő Bendegúz. “Az Országos Zsidó Helyreállítási Alap létrehozásának körülményei és működése” [Circumstances of the establishment of the National Jewish Reconstructional Fund and its activities]. Levéltári Közlemények 65, no. 1–2 (1994): 119–27.

Gábor, György, “Az Elhagyott Javak Kormánybiztossága” [The Government Commission for Abandoned Property]. In A magyar állam szervei 1944–1950, vol. 1, edited by Károly Vörös, 120–21. Budapest: Közgazdasági és Jogi, 1985.

Győri Szabó, Róbert. A kommunizmus és a zsidóság az 1945 utáni Magyarországon [Communism and Jewry in post-1945 Hungary]. Budapest: Gondolat, 2009.

Kádár, Gábor, and Zoltán Vági. Aranyvonat: fejezetek a zsidó vagyon történetéből [The Gold Train: Chapters from the fate of the Jewish wealth]. Budapest: Osiris, 2001.

Kardos, Kálmán. “Az Elhagyott Javak Kormánybiztossága” [The Government Commission for Abandoned Property]. Levéltári Híradó 10, no. 2 (1960): 53–64.

Lévai, Jenő. Fekete könyv a magyar zsidóság szenvedéseiről [Black book about the suffering of Hungarian Jewry]. Budapest: Officina, 1946.

Peresztegi, Ágnes. “Reparation and Compensation in Hungary 1945–2003.” In The Holocaust in Hungary: A European Perspective, edited by Judit Molnár, 677–84. Budapest: Balassi, 2005.

Roth, Stephen. “Indemnification of Hungarian Victims of Nazism.” In The Holocaust in Hungary: Fifty Years Later, edited by Randolph L. Braham, and Attila Pók, 733–57. New York: Rosenthal Institute for Holocaust Studies, 1997.

Szűcs, László. Nagy Ferenc első kormányának minisztertanácsi jegyzőkönyvei [Proceedings of the Ministerial Council of Ferenc Nagy’s first government]. Vol. 1. Budapest: MOL, 2003.

Ungváry, Krisztián. A Horthy-korszak mérlege [The balance sheet of the Horthy era]. Pécs, Budapest: Jelenkor–OSZK, 2012.

Varga, János. “A miskolci népítélet, 1946” [The mob law of Miskolc, 1946]. Medvetánc 6, no. 2–3 (1986): 293–314.

Vörös, Éva. “Kunmadaras – Újabb adatok a pogrom történetéhez” [Kunmadaras – New data about the history of the pogrom]. Múlt és jövő 55, no. 4 (1994): 69–80.

1 HJA, DEGOB protocol no. 2055, K. H. DEGOB

2 DEGOB – Deportáltakat Gondozó Országos Bizottság (National Committee for Attending Deportees); a Jewish relief organization which collected the testimonies of survivors who returned in 1945. The testimonies are kept at the Hungarian Jewish Museum and Archives and are available online at: http://degob.org/.

3 Roth, “Indemnification of Hungarian Victims of Nazism,” 736.

4 Peresztegi, “Reparation and Compensation in Hungary 1945–2003,” 677–79.

5 Kádár and Vági, Aranyvonat, 23.

6 Many decrees were introduced for this reason. See for instance: Benosofszky and Karsai, Vádirat a nácizmus ellen, vol. 2, 146–50, document 38/a, planned decree about utilizing Jewish shops (later this plan was accepted as decree 2120/1944. ME. on June 10, 1944), and Benosofszky and Karsai, Vádirat a nácizmus ellen, vol. 3, 221–25, document 109b, Government decree regulating certain issues concerning Jewish property (decree 2650/1944. ME.).

7 Ungváry, A Horthy-korszak mérlege, 562.

8 Braham, A népirtás politikája, vol. 1, 616. Concerning the plunder of Jewish homes, see: MNL PML, V.1075 Db Monor municipality documents 2249/1945. Dr. Jenő Klein’s appeal to the Housing Office about reclaiming her own house, Monor, June 10, 1945.

9 Győri Szabó, A kommunizmus és a zsidóság az 1945 utáni Magyarországon, 121.

10 Act V of 1945 concerning the ratification of the armistice agreed upon in Moscow, January 20, 1945. Decree no. 200/1945. ME. withdrew the anti-Jewish laws, thus making a basis for restitution.

11 The two paragraphs of the law dealing with this were abolished in 1997, with act X of 1997. This law created a fund the task of which was handling the pensions of survivors, namely the Jewish Heritage of Hungary Public Endowment (Magyar Zsidó Örökség Közalapítvány, MAZSÖK). The capital of the National Jewish Restitution Fund created in 1947 was also transferred to MAZSÖK.

12 Cseh, “Az Országos Zsidó Helyreállítási Alap létrehozásának körülményei és működése,” 22.

13 Quotation from the first paragraph of decree no. 727/1945. ME.

14 Gábor, “Elhagyott Javak Kormánybiztossága,” 120–21.

15 Social Democratic politician Gyula Zombory led the government commission from September 17, 1945 to June 14, 1946. See: Szűcs, Nagy Ferenc első kormányának minisztertanácsi jegyzőkönyvei, vol. 1, 812.

16 The Independent Agrarian Workers Party, the Hungarian Communist Party, the Hungarian Social Democratic Party, the Hungarian Peasant Party, and the Civic Democratic Party.

17 Gábor, “Elhagyott Javak Kormánybiztosa mellett működő elnöki tanács,” 119; and Magyarországi rendeletek tára, 932. (Magyarországi rendeletek tára was the official collection of governmental decrees published annually between 1867 and 1945).

18 Kardos, “Az Elhagyott Javak Kormánybiztossága,” 54–56. About the inner structure of the government commission, see: MNL OL, XIX-A-5 documents of the Government Commission for Abandoned Property, unit I, 8324/1946. Concerning the preparations of the necessary restructuring of the Government Commission for Abandoned Property, October 1946.

19 The authority of the representatives was regulated by decree no. 10.490/1945. ME. Gábor, “Elhagyott Javak Kormánybiztosa megbízottja,” 120. See the list of local representatives: MNL OL, XIX-A-5 documents of the Government Commission for Abandoned Property, unit K, 7/1947. The list was written in April 1946.

20 Kardos, “Az Elhagyott Javak,” 54. See also: MNL PML V.1018 Db Bugyi municipality documents 520/1945. Letter of the Alsódabas district leader to the municipality leadership on the establishment of the Government Commission for Abandoned Property, Alsódabas, June 5, 1945.

21 MNL PML, V.1009 Db Aszód municipality documents 501/1945. Concerning the establishment of the Government Commission for Abandoned Property, Aszód, May 29, 1945.

22 The főispán was the administrative leader of a county.

23 See, for instance, the letter of the főispán of Pest-Pilis-Solt-Kiskun County (May 23, 1945), MNL PML, V.1018 Db Bugyi municipality documents 520/1945.

24 Decree no. 2490/1945. ME., and order 471/1945 of the government commissioner.

25 MNL PML, V.1010 Db Bag municipality documents 556/1945. Announcing the letter of Károly Bartoss, local representative in Aszód, Aszód, August 23, 1945 (the number of the original letter is 46/1945).

26 MNL PML, V.1014 Db Budajenő municipality documents 719/1945. Letter of the Government Commission for Abandoned Property to the representatives, Budapest (the number of the original letter is 15/S-1945).

27 MNL PML, V.1010 Db Bag municipality documents 556/1945. Announcing the letter of Károly Bartoss. As a reference, according to the data of the Hungarian National Bank, the sustainment index in October-November 1945, increased from 3396 Pengős to 16724. See: Botos, “A pengő megsemmisülése, a forint születése,” 180.

28 MLN PML, V.1024 Db Dány municipality documents 2428/1947. Announcement of the notary of the Gödöllő district, Gödöllő, September 1, 1947.

29 MNL OL, XIX-A-5 documents of the Government Commission for Abandoned Property 284/1946. Rezső Ernszt’s letter to Tibor Papolczy, Kiskunhalas, March 16, 1946.

30 Ibid. Verdict of the representative, Kiskunhalas, March 16, 1946.

31 Ibid. Rezső Ernszt’s answer, Kiskunhalas, March 18, 1946.

32 MNL OL, XIX-A-5 documents of the Government Commission for Abandoned Property, 3826/1946. Protocol of the verdict of the Kisvárda representative, January 23, 1946.

33 Ibid.

34 MNL OL, XIX-A-5 documents of the Government Commission for Abandoned Property 1543/1946. Letter of representative Tibor Fábián, Nyíregyháza, September 20, 1946.

35 Ibid.

36 Ibid.

37 MNL OL, XIX-A-5 documents of the Government Commission for Abandoned Property 17316/1946. Letter of Tihamér Téri to the Nyíregyháza representative, Budapest, May 24, 1946.

38 Ibid.

39 Ghettoization started at the end of April in Szabolcs County, and the deportation began on May 15, therefore the auction was organized between the ghettoization and the deportation. See: Braham, A népirtás politikája, vol. 1, 573, 575.

40 Among the government commission’s documents, similar cases can be found. See for instance: MNL OL, XIX-A-5 documents of the Government Commission for Abandoned Property 10258/1946. The case of József Mermelstein.

41 Győri Szabó, A kommunizmus és a zsidóság, 57–58.

42 Blood libels appeared again in the postwar years, and pogroms were organized in several places, such as Kunmadaras and Miskolc. See Vörös, “Kunmadaras – Újabb adatok a pogrom történetéhez,” 69–80; Varga, “A miskolci népítélet, 1946,” 293–314; and Braham, A népirtás politikája, vol. 2, 1502–5.

43 Braham, A népirtás politikája, vol. 2, 1491, 1494. See also: Botos, A magyarországi zsidóság vagyonának sorsa 1938–1949, 67, 72.

44 Cseh, “Az Országos Zsidó Helyreállítási Alap,” 120.

45 Anonymous, “A magyarországi zsidóság küzdelme elégtételért és jóvátételért,” Új Élet, December 11, 1945, 1.

46 International organizations, first and foremost the International Red Cross, the American Jewish Joint Distribution Committee, and the World Jewish Congress aided destitute survivors and the institutions helping them between 1945 and 1948. The Joint Distribution Committee established a whole network of soup kitchens and health care institutions, and they organized courses to provide education for survivors. About the constructive aid of the Joint Distribution Committee, see: MZSL, XXXIII-4-A, documents of the Hungarian division of the American Joint Distribution Committee, unit 46. Announcement, Budapest, November 10, 1945.

47 Anonymous, “A magyarországi zsidóság küzdelme,” Új Élet, December 11, 1945, 1.

48 Ibid. This article echoes the petition of the leaders of the Neolog denomination (April 20, 1945), which also referred to the honor of the nation and the international situation: Hungary “can be shown understanding by the foreign democratic powers if it shows serious will for the compensation of grave crimes and choosing new paths.” MZSL, XXXIII-5 documents of the National Organization of Hungarian Israelites, unit 26. Account of the measures brought for the interests of the Jews by the Israelite Denomination of Pest and the MIOI, Pro memoria, July 23, 1945.

49 Anonymous, “A zsidóság ‘elvesztett’ ingóságai,” Új Élet, February 7, 1946, 2.

50 See paragraph 3 of decree no. 300/1946. ME.

51 Anonymous, “A zsidóság ‘elvesztett’ ingóságai,” Új Élet, February 7, 1946, 2.

52 Ibid.

53 Anonymous, “Mit követel a magyar zsidóság,” Új Élet, February 14, 1946, 2.

54 Ibid. The properties of “relocated” Germans and war criminals also counted as “abandoned,” and they were handled by the Government Commission for Abandoned Property.

55 Ibid.

56 Ernő Munkácsi, “Nyíltan megmondjuk…,” Új Élet, May 2, 1946, 1–2. The same worries and grievances were expressed by the MIOI in its August 1945 petition sent to Prime Minister Béla Miklós, as the leaders of the denominations were not involved in the law-making processes, the government handled the properties of leftist and Jewish persecutees differently, and “Aryanized” shops could only be reclaimed, if the relatives of the deceased owner had trade certificates. See Lévai, Fekete könyv a magyar zsidóság szenvedéseiről, 270.

57 Ernő Munkácsi, “Nyíltan megmondjuk…,” Új Élet, May 2, 1946, 2. With decree no. 600/1945. ME. the government ensured that Jewish owners got their land properties back, with the exception of properties that had been subject to exchange. Though according to the decree those who received the land had to pay the original owners, this did not happen. Compensations were later extended to livestock and agricultural equipment. Thus, most of the Jewish communities and survivors lost their estates.

58 Ernő Munkácsi, “Nyíltan megmondjuk…,” Új Élet, May 2, 1946, 2.

2020_2_Kiss

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Transformations of Metal Supply during the Bronze Age in the Carpathian Basin

Viktória Kiss*
Research Centre for the Humanities
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 Hungarian Historical Review Volume 9 Issue 2  (2020): 315-330 DOI:10.38145/2020.2.315

This paper presents recent research questions which have been raised and methods which have been used in the study of Bronze Age metallurgy in connection with available natural resources (ores) in and around the Carpathian Basin. This topic fits in the most current trends in the research on European prehistoric archaeology. Given the lack of written sources, copper and bronze artifacts discovered in settlement and cemetery excavations and prehistoric mining sites provide the primary sources on which the studies in question are based. The aim of compositional and isotope analysis of copper and tin ores, metal tools, ornaments, and weapons is to determine the provenience of the raw materials and further an understanding of the chaine operatiore of prehistoric metal production. The Momentum Mobility Research Group of the Institute of Archaeology, Research Centre for the Humanities studies these metal artifacts using archaeological and scientific methods. It has focused on the first thousand years of the Bronze Age (2500–1500 BC). Multidisciplinary research include non-destructive XRF, PGAA (promptgamma activation), TOF-ND (time-of-flight neutron diffraction) analyses and neutron radiography, as well as destructive methods, e.g. metal sampling for compositional and lead isotope testing, alongside archaeological analysis. Microstructure studies are also efficient methods for determining the raw material and production techniques. The results suggest the use of regional ore sources and interregional connections, as well as several transformations in the exchange network of the prehistoric communities living in the Carpathian Basin.

Keywords: Copper Age, Bronze Age, metallurgy, scientific analysis, exchange networks

Introduction

Given the lack of written sources from the period in question, an important research question is simply where did the raw materials, used by prehistoric communities come from. If we determine the provenance of stone and metal raw materials, we can venture hypotheses regarding the connections among prehistoric groups. Over the course of the past decade, montan-archeological research (Montanarchäologie; archeology of raw material mining) and archeometallurgy have proven the existence of several prehistoric copper ore mining sites in various European regions. As a result, most current research trends in the archaeological study of the Copper and Bronze Ages are connected to scientific analyses of metal artifacts discovered in settlement and cemetery excavations, as well as ores found at prehistoric mining sites.1

Figure 1. Map of social interactions based on the archaeometallurgical analyses of the first copper artifacts in the Carpathian Basin2

In the central areas of the Carpathian Basin metal, ores were not available, or in a very small amount.3 Compositional analysis of the first small items of copper jewelry, which appeared in the late Neolithic period (the fifth millennium BC), revealed that they were made of high-purity copper. Thanks to recent lead isotope analyses, the conclusion has been reached that these artifacts came to the Carpathian Basin from communities living in the vicinity of mines in Serbia and Bulgaria (Fig. 1).4 The very few lead isotope data so far indicate that they are objects that were imported from the Balkans even in the Copper Age, possibly with the use of mines in the Slovak Ore Mountains and the eastern Alpine region.5 We can suppose that the development of local metallurgy began in the Copper Age.6

Analysis of Bronze Age Artifacts in Central Europe

The metalwork of the Bell Beaker culture (around 2500 BC), which began to emerge at the dawn of the European Bronze Age, is an important research topic, mainly because artifacts used by these communities were the first metal objects in the western part of Europe. On the basis of the available data, scholars outlined a uniform metal type, the so-called Bell Beaker metal, which consisted of 98% copper with arsenic, antimony, and nickel impurities.7 A selection of 1,943 trace element analyses of copper finds from the material of Central European communities (southern and central Germany, Bohemia, Moravia, and the Carpathian Basin) used between 4500 and 2000 BC resulted in a picture which differed from the western European Bell Beaker metal: the artifacts were categorized into 13 different groups. According to the compositional analyses, 65 of the 80 eastern Bell Beaker objects were made of tin-rich or fahlore coppers with varying impurities (antimony, arsenic, silver) and a small (less than 4%) amount of tin. The various dominant elements suggest that there was no uniform Bell Beaker metal in this region.8

Elemental composition data of the next period prove that the most widespread raw material of the Central European Early Bronze Age (from 2100 BC; contemporaneous with the 3rd phase of the Early Bronze Age and the Middle Bronze Age in Hungary)9 was the so-called Ösenring metal, the characteristic fahlore type of the neck rings.10 The latter copper, which contained silver, arsenic, and antimony impurities, has been associated with ore occurrences in the triangle of the Eastern Alps, Slovakia, and the Czech-Saxon Ore Mountain range based on the distribution area of the mentioned neck rings (Fig. 2).11 Lead isotope tests which were used to arrive at more accurate determinations of provenance indicate that the raw material of these artifacts derived from the Slovak region.12

Figure 2. Prehistoric copper mining regions associated with Ösenring metal type13

Figure 3. Abundance of copper with fahlore and chalcopyrite signatures produced
in the eastern Alps from the beginning of the Bronze Age to the Hallstatt period based
on the compositions of approximately 1200 prehistoric metal artifacts from Tyrol, Salzburg, and southern Bavaria14

In the 1960s and 1970s, the transformation of the raw material used at the beginning of the Central European Middle Bronze Age (contemporaneously with the transition from the Middle to the Late Bronze Age in Hungary) was detected by the Stuttgart metallurgy project (Studien zu den Anfängen der Metallurgie or SAM project).15 This metal type, which contained arsenic and nickel, spread in a wide region of Europe, also called Einheitskupfer or eastern Alpine copper. The new unified metal type, based on lead isotope data, was associated with chalcopyrite ores (Fig. 3) of the Mitterberg region, situating to the south of Salzburg.16 According to the most recent radiocarbon dates, these ore sources were exploited from the 16th to the 14th centuries BC.17

Analysis of Bronze Age Artifacts in Hungary: State-of-the Art and New Perspectives

As we have seen, research on Eurasian copper raw material has provided important data, although questions still remain regarding the origin of copper ores used by Bronze Age metalworkers in the Carpathian Basin.

Research on metal finds has intensified over the course of the past two decades in Hungary as well. Re-dating of the earliest axes from the 3rd millennium to the end of the 4th millennium provided important data concerning raw materials. Based on an evaluation of the Stuttgart database, 21 axes of the Bányabükk hoard prove that Copper Age and the earliest Bronze Age axes were made of pure copper. The raw material of later Fajsz-, Corbasca-, and Kömlőd-Kozarac-type axes18 show a more varied picture, with fahlores containing impurities at 1–2%, namely arsenic, antimony, and silver. Occasional low nickel content suggests a mixture of ores.19 This indicates that the raw materials the natural impurities of which made it possible to produce harder tools were sought and were not the result of intentional alloying.20

Analyses of metal finds from Bell Beaker burials (2500–2200 BC) were also begun. According to the findings, the raw materials out of which the daggers and pins were made usually consisted of pure copper (98–99%) with antimony, silver, lead, and tin impurities.21

Based on several metal analyses, neck rings, hair rings, spiral arm rings, pins, and daggers from the end of the Early Bronze Age (Fig. 4) which were excavated in western Hungary (2100–1900 BC)22 were manufactured from fahlore copper rich in trace elements, such as antimony, arsenic, and silver.23 Copper artifacts containing arsenic and nickel, beside fahlore copper ornaments and tools are known from cemeteries of the same period which were discovered in eastern Hungary.24

Figure 4. Typochronology of metal finds from the dawn of the Early Bronze Age until the first period of the Middle Bronze Age in Hungary25

At the beginning of the Middle Bronze Age (2000/1900 BC), tin bronzes appeared with 4–10% tin, which is a clear indication of intentional alloying
(Fig. 5).26

Optical emission spectroscopy analyses of the aforementioned Stuttgart metallurgical project provided 116 data for Middle Bronze Age metallurgy of Western Hungary based on samplings of five hoards of Transdanubian Encrusted Pottery (1800–1600 BC; the so-called Tolnanémedi horizon) and artifacts of a burial from the same period. The findings indicate that 80% of the local ornament types were made of the characteristic fahlore type Ösenring copper alloyed with tin.27 Compositional analyses of the Zalaszabar hoard from the same period suggest that tools and jewelry, which were found together in hoards, were manufactured with the use of several casting procedures.28

Testing of the Koszider type hoards and several ornaments and tools from the end of the Middle Bronze Age in Hungary demonstrates a transformation in the use of raw materials similar to contemporaneous Central European Middle Bronze Age, with the dominance of so-called Einheitskupfer or containing arsenic and nickel.29 In connection with the research on the find assemblage of the famous Nebra Sky Disc, dating to the 16th and 15th centuries BC and discovered in the region of Halle (northeastern Germany), elemental analyses of the axes of the Hajdúsamson hoard, axes and a sword from Vámospércs and Téglás were performed. As in the case of the material of the Nebra finds, the compositional data all match the mentioned eastern Alpine copper (with two exceptions from Téglás). This research yielded the first lead isotope data from Hungary confirming the association of the mentioned raw material with the chalcopyrite ore mines of the eastern Alpine region. Investigations of the Apa hoard, which has close typological relations to the weapons from Hajdúsámson, and other contemporaneous find assemblages suggest that, in addition to Alpine and Slovak raw materials, ores from other regions of the Carpathians (in the area of Baia Mare and the Apuşeni Mountains) were also processed (Fig. 6).30

Figure 6. Lead isotope ratios of the objects from Apa and Hajdúsámson and of copper ores from Mitterberg, the Slovak Ore Mountains and lead ores from Baia Mare31

We have seen that data concerning elemental compositions suggest large trends, but the exact provenance of raw materials and the chaine operatiore of production need further confirmation.

The project of the Momentum Mobility Research Group of the Institute of Archaeology, Research Centre for the Humanities aims to study metal artifacts of the abovementioned period during the first thousand years of the Bronze Age in Hungary (2500–1500 BC). We analyzed ornaments, weapons, and tools from precisely dated inhumation and cremation burial assemblages of the Bell Beaker period (2500–2200 BC) and the Early and the Middle Bronze Ages in eastern and western Hungary (Fig. 7–8).

Multidisciplinary analyses of chemical composition are provided by non-destructive XRF, PGAA (prompt-gamma activation), and TOF-ND (time-of-flight neutron diffraction) analyses in cooperation with the Budapest Neutron Centre (Centre for Energy Research). XRF results can only be interpreted for the surface, while bulk area was analyzed by PGAA.32 Neutron radiography and TOF-ND are

33 

applied in order to determine production techniques (see summary of research facilities and relevant technologies available for the archaeometallurgical testing in Hungary).34 It is important to note that while post-casting elaboration was formerly identifed by destructive microstructure analysis we could detect the hardening of the edge of flanged axes without any destruction of the artefacts (Fig. 8).35

Figure 9. Dendritic structure of an as-cast pendant from Zalaszabar36

We perform destructive metallographic examinations on some objects, selected on the basis of non-destructive analyzes, in cooperation with the specialists of the Department of Materials Science of the University of Miskolc and the Department of Solid State Physics of the University of Debrecen (Fig. 9). We also study the effect of cremation to the microstructure of the bronze jewelry found in cremation burials.37

Figure 10. Multidisciplinary analyses of Bronze Age finds from Hungarian Early and Middle Bronze Age sites (Balatonakali, Budakalász, Nagyrév, Polgár, Sárrétudvari, Zalaszabar, Zsennye) with Central European prehistoric copper mining sites38

There are 42 ongoing lead isotope measurements (Fig. 10) performed in collaboration with the Curt-Engelhorn Archaeometry Center in Mannheim. The significance of these lead isotope analyses is emphasized by the fact that, with the exception of the above mentioned nine objects from the region of Debrecen, no additional lead isotope data were available from the inner areas of the Carpathian Basin.

Our results complement the research performed in the 1960s and 1970s and over the course of the past two decades. Changes in raw material use over time show similar tendencies to those in Austria and other parts of Central Europe. Though compositional data are still matter of discussion,39 results suggest that, in the Early Bronze Age, copper ores which were mined in the territory of present-day Slovakia were used.40 Based on some artifact types dating between 2800 and 1500 BC we can suppose networks of relationships which stretched over long distances. In the case of these artifacts, the question has arisen as to whether they were manufactured at and exported from the same workshop or they are locally made copies that indicate long-distance connections among Bronze Age communities.41 E.g. lead isotope data concerning the weapons from the Hajdúsámson treasure and other swords and axes found near Debrecen suggest that the raw materials with which they were made originated from the Eastern Alpine region. The decoration motifs on these weapons, however, indicate that they were made locally in the Tisza region.42 The findings summarized here indicate interregional connections, as well as several transformations in the exchange network of the prehistoric communities living in the Carpathian Basin.

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P. Fischl, Klára, and Gabriella Kulcsár. “Tiszán innen Dunán túl. A kora bronzkor kérdései a kiskundorozsmai temető kapcsán – Diesseits der Theiss, jenseits der Donau. Diesseits der Theiss, jenseits der Donau. Fragen der Frühbronzezeit hinsichtlich des Gräberfeldes von Kiskundorozsma.” MFMÉ–Studia Archaeologica 12 (2011): 59–90.

P. Fischl, Klára, Viktória Kiss, Gabriella Kulcsár, and Vajk Szeverényi. “Old and new narratives for the Carpathian Basin around 2200 BC.” In 2200 BC – A climatic breakdown as a cause for the collapse of the old world? 7th Archaeological Conference of Central Germany. October 23–26, 2014 in Halle (Saale), edited by Harald Meller, Helge Wolfgang Arz, Reinhard Jung, Roberto Risch. Tagungen des Landesmuseums für Vorgeschichte Halle 12, 503–24. Halle (Saale): Landesamt für Denkmalpflege und Archäologie Sachsen-Anhalt, Landesmuseum für Vorgeschichte, 2015.

Hansen, Svend. “Metal in South-Eastern and Central Europe between 4500 and 2900 BCE.” In Anatolian Metal 5, edited by Ünsal Yalçın, and Christian Wirth, 137–50. Bochum: Deutsches Bergbau-Museum, 2011.

Höppner, Bernd, Martin Bartelheim, Melitta Huijsmans, Robert Krauss, Klaus-Peter Martinek, Ernst Pernicka, and Roland Schwab. “Prehistoric copper production in the Inn Valley (Austria) and the earliest copper in Central Europe”, Archaeometry 47 (2005): 293–315.

Junghans, Siegfried, Edward Sangmeister, and Manfred Schröder. Kupfer und Bronze in der frühen Metallzeit Europas. Die Materialgruppen beim Stand von 12000 Analysen. Studien zu den Anfängen der Metallurgie 2, vols. 1–3. Berlin: Mann, 1968.

Junghans, Siegfried, Edward Sangmeister, and Manfred Schröder. Kupfer und Bronze in der frühen Metallzeit Europas. Studien zu den Anfängen der Metallurgie 2, vol. 4. Berlin: Mann, 1974.

Junk, Margrit, Rüdiger Krause, and Ernst Pernicka. “Ösenringbarren and the Classical Ösenring Copper.” In PATINA: Essays presented to Jay Jordan Butler on the occasion of his 80th birthday, edited by Willy Hendrike Metz, Bernhard Leopold van Beek, Hannie Steegstra, 353–66. Groningen–Amsterdam: Metz, van Beek, Steegstra, 2001.

Kiss, Viktória. “The Life Cycle of Middle Bronze Age Bronze Artefacts from the Western Part of the Carpathian Basin.” In Metals and Societies. Studies in honour of Barbara S. Ottaway, edited by Tobias L. Kienlin, and Ben Roberts, 328–35, Universitätsforschungen zur prähistorischen Archäologie 169. Bonn: Habelt, 2009.

Kiss, Viktória. “Arany, réz és bronztárgyak kutatása a középső bronzkorig. Az archeometallurgia aktuális kérdései” [The study of gold, copper and bronze artefacts until the Middle Bronze Age. Current questions of archaeometallurgy]. Archeometriai Műhely 9 (2012): 61–74.

Kiss, Viktória. Middle Bronze Age Encrusted Pottery in western Hungary. Varia Archaeologica Hungarica 27. Budapest: Archaeolingua 2012.

Kiss, Viktória. “The Bronze Age burial from Balatonakali revisited.” In Objects, Ideas and Travelers. Contacts between the Balkans, the Aegean and Western Anatolia during the Bronze Age and Early Iron Age. Conference to the Memory of Alexandru Vulpe, 10–13 November 2017, Tulcea, Romania, edited by Joseph Maran, Ailincai Sorin-Christian, Radu Bajenaru, Svend Hansen, 553–68. Tulcea: Habelt, 2020.

Kiss, Viktória, Péter Barkóczy, and Zsuzsanna Vízer. “A zalaszabari bronzkincs archeometallurgiai vizsgálatának előzetes eredményei.” Gesta 13 (2013): 72–82.

Kiss, Viktória, Péter Barkóczy, András Czene, Marietta Csányi, János Dani, Szilvia Gyöngyösi, Gábor Ilon et al. “Collaborative contributions to the study of Copper and Bronze in the Carpathian Basin.” In Building Bridges. Abstract book of the 23th Annual Meeting of European Association of Archaeologists 2017, edited by Bazelmans Jos, 360. Maastricht: Schrijen-Lippertz, Voerendaal, 2017.

Kiss, Viktória, Péter Barkóczy, András Czene, János Dani, Anna Endrődi, Szilvia Fábián, Dániel Gerber et al. “People and interactions vs. genes, isotopes andmetal finds from the first thousand years of the Bronze Age in Hungary (2500–1500 BCE).” In Genes, isotopes and artefacts – How should we interpret the movements of people throughout Bronze Age Europe? Multidisciplinaryconference, Austrian Academy of Sciences, Vienna, 13-14. December 2018. Abstract book, edited by Benjamin Roberts, Claudio Cavazzuti, and Katharina Rebay-Salisbury, 6. Vienna, 2018.

Kiss, Viktória, Szilvia Fábián, Tamás Hajdu, Kitti Köhler, István Major, Gábor Serlegi, and Géza Szabó. “From inhumation to cremation – changing burial rites in Early and Middle Bronze Age Hungary” In Tipping point in the Bronze Age – Modes of change – inhumation versus cremation in Bronze Age burial rites. International Open Workshop: Socio-Environmental Dynamics over the Last 12,000 Years: The Creation of Landscapes IV, edited by Jutta Kneisel, and Oliver Nakoinz. Kiel, forthcoming.

Kovács, Réka Lilla, Szilvia Gyöngyösi, Péter Barkóczy, Laura Juhász, Géza Szabó, and Viktória Kiss. “Technológiai megfigyelések kora és középső bronzkori fémtárgyakról” [Technological observations of Early and Middle Bronze Age metal objects]. In MΩMOΣ X. Őskoros Kutatók X. Összejövetelének konferenciakötete. Őskori technikák, őskori technológiák. Százhalombatta, 2017. április 6 –8, edited by Magdolna Vicze, Gabriella Kovács, 184–94. Százhalombatta: Matrica Múzeum, 2019.

Kovács, Tibor. “Auf Mitteleuropa weisende Beziehungen einiger Waffenfunde aus dem östlichen Karpatenbecken.” In Handel, Tausch und Verkehr im Bronze- und Früheisenzeitlichen Südosteuropa, edited by Bernhard Hänsel, 173–85. Südosteuropa-Schriften 17. München–Berlin: Südosteuropa-Gesellschaft, 1995.

Költő, László. “Megjegyzések az Ordacsehi-Csereföld lelőhely fémvizsgálati eredményeihez / Beiträge zu Ergebnissen der Metallanalyse aus dem Fundort Ordacsehi-Csereföld. In MΩΜΟΣ III. Az Őskoros Kutatók III. Összejövetelének konferenciakötete. Halottkultusz és temetkezés, edited by Gábor Ilon, 391–92. Szombathely: Vas Megyei Múzeumok Igazgatósága, 2004.

Krause, Rüdiger. Studien zur kupfer- und frühbronzezeitlichen Metallurgie zwischen Karpatenbecken und Ostsee. Rahden–Westfalen: Marie Leidorf, 2003.

Krause, Rüdiger. “Bronze Age Copper Production in the Alps: Organisation and Social Hierarchies in Mining Communities.” In Metals and Societies: Studies in honour of Barbara S. Ottaway, edited by Tobias L. Kienlin, and Ben Roberts, 47–66. Universitätsforschungen zur prähistorischen Archäologie 169. Bonn: Habelt, 2009.

Liversage, D. “Interpreting composition patterns in ancient bronze: the Carpathian Basin.” Acta Archaeologica 65 (1994): 57–134.

Maróti, Boglárka, Ildikó Harsányi, and Zsolt Kasztovszky. “Non-destructive analysis of bronze objects from Füzesabony-Öregdomb.” Communicationes Archaeologicae Hungariae, (2017): 81–84.

Merkl, Mathias. “Bell Beaker Metallurgy and the Emergence of Fahlore-copper Use in Central Europe.” Interdisciplinaria Archaeologica 1 (2010): 19–27.

Mithay, Sándor. Bronzkori kultúrák Győr környékén. Győr: Győr szab. kir. város közönsége, 1942.

Needham, Stuart. “Analytical implications for Beaker metallurgy in north-west Europe.” In Die Anfänge der Metallurgie in der Alten Welt, edited by Martin Bartelheim, Ernst Pernicka, and Rüdiger Krause, 99–133. Rahden Westfalen: Marie Leidorf, 2002.

Needham, Stuart. “Copper dagger and knives.” In The Amesbury Archer and the Boscombe Bowmen: Bell Beaker burials at Boscombe Down, Amesbury, Wiltshire. Excavations at Boscombe Down. Vol. 1, edited by Andrew Fitzpatrick, 120–27. Wessex Archaeology Report 27. Salisbury: Wessex Archaeology, 2011.

Pernicka, Ernst. “Analyses of Early Bronze Age metal objects from the Museum in Debrecen, Hungary.” Gesta 12 (2013): 48–55.

Pernicka, Ernst, Bianca Nessel, and Mathias Mehofer. “Lead Isotope Analyses of Metal Objects from the Apa Hoard and Other Early and Middle Bronze Age Items from Romania.” Archaeologica Austriaca 100 (2016): 57–86.

Pernicka, Ernst, Joachim Lutz, and Thomas Stöllner. “Bronze Age Copper Produced at Mitterberg, Austria, and its Distribution.” Archaeologia Austriaca 100 (2016): 19–55.

Radivojević, Mirjana, Ben W. Roberts, Ernst Pernicka, Zofia Stos-Gale, Marcos Martinón-Torres, Thilo Rehren, Peter Bray et al. “The Provenance, Use, and Circulation of Metals in the European Bronze Age: The State of Debate.” Journal of Archaeological Research 27 (2019): 131–85. doi:10.1007/s10814-018-9123-9.

Shalev, Sariel, Tibor Kovács, and Katalin T. Biró. “Investigation of early copper-based alloys from the collection of the Hungarian National Museum. Korai rézötvözetek vizsgálata a Magyar Nemzeti Múzeum gyűjteményéből.” Archeometriai Műhely 9 (2012): 105–16.

Schreiner, Marcus. Erzlagerstätten im Hrontal, Slowakei: Genese und prähistorische Nutzung. Forschungen zur Archäometrie und Altertumswissenschaft 3. Rahden–Westfalen: Marie Leidorf, 2007.

Schubert, Franz, and Eckehart Schubert. “Spektralanalytische Untersuchungen von Hort und Einzelfunden der Periode B III.” In Bronzefunde des Karpatenbeckens: Depotfundhorizonte von Hajdúsámson und Kosziderpadlás, edited by Amália Mozsolics, 185–89. Budapest: Akadémia Kiadó, 1967.

Siklósi, Zsuzsanna, Mihael Prange, Nándor Kalicz, and Pál Raczky. “New Data on the Provenance of Early Copper Finds from the Great Hungarian Plain.” In Neolithic and Copper Age between the Carpathians and the Aegean Sea: Chronologies and Technologies from the 6th to the 4th Millennium BCE. International Workshop Budapest 2012, edited by Svend Hansen, Pál Raczky, Alexandra Anders, and Agathe Reingruber, 57–92. Archäologie in Eurasien 31. Bonn: Habelt, 2015.

Siklósi, Zsuzsanna, Zsuzsanna M. Virág, Viktória Mozgai, and Bernadett Bajnóczi. “The spread of the products and technology of metallurgy in the Carpathian Basin between 5000 and 3000 BC: Current questions.” Dissertationes Archaeologicae, 3d ser., no. 5 (2017): 67–82. doi: 10.17204/dissarch.2017.67.

Siklósi, Zsuzsanna, and Márton Szilágyi. “New data on the provenance of copper finds from the Early-Middle Copper Age of the Great Plain.” Archaeological and Anthropological Sciences 11 (2019): 5275–85. doi:10.1007/s12520-019-00867-8.

Somogyi, Krisztina. “A kisapostagi kultúra birituális temetője Ordacsehi-Csereföldön. Die birituelle Gräberfeld der Kisapostag-Kultur in Ordacsehi-Csereföld (Fundort M7 S 27) (Südwestungarn).” In MΩΜΟΣ III. Az Őskoros Kutatók III. Összejövetelének konferenciakötete. Halottkultusz és temetkezés, edited by Gábor Ilon, 349–81. Szombathely: Vas Megyei Múzeumok Igazgatósága, 2004.

Stockhammer, Philipp. “The Dawn of the Copy in the Bronze Age.” In The Transformative Power of the Copy: A Transcultural and Interdisciplinary Approach, edited by Corinna Forberg, and Philipp W. Stockhammer, 161–90. Heidelberg Studies on Transculturality 92. Heidelberg: Heidelberg University, 2017.

Stöllner, Thomas. “Montan-Archaeology and Research on Old Mining: Just a Contribution to Economic History.” In Anatolian Metal 4, edited by Ünsal Yalçın, 149–78. Bochum: Deutsches Bergbau-Museum, 2000

Szabó, Géza. “A késő bronzkori fémművesség és technikai kultúra a Kárpát-medencében” [Late Bronze Age metallurgy and technological culture in the Carpathian Basin]. PhD diss., Technical University, Budapest, 1999.

Szabó, Géza. A dunántúli urnamezős kultúra fémművessége az archeometallurgiai vizsgálatok tükrében [The metallurgy of the Transdanubian Urnfield Culture in the light of a archaeometallurgical investigations]. Specimina Electronica Antiquitatis – Libri 1. Pécs: PTE BTK Ókortörténeti Tanszék, 2013.

Szabó, Géza, Péter Barkóczy, Szilvia Gyöngyösy, Zsolt Kasztovszky, György Káli, Zoltán Kis, Boglárka Maróti, and Viktória Kiss. “The possibilities and limitations of modern scientific analysis of Bronze Age artefacts in Hungary.” Archeometriai Műhely 16 (2019): 1–12.

Szeverényi, Vajk. “The Earliest Copper Shaft-Hole Axes in the Carpathian Basin: Interaction, Chronology and Transformation of Meaning.” In Moments in Time: Papers Presented to Pál Raczky on His 60th Birthday, edited by Alexandra Anders, Gabriella Kulcsár, Gábor Kalla, Viktória Kiss, and Gábor Szabó, 661–69. Prehistoric Studies 1. Budapest: Prehistoric Society, Eötvös Loránd University, L’Harmattan, 2013.

1 Stöllner, “Montan-Archaeology”; Pernicka et al., “Lead Isotope Analyses.”

2 Siklósi et al., “New Data on the Provenance,” Figure 34.

3 Ecsedy, “On the early development,” 218–20; Szabó, “A késő bronzkori,” 24; Szabó, A dunántúli urnamezős, 69; Czajlik, A Kárpát-medence; Czajlik, “Lokaler, regionaler.”

4 Siklósi et al., “New Data on the Provenance.”

5 Schreiner, Erzlagerstätten im Hrontal; Csányi, “Das kupferzeitliche Gräberfeld”; Siklósi et al., “The spread of the products”; Siklósi, Szilágyi, “New data on the provenance.”

6 Bondár, A késő rézkori fémművesség.

7 Needham, “Analytical implications”; Needham, “Copper dagger.”

8 Merkl, “Bell Beaker.”

9 P. Fischl et al., “Old and new narratives,” Figure 1.

10 Schubert and Schubert, “Spektralanalytische Untersuchungen”; Pernicka et al., “Lead Isotope Analyses.”

11 Junk et al., “Ösenringbarren”; Höppner et al., “Prehistoric copper production”; Radivojević et al., “The Provenance, Use, and Circulation.”

12 Duberow et al., “Eastern Alps”; Radivojević et al., “The Provenance, Use, and Circulation,” Figure 7.

13 Höppner et al., “Prehistoric copper production,” Figure 7.

14 Radivojević et al., “The Provenance, Use, and Circulation,” Figure 10.

15 Schubert and Schubert, “Spektralanalytische Untersuchungen.”

16 Duberow et al., “Eastern Alps”; Pernicka, “Analyses of Early Bronze Age”; Radivojević et al., “The Provenance, Use, and Circulation.”

17 Pernicka et al., “Bronze Age Copper,” Figure 5–6.

18 Junghans et al., Kupfer und Bronze; Hansen, “Metal in South-Eastern”; Dani, “The Significance of Metallurgy”; Szeverényi, “The Earliest Copper Shaft-Hole Axes.”

19 Junghans et al., Kupfer und Bronze, vol. 1–3; Junghans et al., Kupfer und Bronze, vol. 4; Krause, Studien zur kupfer- und frühbronzezeitlichen, Datenbank, Anr. 8952–8971, 8987, 10937, 10939, 12501–02, 12504, 12515, 13402–13409, 14419, 48801, 48807, 48841.

20 Shalev et al., “Investigation of early copper-based alloys,” Table 2.

21 Endrődi et al., “Technological study.”

22 Mithay, Bronzkori kultúrák, III.t.1–7; Junghans et al., Kupfer und Bronze; Költő, “Megjegyzések az Ordacsehi-Csereföld”; Somogyi, “A kisapostagi kultúra”; Kiss, Middle Bronze Age,176.

23 E.g. Ösenring and Singen copper; Krause, Studien zur kupfer- und frühbronzezeitlichen, Datenbank, 39.

24 Krause, Studien zur kupfer- und frühbronzezeitlichen, Datenbank; P. Fischl and Kulcsár, “Tiszán innen Dunán túl,” Table 2.

25 P. Fischl et al., “Old and new narratives,” Figure 9.

26 Shalev et al., “Investigation of early copper-based alloys,” Figure 4; Kiss, “Arany, réz és bronztárgyak,” Figure 1.

27 Kiss, “The Life Cycle”; Kiss, Middle Bronze Age, 141–42, Fig. 39.

28 Kiss, “Arany, réz és bronztárgyak,” Figure 3.

29 Schubert and Schubert, “Spektralanalytische Untersuchungen”; Liversage, “Interpreting composition patterns”; Krause, Studien zur kupfer- und frühbronzezeitlichen; Duberow et al., “Eastern Alps”; Pernicka, “Analyses of Early Bronze Age”; Pernicka et al., “Lead Isotope Analyses”; Radivojević et al., “The Provenance, Use, and Circulation.”

30 Pernicka et al., “Lead Isotope Analyses.”

31 Ibid., Figure 20.

32 Maróti et al., “Non-destructive analysis.”

33 Kovács et al., “Auf Mitteleuropa,” Figure 2.

34 Szabó et al., “The possibilities and limitations.”

35 Kiss et al., “From inhumation to cremation.”

36 Kiss et al., “A zalaszabari bronzkincs.”

37 Kiss et al. “A zalaszabari bronzkincs”; Kovács et al., “Technológiai megfigyelések.”

38 Map after Pernicka et al., “Lead Isotope Analyses.”

39 Radivojević et al., “The Provenance, Use, and Circulation”; Szabó et al., “The possibilities and limitations.”

40 Kiss et al. “People and interactions.”

41 Kovács, “Auf Mitteleuropa”; David, “Eine mit Spiralhakenranken”; Stockhammer, “The Dawn of the Copy”; Kiss, “The Bronze Age burial.”

42 Dani et al., “The Hajdúsámson hoard – revisited.”

* The author is the PI of the „Lendület” (Momentum) Mobility Research Group at the Research Centre for the Humanities, Hungarian Academy of Sciences (LP 2015-3/2015)

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Figure 5. Tin–arsenic chart based on artifacts of the Zalaszabar hoard, Western Hungary

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Figure 8. Texture results of the TOF-ND analysis of the flanged axe from Zalaszabar at the neck, and at the edge of the axe

 

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Figure 7. Metal ornaments from inhumation and cremation burials of the Middle Bronze Age cemetery excavated at Bonyhád

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2020_2_Bodovics

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Weather Anomalies and Their Economic Consequences: Penury in Northeastern Hungary in the Late 1870s*

Éva Bodovics
Hungarian National Archives, Borsod-Abaúj-Zemplén County Archives
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Hungarian Historical Review Volume 9 Issue 2  (2020): 179-212 DOI:10.38145/2020.2.179

This study investigates an episode of penury in 1879–1880 in Borsod and Zemplén Counties which occurred as one of the negative consequences of a short-term weather change which was experienced across Europe in the late 1870s and early 1880s. From the mid-1870s on, due to the wetter and cooler weather, the annual crop yields repeatedly fell below the usual and expected averages in Hungary. After a catastrophic harvest in the autumn of 1879, when the quantity of harvested cereals was sufficient neither for reserves nor for spring sowing, the situation became severe. 1878 had also been a bad year for agriculture: the severe floods in the second half of 1878 not only had washed the crops from the fields but had also covered them with thick sludge that made it impossible to sow in autumn.
Since the spring of 1879 was characterized by unfavorable conditions for agriculture (increased rainfall, widespread floods, low average spring temperatures), the local and national authorities continuously kept their eyes on the crops. Thanks to this preliminary attention, the administration was able to respond quickly and in an organized manner to the bad harvest in July and August and could avert catastrophe at national level.
The leadership of the two counties responded more or less in the same way to the near-famine conditions. First, they asked the Treasury to suspend tax collection until the next harvest at least so that the farmers who were facing financial difficulties would not have to go into debt. Second, they appealed to the government for financial and crop relief to save the unemployed population from starvation. For those who were able to work, they asked for the approval of public works and major construction projects from the Ministry of Transport and Public Works. For many, such state-funded road construction or river regulation projects were the only way to make a living. Third, the county administrations also gave seeds for spring sowing to the farmers. While Borsod county survived the years of bad harvests without dire problems due to the higher proportion of better quality fields, in the more mountainous region of Zemplén, most landowners had smaller and lower quality lands, and they often chose to emigrate to avoid starvation. These difficult conditions may have provided the initial impetus for mass emigration to Western Europe and America.

Keywords: weather anomalies, penury, crisis management, Hungary, late nineteenth century

Hungary, as a predominantly agricultural country, has always been highly vulnerable to weather conditions. Both extremes of the precipitation spectrum, meaning too much or too little precipitation accompanied by temperature fluctuations and complemented by theoretical and technical backwardness in farming, have often led to subsistence crises.

Several people have already dealt with the history of penuries and famines in Hungary caused by the droughts of the nineteenth century: the distress of 1814–171 and the famine of 1845–47,2 and 1863–64.3 However, wet and cool weather, especially during spring and summer months, can also badly damage crops, resulting in penury and, in the worst case, famine. This is especially true when there is unusually humid and cold weather for years in a row. This happened in Hungary beginning in 1875, and this caused distress in the northeastern parts of the country after the catastrophic harvest of 1879. Though our research does not cover other regions of Hungary, press products and economic sources suggest that the poverty caused by the weather extremes was not limited to the northeastern counties.

Neither the unfavorable weather nor the subsequent difficult economic situation were unique to Hungary. Rather, the crises caused by extreme weather was hit much of Europe.4 The year 1879 marked a turning point in economic growth in many countries, with grain being imported in several places due to the high rate of crop losses (up to 50 percent) that generally occurred. The influx of cheap grain mostly from America and Russia led to a sharp drop in the price of the cereals produced in Europe. In England, for example, the 50-year recession, the so-called agrarian crisis, began in 1879.5 As Hubert H. Lamb put it, “1879 turned the decline into a collapse.”6

In the works written on the history of the Hungarian crisis,7 which affected the agricultural sector as well, the focus of research has been on the inflow of cheap grain and the consequent fall in domestic grain prices, and the relationship between the crisis and the weather anomalies of the era has not been examined. There had been a decline in agricultural prices in the country before 1879, so the explanation is not primarily to be found in the weather conditions, but we nonetheless must take into account the possibility that food and feed shortages due to a series of bad harvests and the catastrophic harvest of 1879, accompanied by impoverishment, could certainly have contributed to and deepened the depression. Our research, the initial findings of which are included in the present paper, is intended to fill this lacuna in the secondary literature.

This paper is divided into three sections. In the first, we examine the weather conditions of the last third of the nineteenth century, highlighting anomalies in temperature and precipitation. Next, in our discussion of conditions in two northern counties, we show how adverse weather affected agricultural production at the regional level. According to the sources, a series of poor harvests led to distress in several districts in late 1879 and early 1880. In the third part of the paper, we present the extent of this need and the official measures taken to address it. Although our paper focuses on events and conditions in these two northeastern counties, we also briefly discuss the situation in the neighboring counties in order to provide a wider context.

Sources and Methods

Given the aim of the paper, we used statistical and descriptive sources in our research. To observe the weather anomalies, we used the yearbooks of the predecessor to the current Hungarian Meteorological Service, which began publication in 1873.8 Collected under standardized conditions, these instrumental data are available from 1871 on for some settlements in the country. As the monitoring network expanded, weather data from other settlements were added to the yearbook over time. Consequently, we have data from different periods for the settlements in the northern region that we examined. The longest data series, dating back to 1871, are from Eger and Eperjes (today Prešov, Slovakia).

To examine the temperature, we used monthly averages calculated on the basis of the daily temperature averages recorded immediately after detection.9 With regard to precipitation conditions, we examined the monthly precipitation data aggregated from the daily data.

The data in the yearbooks were theoretically recorded in a centrally regulated way and under conditions with state-approved means, so we can consider them more reliable than those recorded in previous periods, but we must nonetheless be careful, because improper recording techniques or various bias factors may have affected the accuracy of the data. One such factor is the change of the location of the measuring station over time, which for example occurred in the case of Kassa (today Košice, Slovakia). The homogenization of our data, which could increase its accuracy and reliability, would make it possible to eliminate problems like this. However, homogenization would also require the examination of additional metadata (measurement-related data), which we are unable to perform because we lack the professional meteorological knowledge. We hope that soon meteorologists will also homogenize the data from our period, as they have done for the data from the twentieth century.

In order to be able to examine the characteristics of our data over a longer period, we also included in our research the data from Budapest, the city with the oldest data series in Hungary. These homogenized data series are from the váraljamet.hu meteorological website. The homogenization and interpolation of the data to the meteorological station of Pestszentlőrinc are carried out by ZAMG (Zentralanstalt für Meteorologie und Geodynamik).

In addition to the weather data series, the range of our statistical sources is expanded by the county yield results, which we collected from the relevant volumes of the Hungarian Statistical Yearbooks.10 Regarding the accuracy of the data, it should be noted that they were recorded on the basis of the accounts and estimates provided by landowners, but more importantly, the landowners tended to underestimate the actual yield at the time of the surveys, as they feared a tax increase.11 In addition, it is conceivable that farmers reported higher crop losses than the losses that they actually suffered in hopes of receiving state compensation. These are merely assumptions, but we can suspect that the situation may have been more favorable, if not necessarily by much, than the picture drawn by the data.

Descriptive sources were also included in the research in order to identify inaccuracies in the statistical data and the experiences behind the numbers. As our main goal was to present the official measures take to manage the crisis, we used the documents of the county administrations, which means the reports issued by the so-called szolgabíró or, roughly, sheriff at the district level and the alispán or deputy lord lieutenant at the county level. The magistrates in charge of running the districts (járás) served law enforcement, administrative, and judicial functions, and the szolgabírós normally submitted their reports on the conditions of their district every six months. However, due to the growing destitution, the alispán required monthly reports, and these reports enable us to present in detail the course and management of the crisis. After the ispán or lord lieutenant, the alispán was the second deputy in the county administration and also the figure who actually held control of the county. Reports from the szolgabírós (district deputies) and the leaders of the settlements also went to the alsipán, who, on the basis of these reports, submitted an exhaustive report to the Ministry of Interior on the affairs of the county every six months. Almost all of the szolgabírós’ and alispán’s reports are found in the Borsod-Abaúj-Zemplén County Archives of the Hungarian National Archives. In addition to these sources, materials published in the Borsod. Miskolczi Értesítő [Borsod. Miskolcz Gazette], an organ of the local press, were also examined.

Weather Conditions in Northern Hungary, 1871–1900

Instrumental data collected with standardized tools and methods have been available for Hungary since 1871. The development of the network of meteorological stations took place gradually, beginning in the Transdanubian areas and spreading to the regions in the east and northeast. Each station was connected to the network at different times, so while we have data from some areas from the very beginning, other parts of the country only appeared on the “weather map” of the country 10 or 15 or 20 years later. Of the northeastern region examined in greater detail in our study, the data sets from only two cities, Eger (the seat of Heves County) and Eperjes (the seat of the former Szepes County, today Prešov, Slovakia), date back to 1871; in the other settlements, measurements began to be taken a few years later.

Temperature between 1871 and 1900

In the diagram showing the annual average temperature of the settlements belonging to the northeastern Hungarian and upland regions, apart from the differences due to the geographical location, the curves of the individual towns mostly follow one another in the same rhythm without significant jumps (Fig. 1).

 

Figure 1. Annual average temperature of settlements in eastern and northeastern Hungary, 1871–1900.

Source: Meteorológiai Évkönyvek

 

We are best able to draw conclusions about the temperature conditions during the thirty-year period under examination on the basis of the data concerning Eperjes and Eger, which are supplemented by the partial data concerning the other towns. Between 1871 and 1900, several major declines in the average annual temperature were observed: a significant cooling was felt compared to the previous year or years in 1875, 1879, 1881, 1883, 1888, and 1893. The year 1875 is special because from that year on there was not any significant increase in the temperature until 1882. In other words, the period between 1875 and 1881 was the coldest for the entire time period. A similar cooling came only in 1888, but this was not followed by further cooler years. On the contrary, a slow warming began. The warmest years in the northern region were 1872, 1873, 1882, 1898, and 1900.

Although we do not have long-term data series for the settlements we studied, we can use Budapest’s temperature data dating back to 1780 to examine the extent to which the cooling in the last decades of the nineteenth century was exceptional over a longer period of time (Fig. 2).

 

 

 

 

Figure 2. Budapest’s annual average temperature, 1780–1900. Source: váraljamet.eoldal.hu

 

On the diagram showing the long-term temperature conditions in Budapest, the cooling experienced in our period, which began in 1875 after the warm years of the early 1870s, can be clearly seen. With the exception of 1882, 1885, and 1892, the average annual temperature in this period was around or below 9.7 °C, which differed significantly from the previous decades’ average temperature, which was above 10 °C (Fig. 3).

Figure 3. Budapest’s average temperature by decades. Source: váraljamet.eoldal.hu

 

Figure 4. Budapest’s annual average temperature by seasons. Source: Meteorológiai Évkönyvek

If we examine the temperature data by seasons, we see that this cooling occurred mainly in the summer and winter (Figs. 4 and 5). The temperature diagram for Budapest and Eger shows that during the period in question, the average temperature in the summer months (June, July, and August) decreased by about 2 degrees after 1877. The average temperatures in the spring (March, April, and May) and autumn (September, October, and November) started to decrease after the remarkably high average temperature of 1872, and then, in the following years of the century, both were between 8 and 12 Celsius (with the exception of the spring of 1876 and 1882 and the autumn of 1878). During the period in question, the autumn months were also cooler, as the temperature went above 10 Celsius only once, in 1878. The average for the spring months was similar, except for 1876 and 1882.

Precipitation between 1871 and 1900

After analyzing the temperature conditions, we now turn to an examination of the amount of precipitation. In the figure showing the annual precipitation in the northern and upland towns, we observe a significant difference in the rhythm of the falling precipitation (Fig. 6). The changing geographical environment of each settlement was correlated with large differences in the yearly amount of precipitation. Therefore, in contrast to the temperature data, it is difficult to draw general conclusions concerning the period in question on the basis of the precipitation data. This task is further complicated by the fact that the data sets for the settlements are rather incomplete; with the exception of the partial data for Eger and Eperjes from the years before 1877, we do not have information on the precipitation conditions in the other settlements.

Figure 6. Annual average precipitation in settlements in eastern and northeastern Hungary. Source: Magyar Statisztikai Évkönyvek

Based on these data series, we can say that for most of the 1870s, drier conditions prevailed in the northern region year after year, and only in 1878 did rainfall begin to increase. We learned from the analysis of the temperature data that temperatures were significantly higher in the early 1870s than after 1875; and from our fragmentary data, it appears that this warmer weather may have been coupled with a period of low rainfall, though the amount of rainfall was not so low as to cause a drought, at least not in this area. Within the period in question, there were four more years in which there were significant decreases in the amount of precipitation: in 1880, 1883, 1885, and 1889. However, these decreases were only temporary and were not followed by a more prolonged drop in precipitation.

It is worth noting that the different geographical conditions of the settlements may have led to significant differences in our data. The datasets concerning Eperjes and Eger are good examples of this: while in 1880 the annual rainfall peaked in Eger, in Eperjes the precipitation dropped drastically in the same year to a level that was close to a drought. The wetter years in the second half of the 1880s did not affect the county seat of Heves either; so the precipitation seems to have been concentrated in the upland area. However, the differences observed in the data series from Eperjes and Kassa (seat of the former Abaúj County) can be explained less by geographical conditions than by erroneous data recording. This is because the two settlements are located only 35–40 km apart in the valley of the Hernád River, and there is no geological formation between them that would explain such a discrepancy in the data. That is why the data from Kassa should be handled with extreme caution.

Although there are considerable differences in the data sets from the settlements studied, the wettest years in all cases12 occurred between 1878 and 1882.

As we did in the case of temperature, we can use the data concerning Budapest to see whether the precipitation between 1875 and 1882 was outstandingly above average from a long-term perspective (Fig. 7). In the diagram, the period in question clearly stands out from the other years with an average precipitation above 600 mm per year. There was no other period over the long run with such high precipitation values for every single year.

 

 

Figure 7. Budapest’s annual average temperature, 1841–1900. Source: váraljamet.eoldal.hu

The Impact of Weather Anomalies on Agriculture

As made clear in the discussion above, the 1870s proved extraordinary from a climatic point of view for two reasons. On the one hand, on average, more precipitation fell each year than in the individual years of the decade before and the decade after, and in some years the levels of precipitation were outstandingly high. This high average rainfall was a result of the rainy summer and unusually wet autumn months. On the other hand, in addition to the extraordinary rainfall, the decade was cooler on average than the previous decade and the subsequent decade. Although extremely high or extremely low rainfall can cause a lot of damage to agriculture, unsuitable temperatures can have an even direr effect on crop yields. Due to the cold springs, farmers could expect fewer crops, which were further damaged by the cool and rainy summers and autumns. The crop was either unripe or rotten. Thus, over the course of the decade, there may have been several major and minor crises in agriculture.

In this section, we examine the results of harvests of grains (winter wheat, winter rye and meslin13), maize, and potatoes, which are the agricultural products which have the greatest impact on daily livelihoods. In the case of the northern counties, potatoes were not simply an additional source of food. They were often the only option in higher settlements with cooler climates. And maize was often used as an important supplement when wheat and rye yields were unfavorable. In order to bring our quantitative data to life, we used many expressive narrative sources which offer impressions of the experiences people endured because of the poor harvests brought about by unfavorable weather.

Although the Hungarian Statistical Yearbooks provide data concerning various crops from the 1868 harvest onwards, due to the different methods of data collection, we were only able to use the series from 1877 onwards. In order to make the data easily interpretable, the development of each crop is shown in a separate figure. On the graph of wheat yields (Fig. 8), we see that there was a significant decline in three years (1879, 1883, and 1889), with the most severe decline coming in 1879, when the yield per hectare decreased by half or one third compared to the previous year. This low point can clearly be attributed to the extremely rainy and cold weather of the second half of 1878 and the beginning of 1879. Although there was already significantly more rain in 1878 than there had been in the previous years, this is not yet reflected in the average yield in 1878 because the excess rainfall only came in the autumn months. By this time, however, the wheat had been harvested. After 1879, we see a different degree of rise, after which the wheat crop stagnated in 1881–1882 and then fell again in 1883. This decline is presumably due to the lower rainfall in 1883. The period between 1883 and 1887 was a time of stagnation again, and then the yield average began to drop slightly at first and dramatically after 1888. The low point of 1889 is similar to that of 1879, though it was not as dramatic a drop.

In the case of rye, we see a pattern similar to the case of wheat, despite the fact that rye is better able to withstand cooler and wetter climates (Fig. 9). 1878 was a relatively good year for this crop, but the rainy weather that began towards the end of July was simply too much for the rye as well. Thus, in 1879, like wheat, the rye crop dropped by half or two thirds. However, 1883 cannot be considered such a bad year for rye, and in Szepes County, the average yield even increased. While in the case of wheat, the second low point came in 1883, in the case of rye it occurred somewhat later, in 1885–86, and it was not as severe. The weather in 1888 and especially in 1889, however, significantly reduced rye production, much as it reduced production of wheat.

Figure 9. Annual rye crop by counties, 1877–1890. Source: Magyar Statisztikai Évkönyvek

Since it is a one-to-one mixture of wheat and rye, meslin unsurprisingly followed the trend described for wheat and rye (Fig. 10). In other words, in the case of meslin, 1879, 1883, and 1889 were also considered the worst, but the years between 1883 and 1889 were also generally considered bad. On the other hand, the harvest in 1882 ended with a relatively favorable result in several counties.

 

Figure 10. Annual meslin crop by counties, 1877–1890.
Source: Magyar Statisztikai Évkönyvek

Turning to the potato and maize yields, the graphs clearly illustrate that these two crops were much more sensitive to weather changes than cereals (Figs. 11 and 12). However, it was not simply temperature and precipitation conditions that had a perceptible effect on the average yield per hectare, but also geographical differences, as we can see that the yields in the different counties show a very different picture. Nevertheless, the figures do indicate that there were common points, for instance the worst years. As shown in the figure below, in addition to 1879, which was also a low point for potatoes, in 1882, 1884, 1888, and 1890 the weather was not favorable for potatoes either. However, while in the last years the potato yield developed well in some of the counties (e.g. Abaúj and Borsod), in 1879, the statistics recorded an extremely low average yield in all the counties in question. In other words, from a practical point of view, this meant that, due to the generally poor harvest, it was not possible to compensate for the shortfall by importing from the neighboring counties. If we look at the average yield of the two counties, Borsod and Zemplén, which are the focus of our study, in Zemplén, where the climate was usually colder and therefore potatoes were the dominant food source, the average yield remained below 70 hectoliters/hectare for most of the period in question. This amount/quantity not only lagged behind the average yields in Borsod, it also lagged behind the yields in all the counties in the north. Moreover, not only were the yields low, but the size of the area cultivated also decreased significantly over the years: while in 1877, potatoes were grown on just over 22,000 Viennese acres,14 in 1890 the area on which they were grown came to only 11,720 Viennese acres. The biggest decline occurred in 1880, when potatoes were planted on only 8,400 acres, in sharp contrast with the previous year, when the area on which they were planted came to 15,000 Viennese acres. In Borsod, where potatoes were not a dominant crop,15 compared to the data from Zemplén, the potato crop developed relatively well from 1882: it produced a yield of over 100 hectoliters/hectare until 1889.

 

Figure 11. Annual potato crop by counties, 1877–1890.
Source: Magyar Statisztikai Évkönyvek

In the case of maize, which prefers warmer temperatures, our diagram offers a relatively more uniform picture.16 With the exception of the remarkably high value in Abaúj, a more significant decline can be observed which began as early as 1878 and continued in 1879. Despite the fact that 1882 proved a very good year for cereals, this cannot be said for maize, as the average yield started to decrease again this year, and in 1883 it reached another low point. The next unfavorable year came in 1890, when the average yield fell in all counties except Borsod, which was the southernmost.

 

 

Figure 12. Annual maize crop by counties, 1877–1890.
Source: Magyar Statisztikai Évkönyvek

Of the northern counties, only in the case of Sáros we can compare the average grain, potato, and maize yields with the precipitation values (Figs. 13 and 14). The figure clearly shows the strong correlation between precipitation and average yield: in the period with high precipitation (above 600 mm/year), grain yields declined, such as after 1879, 1882, and 1887, whereas in moderately rainy years, grain yields rose. Although each cereal responds differently to precipitation, there was not too much difference in yield. Similarly, in the case of potatoes, a close relationship can be observed between yields and changes in precipitation: too much rain clearly resulted in a drastic decline in yield, while in drier years the average yield improved somewhat. As for maize, the correlation can also be seen, though it is less spectacular way: declining rainfall led to higher crop yields.

 

Figure 14. Annual potato and maize crops in Szepes County in relation to the annual average precipitation in Eperjes. Sources: Meteorológiai Évkönyv, Magyar Statisztikai Évkönyvek

Subsistence Crisis and Its County-level Management

Although our data show that 1879 was the worst year for the crops we are studying, the harvest results of 1878 also lagged behind results from the previous years. Our qualitative sources show that this was due to the unfavorable weather typical of the whole of 1878. The year began with a huge amount of snow in January, followed by a rainy and cool spring. Continuous rainfall made it impossible to start spring work in the fields and the vineyards.

With the arrival of summer, the situation did not improve; due to the low average temperature and the amount of rain, the crop showed an increasingly depressing picture as harvest time neared. Articles in which locals expressed their frustrations were published in organs of the press, including for instance the following description:

 

The weather is still desperate, it doesn’t want to clear up, and the rain, if not every day, falls every other day. Grape rot is common on all the hillsides, and if the weather does not get warmer or windy soon, our hope for a rich harvest will be dashed. Good, high-quality wine can no longer be expected as very warm weather has not arrived and the soil is so full of moisture that its absorption can only be somewhat balanced by extremely windy, dry, warm days. The weather not only affects us winegrowers, but also the grain producers; in the counties of Abaúj, Zemplén, Ung, and Gömör, but also in the upper parts of our [Borsod] county, the grain is still out in the field, and the blackened and even greening bundles offer a sad sight.17

As our graphs show, the 1878 harvest was not overly plentiful, and although rainy weather continued throughout the autumnal months, at least the grape harvest turned out relatively well due to the higher temperatures in September and October. Plenty of wine was also reported from Sopron and Budaörs, although the quality was uneven.18 The reports submitted by the alispán of the county indicate that many grapes were harvested in Borsod as well, but where it was not possible to finish the harvest in time (and this was usually the case for better quality grapes), the grapes burst and rot due to the high quantity of rain. As a result, the quality fell short of expectations and the price of wine fell sharply.19

Excessive rainfall caused serious problems from other perspectives as well, in addition to disappointing yields. Due to frequent floods and inland water caused by high groundwater levels, a significant part of the arable land was covered with either water or a thick layer of mud. This made it difficult to plow and sow the lands in the autumn for the following year. Thus, the farmers had to begin the next year (1879) with harvests which were far more modest than they had hoped for large swathes of land that went unsown.

The climate of 1879 put people’s tolerance to the test. Although the winter was not too harsh, it was all the wetter, so when spring arrived and the huge amount of winter snow started to melt, this caused severe flooding across the country. Floods of several small and large rivers were reported from the area on which our research focuses, but most of the problems were caused by the flooding of the Tisza River, which affected both counties. The river broke the surrounding embankment between Zemplénagárd and Leányvár on December 27, 1878, flooding the surrounding arable lands.20 Although the embankment had been repaired, the szolgabíró of the Bodrogköz District reported on the July 4 that one fourth of Bodrogköz was still covered with water. As he noted in his report, the constant rains completely destroyed the few autumn sowings that the flood had spared and thus also the spring crop. Furthermore, after pastures had been broken up and turned into arable land in the previous dry years, now, when the remaining pastures were under water, people were driving their cattle to other counties to graze or simply selling them at cheap prices.21 The szolgabíró of the Szerencs District also highlighted in his report that places which where normally waterless in the middle of summer were also covered with water due to the high levels of rain.22

By July, it had become increasingly certain that the year’s harvest would be well below even the yields of 1878. Heavy rains and severe frosts had destroyed not only the cereals but also the potatoes and the maize, which were the staple food of the poor. The situation near harvest time was summarized by the szolgabíró of the Szinna District in July as follows:

 

This year in my district, because of the heavy and continuous rainfall, the field crops are showing a worrying picture. Wheat and rye are poorer than average, harvesting is very slow due to the continuous rainfall, barley is practically missing, oats are mediocre, maize, beans are very deficient, potatoes, which are indispensable to the Highlanders, have already rotted. This is compounded by the depressing circumstance that citizens who moved to the lowlands for the harvest are returning with half the income they earn in other years […]. Fodder crops, if they are successfully harvested, can be said to be pretty good this year. I note that we had quite high hopes for spring crops, in particular, at the end of last month, but they have been severely damaged by the continuous rainfalls since the 5 of this month [July].23

In early September, after the start of the harvest, he briefly reported that “the result can be said to be the worst possible” and that the proliferation of wild boars and bears was causing considerable damage to the already shoddy crop and among the cattle.24 Cereals produced so few seeds that they were considered not only insufficient for sale and food, but also as seeds. It was feared that great parts of both counties would soon face famine.

Finally, we must also talk briefly about the development of fruit crops, especially grapes, which were a major source of income in Zemplén County. As noted earlier, in 1878, despite the rainy autumn, there was a relatively large amount of wine, although the quality of the wine was not very good, and this led to a significant reduction in its price per barrel. In 1879, however, the vineyard owners’ prospects deteriorated further after hailstorms in late spring and summer severely battered not only the orchards but also the vineyards.25 In addition, in the settlements of Tokaj-Hegyalja (Mezőzombor, Mád, and Tarcal), a leafroller moth called Tortix pilleriana appeared, and the worms of this moth caused enormous damage in the vineyards.26 Presumably, the locals managed to curb the spread of the insect, because in the subsequent reports submitted by the szolgabírós, it was noted that traces of neither the tortrix pilleriana nor the phylloxera appeared in the vineyards.27 Unfortunately, the situation was much worse for the other fruits, as in 1879 and 1882 the crop failed due to frost and premature fruit loss.28

Heavy rainfalls and floods contributed indirectly to general impoverishment as well, since people could not get to the fairs and markets due because of the damaged roads and bridges, so they had to do without the incomes they usually made from selling their goods. In addition, repairs to the roads were made only slowly, as due to the high water levels, it was difficult to remove the gravel needed for paving from the rivers.29 It is thus hardly surprising that the szolgabíró have reported stagnation in tax collections in all the districts.

Penury in Zemplén County

It did not take long for the first signs of crisis to appear. In September, the alispán of Zemplén County informed the Minister of Interior about the worrying situation:

 

 

Your Honourable, the Hungarian Royal Ministry of Interior!

From the reports of some of our szolgabírós and the public statements based on the experiences of committee members gathered at this general assembly from different parts of the county, we have sadly made sure that most of the county’s people will struggle with poverty and hunger as a result of current year’s general infertility.—And the middle and smaller landowners, in addition to their already shaken credit, have found themselves in such a dire situation that they are on the verge of death without the help of a cheap state loan to be lended as soon as possible.30

The alispán ordered reports on the annual yields for each parish covering the possessions and the supplies of foodstuffs and seeds of the landowners. In addition, a so-called “poverty committee” was set up to compile the incoming data and take the necessary measures. In order to remedy the situation, the Minister of Finance was asked to suspend the collection of state taxes among the already struggling population for a year, beginning on October 1, 1879,31 and the Minister of Transport and Public Works was instructed to provide a source of income for the needy through public works.32 In response to the request, the Minister of Interior was willing to grant the requested government loan, but not for the number of people requested by the county. The financial support was limited to people of two categories: the destitute who were able to work and the destitute who were not able to work or could not support themselves on their own. Furthermore, seeds were also given to those who were unable to obtain them even through private credit. The Minister of Interior asked the county leadership to review the range of people who needed support based on the conditions mentioned above. Until the exact data was available, however, he sent 8,000 forints as financial aid, “so that where the risk of starvation really threatens, the necessary aid can be provided from this amount.”33

Despite the fact that the Minister of Finance was asked in November to suspend the collection of state taxes, reports from the county said there was no response to the request, and tax collectors continued to seize the last food items of those in need with the utmost rigor. Given the gravity of the situation, the Zemplén County General Assembly decided to take immediate action. Instead of sending petitions (felirat) to the Minister, which was the normal way of lodging a complaint or request, the Assembly requested the immediate suspension of tax collection by telegram:

 

Because of the famine, our assembly asks to stop tax enforcement against farmers in all our districts through telegraphs; otherwise there will be distress in districts where it otherwise would not have been.

Tax enforcement has a very bad effect in times of need.

More explanation in representations.

We are asking for taking actions through telegrams because there will be auctions tomorrow.34

The general county assembly decided on the following measures. First, it was resolved to purchase maize to feed the destitute who were incapable of working. It was estimated that the supply of maize to feed roughly 5,000 people in need, though the concession was made that “their number will be much higher,” counting one liter per person per day, would require 9,100 hectoliters of maize in total at a cost of 91,000 forints (10 forints per liter). The Minister of Interior was therefore asked to issue the necessary amount in the form of state aid.35

Steps were also take to provide help for the destitute who were able to work by offering public employment opportunities. The number of people belonging to this category was put at 7,891 in Zemplén County. For each person, 120 working days were calculated with a wage of 40 kreuzers per day, which comes to a total cost of 384,000 forints.36 The county assembly listed by district the public works in the county “the construction of which was in the best interests of the public” and then submitted the planned works and the estimates of costs to the Ministry of Public Works and Transport for approval.37 The minister may have found the costs of the planned public works too high, because he asked the county to select only those work projects which were essential to the public interests and then resubmit the proposal to the Ministry. Until authorization was given, he sent 50,000 forints to start the approved works.38

Fortunately, with the help of the sources, we can also get an idea of how the aid process took place. In each district, a district relief committee was set up to distribute food, which was procured by a subcommittee of the Poverty Committee (Central Subcommittee). The minutes of a meeting of the General Assembly offer the following description of this committee:

 

The District Relief Committee, composed of two, possibly three trusted, intelligent individuals living in the district and the szolgabíró, is led by the szolgabíró, who takes over the food sent by the Central Subcommittee and executes the distribution in agreement with the Committee members, and in due time he submits to the county alispán a certificate of the use of the food or financial aid that have been sent. In addition, he is required to report weekly to the alispán on the condition of those in need.39

 

The allocation and implementation of public works was organized in a similar way to relief management. First, the individuals responsible for oversight wanted to ensure that only county residents were involved in public works. It was the task of the szolgabírós to prove this, and they gave a certificate (ballet) to the individual who applied for employment. The needy were divided into two groups. The first group included strong men who would be given a daily wage of 40 kreuzers, while the second group included weaker men and women, who would only be given a daily wage of 30 kreuzers. Workers could claim their wages in cash or half in cash and half in crop. In addition to wages, workers also received food for the duration of the work. This was coordinated by the szolgabírós through contractors.40

Relief, however, came slowly, and many people decided to look elsewhere for their livelihoods. Some headed south towards the Great Plain, while others went to north and sometimes even as far as England or America. As the szolgabíró of Nagymihály wrote in November 1879,

 

In my district, this year’s poor harvest and the fact that state aid has not arrived yet are forcing the poorest people to migrate to America and England. I am aware that it is the working men, young and old, who leave their homes in hordes to emigrate, among them countless men of military age and off-duty soldiers. They make their way through Kassa to Eperjes, and there are agents in the latter town who give advice to those who want to emigrate.41

As the szolgabíró’s report shows, the authorities were aware of the possible consequences of emigration even before it took on a mass character, but they did not know what they could do to slow it. On what grounds could they hold people back, and how could they restrict an individual’s personal freedom if he or she wanted to leave? In addition to legal issues, moral questions also had to be taken into consideration. Etele Matolay, the alispán of Zemplén County, also addresses this problem in a letter to the Minister of Interior:

 

Another question, however, is whether it is possible or, in such a time of need, advisable to act with rigor in such a case if the person is not liable to military service when we are not even able to give the jobseeker a job at home. […] Then when they have to deal with poverty at home: I would consider it an unjustified restriction of personal freedom to prevent them from emigrating.42

When emigration began to take place on a larger scale, the authorities did not even know where people were going, and this also hampered official efforts to slow it. It was rumored that people were being taken to dig the Panama Canal, but they did not know exactly where they would end up or what kind of work they would be given or whether, for that matter, they would be paid properly, given care in the case of illness, or be transported back to their homeland.43

Although the abovementioned measures helped improve the conditions under which the destitute lived their everyday lives somewhat, the climate still did not improve, and 1880 ended with poor harvests (making it the third year in a row to end with a disappointing harvests). Seeing the increasingly dire impoverishment of the population, the alispán sent another petition to the Minister of Finance:

 

Considering that this year’s harvest was far less substantial than what was hoped for, and considering that most of those involved in agriculture have been burdened with considerable debts as a result of the spring crisis and repayment for these debts is due this year, and taxes of the last two years will also be payable this year, please be so kind as to extend the deadline for repayment of the state loan by one year and to modify the payment dates to October 1, 1881, 1882, and 1883. On October 1 of the current year, interest shall be payable only on the due date.44

Despite all hopes, the following year did not bring the long-awaited abundant yield. A heavy downpour came with hail in July, affecting almost all the districts in Zemplén County. It hit autumn and spring crops so hard that the szolgabírós saw little chance of the grains developing by harvest time.45 The district reports indicate that, in general, few grains were produced,46 and mice, who had multiplied in the highlands, caused significant damage to autumn grain.47 In his semi-annual report, the alispán ranked the 1881 harvest as one of the worst,48 and he noted that it had caused further impoverishment and an increase in emigration.

The year 1882 brought mixed results. Both the data and the narrative sources show that rainfall was abundant again, causing flooding along several rivers. Fortunately, the heavy rains came mostly in late summer, and by that time, the “truly beautiful crop” had been harvested in many places, but there were areas (e.g. in the middle of the county) where rains did great damage to the crops that had already been harvested. At the same time, the wet weather was beneficial to root and fodder crops and also to pastures and meadows, which had become dry in the long droughts during the first half of the summer.49 The diverse geographical conditions of Zemplén are well illustrated by the fact that, while in some areas the harvest was abundant, in other districts, such as the Homonna and Szinna districts to the north, a situation of destitution or near-destitution developed. The szolgabíró of the Szinna district, fearing a crisis as dire as the crisis faced in 1880, requested the cessation of tax collection.50 The sources, however, suggest that the szolgabíró’s fears may have been an overreaction, as there was no cause for distress.

Given the abundant crop, tax collection began with renewed vigor, and efforts were made to recover debts accumulated in the previous years. Several szolgabírós indicated that tax collection was progressing well, so there was no need to use bailiffs to collect arrears. It seems, then that the harvest of 1882 was abundant enough in several places to help the population begin to recover from the trials they had suffered in the previous years.

Penury in Borsod County

Although the first official report on impoverishment in Borsod County was written in December 187951 (months after the first official report on Zemplén), it can be assumed that the first signs of the crisis appeared earlier. At the beginning of November, the weekly journal Borsod. Miskolczi Értesítő reported on the unfavorable weather and poor harvests in the county,52 and soon after this, it wrote of needy job-seekers from the highlands: “There are already signs of acute need in the highlands, for every day we see the highlanders marching through the county with nothing to eat, migrating to the lower part of the country in groups, looking for work; […].”53 Presumably, by November, the leadership of the county was confronted with the extent of impoverishment, which found clear form in the sight of people coming from the highlands, and the people of Borsod also had to suffer increasingly dire penury. This is indicated by the fact that in November the General Assembly of Borsod County asked the Minister of Finance to suspend tax collection “given the impoverishment.”54

One month later, Bertalan Bay, the alispán of Borsod, reported to the Ministry of Interior on the situation in the county as it follows:

 

On the basis of the official reports I have received, I have stated that in this county there are generally alarming phenomena concerning the livelihoods of the lower classes; that in the town of Miskolc the number of the poor is very high, and the extreme cold, which arrived with unusual suddenness, aggravates the situation, so that the town authority is taking measures on a case-by-case basis to provide aid for the needy.

I also noted with regret that in the lower part of the district of Miskolc the working class has no income, and the small amount of food they have purchased is almost completely exhausted, and in particular that the town of Mező-Csát is facing a crisis; finally, in the upper section of the Szentpéter district, especially in Alacska, and in the upper section of the Eger district, in Tibold Darócz and Kács, several families depend on the mercy of the better-off. In both parts of the Szentpéter district, however, it was indicated that official aid measures would have to be taken soon.

Given these unfavorable circumstances, it is to be feared that the distress at the beginning of next year will be so great in many places that, in order to alleviate it and to secure the financial survival of some, it is necessary to resort to state aid. For this reason, I have the honor to request the respectable Hungarian Royal Ministry to lend a certain amount—at least one thousand forints—as state aid as soon as possible.55

Given that according to the alispán the most state aid would be needed at the beginning of the following year, we can conclude that the situation in Borsod was less serious than in Zemplén, where the county alispán applied for state aid in the autumn. This seems to be supported by the annual report of the Borsod alispán, dated February 1880, according to which

 

conditions are generally depressing, and the poorer class, especially because of the prolonged harsh winter, suffers from a sensitive shortage of already depleted foods and firewood in particular. However, with contributions by wealthier benefactors and using municipal funds in some places, the absolute need for state aid has not yet arisen to a greater extent—families struggling in need were only reported in the upper parts of the Miskolc and Eger districts, for whose relief I sent the amount corresponding to the need indicated [...].

 

At that time, only 300 forints had to be allocated from the 1,000 forints that had been previously sent by the Minister of Interior. At the end of the report, he summarizes the previous year as follows:

 

But it should also be emphasized that despite the generally unfavorable conditions last year and the extremely severe winter, the likes of which has not been experienced for decades, there has been no phenomenon in the county that would prove the depletion of people’s resources and means of subsistence. Even the poorest class, exposed in many ways to the most cramped way of life and the suffering and misery of life, bears its fate with silent surrender, and while people hope that difficult conditions will take a turn for the better, they calmly tolerate their circumstances, try to earn an income, and hope that their fates will improve in time.56

Impoverishment hit Borsod in the early 1880s. The szolgabíró of the Sajószentpéter district reported that a hungry person was transported to the hospital in Miskolc from Sajószentpéter, and a starving sick family was aided with funds from the town’s treasury. However, he added that the people, considering their livelihoods, were not in a position to be seriously worried, or state aid would have to be required.57 Not long after, however, he made the following report: “As a result of the fruitless harvest of the current year, the population of my district, with the decline of transport and manual labor, is already suffering a heavy burden of subsistence. In general, I can point out that not only manual day laborers, but also some of the landowners, are struggling with their livelihoods.”58

In Miskolc, the seat of Borsod County, the situation deteriorated considerably with the arrival of the extremely cold winter, but fortunately it did not turn into a crisis thanks to the quick measures taken by the town authorities. Having already created a list of the needy in the town in a forward-looking manner, they were able to alleviate poverty more easily and quickly with the distribution of food, firewood, and money as the need arose.59 As a result, in January 1880, the mayor of Miskolc, Kálmán Soltész Nagy, submitted a reassuring report to the county deputy:

 

Based on the reports made to me and on my own experience, I officially declare that the poverty of the poor in the town of Miskolc does not appear to be of such magnitude at this time that it would require legal or state measures.

It is undeniable that in the winter, the poverty of the population is greater than it has been in other years; however, the authorities, in accordance with the order of the town council, shall provide those who are incapable of working with the most essential foods and save them from starvation.60

 

Considering the deprivation suffered by the population and conditions close to famine, it could be feared that public safety would deteriorate. In 1879, the Borsod alispán asked the Ministry of Interior for eight more cavalries and eight infantry gendarmes, in addition to the existing ones, due to an increasing number of cases of violence.61

There were similar fears of an increase in acts of violence in Zemplén, but according to the semi-annual report of the alispán in 1880, “public safety, considering the given impoverishment and need, cannot be called worrying.”62

As in Zemplén, the provision of public works for the poorest was discussed in Borsod County. It would have been especially helpful for the needy in and around Miskolc if the riverbed regulation planned after the great flood in Miskolc in August 1878 had finally been given the green light from the Ministry. As Kálmán Soltész Nagy, the mayor of Miskolc, wrote in his report, “If the city had already approved the regulatory plan, it could not only help the poor by giving them work, but could also save the significant amount of money it has to spend on relief for the poor relief.”63 He then asked the alispán to try to get the Ministry of Public Works and Transport to approve the draft regulation as soon as possible “so that the work can begin to provide the poor of our town with a source of income at the beginning of spring.”64

Fortunately, the improving weather also alleviated the misery. As the Borsod County alispán wrote, “In the area of the town of Miskólcz, with the onset of milder days, the shortage begins to end, so much so that by the 15 of the current month [March], the supply of foodstuffs will be ceased. Residents in need of public aid can get work in the vineyards and gardens, and the need for further aid, thanks to providence, will disappear.”65

After the unfavorable harvests of the previous years, people rightly hoped that as the weather improved, the harvest would finally provide, if not abundant, at least a sufficient yield. However, the spring frosts dashed some of these hopes. In a report on the state of the crops in April 1880, Kálmán Soltész Nagy wrote,

 

I am convinced after questioning several farming and viticulture individuals that wheat sowing is generally good, while rye sowing, especially the rye which was sown last, under the cold and heavy snow, is almost completely lost. The buds of the fruit trees are almost completely lost as a result of the extraordinary frost, which recurred at the beginning of spring, and there is no prospect of fruit production at all. The buds on the vines are usually blackened, so they are infertile; however, the quality of the lower buds is still impossible to determine at this time.66

Nevertheless, the county managed to avoid the worst, and in July, the county alispán reported reassuringly to the Minister of Interior that

 

Anyway—thanks be to providence! Famine has not devastated our county in a large and scary way. The sympathy and compassion of individuals, municipalities, and our authorities have alleviated the problem everywhere. And now, during the summer, we no longer have a reason to talk about poverty. Works assuring subsistence are underway everywhere, and there is hope that the year will not be one of the worst from the perspective of the harvests.67

The yields of the next years were similar in Borsod and Zemplén. The floods of 1881 caused considerable damage in both counties (as they did in other parts of the country), but the harvest ended with a mediocre yield.68 A year later, in the spring of 1882, the alispán of Borsod saw the agricultural situation of the county more optimistically. But from mid-July through August, that is, during the harvest, many crops suffered due to torrential rains,69 and their quality fell short of expectations. But in several districts, they were still “good mediocre,” “completely satisfactory,” or, as the szolgabíró of the Eger district wrote, “The fruit in the whole district is definitely good. In some places, it has exceeded the farmers’ hopes.”70 Thus, the harvest of 1882, which can generally be said to have been plentiful and of good quality, brought the crisis in Borsod to an end, as it did in the neighboring Zemplén County.

Conclusions

The aim of our research was to examine the impact of the weather anomalies of the 1870–80s on agriculture in order to shed light on the decisive roles of weather conditions in the deepening of the agricultural crisis which took place in Europe in the last third of the nineteenth century. In the course of our research, by examining the climate and yield data of two Hungarian counties, Borsod and Zemplén, we observed a series of years of poor yields, as well as a catastrophic harvest in 1879, which led to a period of distress which lasted until 1882. During this period, the agricultural population, while avoiding the worst (as there was no famines), suffered material losses to a degree that led to mass impoverishment in the long run.

Our research does not show a clear link between unfavorable weather and the agricultural crisis, but we nonetheless maintain our contention that impoverishment caused by a series of bad harvests certainly exacerbated the inflow of foreign grain. Moreover, efforts to cope with the crisis were hampered by the fact that many farmers had been ruined and masses of people, including many farmers, emigrated. There are still many questions to be answered. Although we have only superficially examined the relationship between impoverishment and emigration, which took on massive proportions in 1879, it is very likely that the difficult economic situation in Hungary, which was a consequence of the unfavorable weather, gave a greater impetus to emigration. At this point, our research suggests a clear parallel between events and experiences in Hungary and the European experience, which included an ever larger wave of emigration in several countries beginning in the early 1880s.71 Our results also show similarities with the duration of impoverishment in Europe as well, as the worst period in Hungary was also between 1879 and 1882, from which the relatively good yields of 1882 were the way out. 72

Our research also revealed that even in the case of two neighboring counties, Borsod and Zemplén, needs were quite different, although we did not discern any significant differences in the ways in which these needs were addressed. Borsod was less sensitive to hardship, which was presumably the consequence of differences in farming (size and quality of cultivated land, varieties and proportions of cultivated crops, etc.) due to geographical differences. Our findings certainly make clear that if we wish to determine the extent to which we can speak of a national agricultural crisis in 1879–80, further studies at the regional level are needed.

Archival Sources

Magyar Nemzeti Levéltár Borsod-Abaúj-Zemplén Megyei Levéltára (MNL BAZML) [Hungarian National Archives Borsod-Abaúj-Zemplén County Archives]

IV. 803. b. Borsod Vármegye Törvényhatósági Bizottságának iratai, Közgyűlési iratok [Documents of the Municipal Committee of Borsod County, Documents of the General Assembly]

IV. 809. b. Borsod vármegye alispánjának iratai, Közigazgatási iratok [Documents of the Borsod County Alispán, Administrative Documents]

IV. 2402. a. Zemplén Vármegye Törvényhatósági Bizottságának iratai, Közgyűlési jegyzőkönyvek [Documents of the Municipal Committee of Zemplén County, Minutes of the General Assembly]

IV. 2402. b. Zemplén Vármegye Törvényhatósági Bizottságának iratai, Közgyűlési jegyzőkönyvek [Documents of the Municipal Committee of Zemplén County, Documents of the General Assembly]

IV. 2405. Zemplén vármegye alispánjának iratai, Közigazgatási iratok [Documents of the Zemplén County Alispán, Administrative Documents]

Bibliography

Printed sources

Borsod. Miskolczi Értesítő [Borsod. Miskolcz Gazette], August 29, 1878; November 6, 1879; November 20, 1879.

Meteorológiai Évkönyvek [Meteorological Yearbooks]. A meteorológiai és földdelejességi magy. kir. Központi intézet évkönyvei. Budapest: Athenaeum, 1873–1902.

Magyar Statisztikai Évkönyv [Hungarian Statistical Yearbook]. Budapest: Országos Magyar Királyi Statistikai Hivatal, 1879–1901.

 

Secondary sources

Bichet, Adeline, Doris Folini, Martin Wild, and Christoph Shär. “Enhanced Central European summer precipitation in the late 19th century: a link to the Tropics.” Quarterly Journal of the Royal Meteorological Society, 2013. doi:10.1002/qj.2111.

Boa, Krisztina. “Az 1863–64. évi aszály és ínség Békés megyében” [The drought and famine of 1863–64 in Békés county]. Fons 19, no. 2 (2012): 161–99.

Czoch, Gábor. “A reformkori közigazgatás az éhínséggel szemben (1845–47)” [Administration against the famine in the Reform Era, 1845–47]. In A mesterség iskolája: Tanulmányok Bácskai Vera 70. születésnapjára [The school of profession: Papers for the 70th birthday of Vera Bácskai]. Edited by Zsombor Bódy, Mónika Mátay, and Árpád Tóth, 371–89. Budapest: Osiris, 2000.

Hodgyai, Mátyás. “Ínséges évek Biharban 1814–1817 között” [Years of distress in Bihar County between 1814 and 1817]. Történelmi Szemle 33, no. 1–2 (1991): 59–69.

Kaposi, Zoltán. “A 19. századi agrárválság hatása a dél-dunántúli régió uradalmi gazdálkodására” [The effects of the nineteenth century agrarian crisis on the economy of latifundia in the Trans-Danubian region]. Közép-európai közlemények 8, no. 2 (2015): 81–93.

Kaposi, Zoltán. “Agrarkrise in Ungarn, besonders auf dem Gebiet von Süd-Transdanubien, 1873–1914.” In Internationales Kulturhistorisches Symposion Mogersdorf 2014 in Kőszeg, 157–78. Szombathely: Vas Megyei Önkormányzati Hivatal, 2019.

Kaposi, Zoltán. “Válság és alkalmazkodás: A 19. század végi agrárkrízis hatásai a dunántúli uradalmak működésésre” [Crisis and adaptation: The effects of the nineteenth century agrarian crisis on the functioning of Trans-Danubian latifundia]. In Magyar Gazdaságtörténeti Évkönyv 2016: Válság-Kereskedelem [Hungarian Economic Yearbook 2016: Crisis-Commerce]. Edited by György Kövér et als., 195–216. Budapest: MTA Bölcsészettudományi Kutatóközpont, 2016.

Katus, László. “Az 1863–64. évi aszály és éhínség az Alföldön” [The drought and famine of 1863–64 in the Hungarian Great Plain]. In A fogyasztás társadalomtörténete [The social history of consumption]. Rendi társadalom – polgári társadalom 18. Edited by József Hudi, 7–11. Budapest: Hajnal István Kör Társadalomtörténeti Egyesület; Pápa: Pápai Református Gyűjtemények, 2007.

Kiss, Zsuzsanna. “Gabonaválság a 19. század végén: Társadalomtörténeti nézőpontok” [Corn crisis at the end of the nineteenth century: Socialhistorical perspectives]. Aetas 4 (2014): 31–44.

Klement, Judit. “Die Agrarkrise am Ende des 19. Jahrhunderts und die Budapester Mühlenindustrie.” In Krisen/Geschichten in mitteleuropäischem Kontext: Sozial- und wirtschaftsgeschichtliche Studien zum 19./20. Jahrhundert. Edited by György Kövér, Márkus Keller, and Csaba Sasfi, 167–97. Vienna: Institut für Ungarische Geschichtsforschung in Wien; Balassi Institut Collegium Hungaricum; Ungarische Archivdelegation beim Haus-, Hof- und Staatsarchiv, 2015.

Lamb, Hubert H. Climate, History and the Modern World. London: Psychology Press, 1995.

Perry, Peter J. British Farming in the Great Depression 1870–1914: An Historical Geography. Newton Abbot: David & Charles, 1974.

Rémiás, Tibor. “Az 1847. évi éhínség Torna vármegyében” [The famine of 1847 in Torna County]. Történelmi közlemények Abaúj-Torna vármegye és Kassa múltjából 1 (1997): 148–77.

Réthly, Antal. Időjárási események és elemi csapások Magyarországon 1801–1900-ig [Weather events and natural disasters in Hungary between 1801 and 1900]. Vol. 2. Budapest: OMSZ, 1998.

Sándor, Pál. A XIX. századvégi agrárválság Magyarországon [The late-nineteenth century agrarian crisis in Hungary]. Budapest: Akadémiai Kiadó, 1958.

Ungár, László. “Az 1845–47. évi felvidéki éhínséggel kapcsolatos intézkedések Pesten és Budán” [Measurements taken in Buda and Pest against the Uppland famine of 1845–47]. Tanulmányok Budapest múltjából 6 (1938): 170–79.

Vörös, Antal. “A magyar mezőgazdaság a kapitalista átalakulás útján (1849–1890)” [Hungarian Agriculture on the road to capitalist transformation]. In A magyar mezőgazdaság a XIX–XX. században (1849–1949) [Hungarian agriculture in the nineteenth and twentieth centuries]. Agrártörténeti Tanulmányok 4. Edited by Péter Gunst, and Tamás Hoffmann, 9–152. Budapest: Akadémiai Kiadó, 1976.

 

1 Hodgyai, “Ínséges évek.”

2 Czoch, “A reformkori közigazgatás”; Rémiás, “Az 1847. évi éhínség”; Ungár, “Az 1845–47. évi.”

3 Boa, “Az 1863–64. évi aszály”; Katus, “Az 1863–64. évi aszály.”

4 Lamb, Climate, History and the Modern World.

5 On the agrarian crisis in Great Britain, see Perry, British Farming.

6 Lamb, Climate, History and the Modern World, 233; Bichet et als., “Enhanced Central European summer.”

7 Sándor, A XIX. századvégi agrárválság; Kaposi, “A 19. századi agrárválság”; Kaposi, “Válság és alkalmazkodás”; Kaposi, „Agrarkrise in Ungarn”; Klement, “Die Agrarkrise”; Kiss, “Gabonaválság a 19. század végén.”

8 Meteorológiai Évkönyvek.

9 The temperature was measured three times a day, at 7 a.m., 2 p.m., and 9 p.m.

10 Magyar Statisztikai Évkönyvek

11 Vörös, “A magyar mezőgazdaság.”

12 1886 was considered the wettest year in Rozsnyó (today Rožňava, Slovakia), but since we do not have data from the late 1870s, it is possible that precipitation in the missing years exceeded precipitation in 1886.

13 Meslin is a mixture of equal parts of wheat and rye that is sown and harvested together.

14 One Viennese acre is 5,755 square meters.

15 Between 1877 and 1890, the size of the sown areas varied between 2,300 and 3,000 hectares.

16 From Szepes County, there were maize data for only three years in the Statistical Yearbooks, so we did not include them in our analysis.

17 Borsod. Miskolczi Értesítő, August 29, 1878, 3.

18 Réthly, Időjárási események, vol. 2, 548.

19 MNL BAZML, IV. 809. b. 868/1881.

20 MNL BAZML IV. 2402. b. 2/2020/1879.

21 Ibid.

22 Ibid.

23 Ibid.

24 Ibid.

25 MNL BAZML IV. 2402. b. 107/1880.

26 MNL BAZML IV. 2402. b. 6559/1879.

27 MNL BAZML IV. 2402. b. 127/8758/1880; 9340/1881; 2216/1882.

28 MNL BAZML IV. 2402. b. 189/6559/1879; 162/9479/1882.

29 MNL BAZML IV. 803. b. 185/1879.

30 MNL BAZML IV. 803. b. 434/1879.

31 After the moratorium expired, they asked to pay the one-year tax in interest-free instalments. MNL BAZML IV. 2402. a. 188/1879.

32 MNL BAZML IV. 803. b. 434/1879; MNL BAZML IV. 2402. a. 188/1879.

33 MNL BAZML IV. 2402. a. 321/1879.

34 MNL BAZML IV. 2402. a. 321/1879.

35 Ibid.

36 MNL BAZML IV. 2402. a. 9522/1879.

37 MNL BAZML IV. 2402. a. 321/1879.

38 MNL BAZML IV. 2402. a. 9522/1879.

39 MNL BAZML IV. 2402. a. 321/1879.

40 MNL BAZML IV. 2402. a. 9522/1879.

41 MNL BAZML IV. 2405. b. 9958/1879.

42 MNL BAZML IV. 2405. b. 10717/1879.

43 Ibid.

44 MNL BAZML IV. 2402. a. 127/1880.

45 MNL BAZML IV. 2402. b. 7135/1881.

46 MNL BAZML IV. 2402. b. 7135/1881, 9286/1881, 9340/1881.

47 MNL BAZML IV. 2402. b. 9340/1881.

48 MNL BAZML IV. 2402. b. 5/2534/1882.

49 MNL BAZML IV. 2402. b. 162/9479/1882.

50 Ibid.

51 MNL BAZML IV. 803. b. 577/1879.

52 Borsod. Miskolczi Értesítő, November 6, 1879.

53 Borsod. Miskolczi Értesítő, November 20, 1879.

54 MNL BAZML IV. 803. b. 420/1879; MNL BAZML IV. 803. b. 569/1879.

55 MNL BAZML IV. 803. b. 577/1879.

56 MNL BAZML IV. 803. b. 1/1880.

57 MNL BAZML IV. 809. b. 488/1880.

58 MNL BAZML IV. 809. b. 519/1880.

59 MNL BAZML IV. 803. b. 1/1880.

60 MNL BAZML IV. 809. b. 107/1880.

61 MNL BAZML IV. 803. b. 418/1879.

62 MNL BAZML IV. 2402. a. 6/1880.

63 MNL BAZML IV. 809. b. 463/1880.

64 Ibid.

65 MNL BAZML IV. 809. b. 901/1880.

66 MNL BAZML IV. 809. b. 1246/1880.

67 MNL BAZML IV. 809. b. 2226/1880.

68 MNL BAZML IV. 809. b. 1/1882.

69 MNL BAZML IV. 809. b. 344/1882.

70 MNL BAZML IV. 809. b. 2638/1882.

71 Lamb, Climate, History and the Modern World, 234.

72 Ibid., 275; Perry, British Farming, 54–60.

* This work was financially supported by the NKFIH FK 128978 project.

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Figure 5. Eger’s annual average temperature by seasons. Source: Meteorológiai Évkönyvek

 

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Figure 8. Annual wheat crop by counties, 1877–90. Source: Magyar Statisztikai Évkönyvek

 

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Figure 13. Annual cereal crops in Szepes County in relation to the annual average precipitation in Eperjes. Sources: Meteorológiai Évkönyv, Magyar Statisztikai Évkönyvek

 

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2020_2_Rózsa

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Evaluation of the Floodplain Farming of the Settlements of Nagykunság Based on the First Cadastral Survey*

Sándor Rózsa
Eszterházy Károly University
This email address is being protected from spambots. You need JavaScript enabled to view it.

Hungarian Historical Review Volume 9 Issue 2  (2020): 213-240 DOI:10.38145/2020.2.213

River control was perhaps the most significant form of anthropogenic environmental intervention in the Carpathian Basin, and in recent decades it has been the focus of considerable attention in the scientific community. However, in order to be able to evaluate this intervention, we need to know more about the floodplain management before the river regulations. In this essay, I provide data concerning the eighteenth-century floodplain management, on the basis of the first cadastral survey documents.
According to Klára Dóka and other researchers, the settlements of the region along the Tisza River were in crisis in the early nineteenth century because the floodplain farming system was not adequate to sustain the growing population. However, they based this conclusion on sources concerning population growth, and they did not substantiate their essential contention concerning overpopulation with accurate data on production and consumption. I have sought to determine whether there really was an overpopulation crisis in Nagykunság at the end of the eighteenth century. The main question concerns the relationship between production and needs. The next question is whether the farmers had excess grain which they could take to markets. In other words, was the floodplain farming system profitable? My research constitutes a contribution to the debate between Bertalan Andrásfalvy and Miklós Szilágyi on floodplain management.
The first cadastral survey documents contain detailed and reliable data on the management of the settlements, and I contend that they are more accurate and useful than the tax censuses which were compiled at the same time. The first step in the research was to establish the average annual consumption of the population.
According to the data of the cadastral survey, production exceeded the needs of the population in each settlement, and the value of the production surplus covered the tax burdens. Wheat had a marketable share of the yield, come to 30–40 percent of the total. Assuming that livestock breeding was even more advantageous, one could contend that the floodplain farming system was profitable. However, natural resources are distributed disproportionately as a result of property relations. In Nagykunság, this found its most dramatic embodiment in the redemptus-irredemptus contrast.
There were several events in the late eighteenth century, such as the construction of the Mirhó dam and migration to Bácska, on the basis of which researchers have inferred that the floodplain farming system was in crisis, but the cadastral survey suggests otherwise.

Keywords: floodplain farming system, carrying capacity, overpopulation, production statistics

My research seeks to determine whether (and to what extent) floodplain farming was differentiated in the eighteenth century, whether it was able to satisfy the needs of the settlements, and how much marketable produce surplus was available to sell. In my study, by Nagykunság I do not mean the geographical landscape delimited on the basis of natural geographical aspects. I refer more narrowly to the Nagykun District, a political-administrative entity of eighteenth-century Hungary which formed part of the present-day Jászkun-District. I examined the water management of the six settlements which constituted Nagykunság at the end of the eighteenth century: Karcag, Kisújszállás, Túrkeve, Kunhegyes, Kunmadaras and Kunszentmárton.

The study of floodplain farming in Nagykunság is mainly justified by the fact that the population of the area carried out the first significant water regulation works in the Central Tisza Region in Hungary (well before the great river regulations of the nineteenth century took place), the so-called Mirhó Dam. The scour channel (fok)1 was first closed in the middle of the eighteenth century, but the rudimentary rampart erected at that time could not withstand major floods, despite frequent repairs. In 1776, the owners of Heves County demolished the rampart. They claimed that due to a decrease in the floodplain reservoir capacity, they were experiencing higher levels of flooding on the right bank of the Tisza. The settlements of the Nagykun district submitted a complaint about this almost immediately, but the permission required to reconstruct the dam was obtained only in 1785, and the rampart was rebuilt only in 1787, and even the owners of Heves County helped with the works.2 The flood relief work carried out by the settlements of the Nagykun district is considered in the secondary literature, primarily works on water history, one of the antecedents of the periodic regulations of the nineteenth century, and it is mostly treated as an indicator of the crisis faced by the farming system.3 Klára Dóka strove to reveal the origins of the elimination of floodplain farming by examining the farming of the settlements along the Tisza at the beginning of the nineteenth century. In her view, extensive floodplain farming faced a crisis by the turn of eighteenth and nineteenth centuries, as it could no longer meet the needs of an increasing population, which prompted the communities to transform the previous system and intervene in the environment.4 However, based on my research carried out in recent years, I have considerable doubts about the need to eliminate floodplain farming behind the construction of the Mirhó Dam.5 The construction of the dam in 1786 alone cannot be considered evidence of overpopulation,6 it is necessary to assess the economic condition of the settlements, i.e. to carry out a production-need-based study.

An Outstanding Source: The First Cadastral Survey

During the period of enlightened absolutism, many valuable sources were created in connection with the economic, social, and environmental conditions of the country, of which, from the perspective of the questions at hand in this essay, the census and the military and cadastral survey should be highlighted. Of these, the cadastral survey is a lesser-known source, which is mainly due to the territorial mosaic character of the preservation of documents, as most of the documents created in preparation for the sharing of public burdens fell victim to the resistance of the estates after the emperor’s death.

The documents are valuable in part because they strove for completeness (i.e. they recorded all lands, regardless of whether the owner had tax exemption) and in part because they are based on cutting-edge statistical methods (homogeneous data structure, averaged data, etc.) and the survey was conducted professionally (through a well-established institutional system and by qualified engineers). We are well acquainted with the process according to which the survey was conducted, as the survey instructions7 survived and through the thorough exploratory work of statistician Zoltán Dávid.8 These are a great help in assessments of the reliability of the data.9

In the area under examination, a complete survey document survived only in connection with Kunszentmárton.10 As for the other five settlements, only the so-called summary sheets are available.11 However, such sheets also survived in the case of all the settlements in Kiskunság and Jászság, which thus make possible a comparative analysis. In the second half of the twentieth century, Dávid attempted to map the surviving documents of the cadastral survey, and he published some of the data (183 settlements) in a study, along with his analysis of the data.12 The data provided by Dávid provided an opportunity for me to compare the floodplain farming used by the settlements of Nagykunság with the farming used in the settlements in other regions.

Indicators of Agricultural Cultivation in Nagykunság at the End
of the Eighteenth Century

The settlements of Nagykunság were characterized by differentiated farming after repopulation in the eighteenth century. The leading sector was livestock farming, as livestock enjoyed better market sales opportunities and optimal environmental conditions. Grains were grown mainly for subsistence purposes, the sale of surpluses at the market was typical in the middle of the century. In the nineteenth century, as a result of the grain boom, the importance of arable crop production increased steadily, and self-sufficiency was replaced by commodity production. Tibor Bellon has thoroughly examined the farming in the settlements of Nagykunság in the eighteenth and nineteenth centuries.13 However, as an ethnographer, he ignored in-depth statistical analyses and did not explore the process of structural change in detail. If one examines floodplain farming, the relative weight of crop and livestock production compared to each other is by no means a marginal issue. Most researchers assume there was a grain boom at the focal point of water regulations. As grain production can be carried out only at high risk in a floodplain environment, it was necessary for the area to be free from floods.14

In the cadastral records, the data on meadows and pastures are the most uncertain, as the extents of utilization in floodplain environments varied depending on the intensity and duration of floods, which also provided a good opportunity for farmers to make the határ15 areas (the peasants’ individual plots along, with the buildings of the village and, often, areas of communal meadow, woodland, vineyards and/or pasture) used for grazing appear to be useless at certain times of the year. In terms of meadows and pastures, Karcag and Kisújszállás were in the worst situation. The average of 2.5 katasztrális hold16 per capita calculated here is particularly low compared to Túrkeve (5.13 katasztrális hold/capita) and Kunhegyes (4.84 katasztrális hold/capita). This is due to the hydro-geomorphological conditions, as the former two settlements lie deeper17 and they directly border the Berettyó River. The average in the settlements of Nagykunság (3.71 katasztrális hold/capita) is higher than the average in the settlements of Jászság (2.80 katasztrális hold/capita), but it lags far behind the average of nearly 10 katasztrális hold/capita of the settlements in Kiskunság, with a large határ area and typically low population density. However, it is worth drawing a comparison with the areas outside Jászkunság as well. Most settlements in Nagykunság had a lower average than the average of 4.22 katasztrális hold/capita in Heves County and Külső-Szolnok County, but they were in a better position than Győr County, which had an average of 2.23 katasztrális hold/capita, Moson County (2.5 katasztrális hold/capita), and Sopron County, with an average of 0.58 katasztrális hold/capita (except for Kisújszállás and Karcag).18 Although a land size/person similar to or worse than that of the control areas was observed in Nagykunság, and the highest yielding meadows and pastures were found here. In Nagykunság, the average hay yield was 10 quintals (1,000 kilograms) per katasztrális hold while in Jászság it was only 7.3 quintals (730 kilograms) and in Kiskunság it was 3.5 quintals (350 kilograms).

Much more reliable conclusions can be drawn on the basis of the data on ploughland than the aforementioned data. In the settlements of Nagykunság, the average ploughland per person was 1.55 katasztrális hold, which is significantly less than the average in the settlements of Jászság (2.94 katasztrális hold/capita) and Kiskunság (4.14 katasztrális hold/capita). The average in the settlements of Nagykunság lags behind the average in the settlements of Heves- and Külső-Szolnok (1.96 katasztrális hold/capita), Moson- (1.74 katasztrális hold/capita) and Győr County (1.68 katasztrális hold/capita), but it far exceeds the average in those of Sopron County (1.03 katasztrális hold/capita). However, if we subtract the demesne lands from all the ploughlands, it is 0.90 katasztrális hold per capita in Heves- and Külső-Szolnok County, 1 in Győr, 1.74 in Moson,
and 0.92 in Sopron County.

The 1.55 katasztrális hold per capita does not seem low compared to the data from the four counties, but it is depressingly low compared to Jászság and Kiskunság. Looking at the area size per capita in Nagykunság alone, we should assume a serious growth constraint or overpopulation, but it sheds a different light on the data if we also take into account the quality of the lands, i.e. their yield averages. The yield average in Nagykunság was 9.1 pozsonyi mérő (p. m.) (1 pozsonyi mérő = between 53.72 and 62.08 liters) per cadastral acre, which is well above the 3.83 p. m. per cadastral acre in Jászság and the 2.45 p. m. per cadastral acre in Kiskunság. In the 183 settlements surveyed by Dávid, the ploughlands produced an average grain yield of 7.7 p. m. Of course, I also had the suspicion that there might be some statistical error behind the exceptionally high yield averages or inaccurate or false yield data from Kiskunság and Jászság. There are no indications that the data on the settlements of Jászság and Kiskunság would be skewed downwards or the data on Nagykunság upwards. Only a comparison with the grain production potential19 can be considered a resource-critical tool. The average wheat production potential of the settlements of Nagykunság is four points better than that of Jászság and seven points better than the average in the settlements of Kiskunság. The average yield per settlement calculated on the basis of the cadastral survey shows a strong correlation with the wheat production potential, and thus the cadastral data seem reliable. The high yield average in the settlements of Nagykunság and the low ploughland area per capita suggest that, at the time, only the high-quality lands optimal for arable crop production were utilized on the határ of the settlements. Thus, low ploughland per capita should not itself be considered a sign of overpopulation. Rather, it may indicate a lower preponderance of crop production compared to livestock production.

Most researchers agree that in the eighteenth century, pastoral farming was the most important agricultural sector in Nagykunság, and arable crop production was carried out only for self-sufficiency.20 However, we have data on the market sales of grain from the middle of the eighteenth century as well. In 1750, palatine Miklós Pálffy ordered a survey of the economic strength of the settlements of Jászkunság to be conducted in order to levy taxes more proportionally. According to this census, the landholders of Nagykunság mostly sold their grain on the markets in Miskolc and Debrecen,21 but we have no data on the volume of the grain trade. For example, the landholders of Kunszentmárton mentioned that some landholders did not sell any mérő of grain in 10 years. Thus, the information concerning which markets the farmers s old their grains on does not suggest in itself that grain production was determined by production for marketing. Examining the cadastral data, we can clearly see that the ploughland per capita shows a small variance in the settlements of Nagykunság (1.1–2 cadastral acres per capita), i.e. the extent of ploughland was relatively closely related to the population, which indicates self-sufficiency in the sector. If we assume that crop production was under extensive compulsion to grow, whether due to market conditions or unsatisfied domestic need, the amount of ploughland would be determined not by the population but by the amount of potentially suitable areas. All this, of course, is only true if we rule out the possibility that the ploughland had already reached its maximum possible extent and the small standard deviation of the ploughland per capita was purely coincidental. We have already seen that the hydro-geomorphological features of the határs of the Nagykun settlements are different, and consequently their agricultural potential is also different. It therefore hardly seems likely that the ploughland reached its maximum extent, and thus the relationship between the extent of ploughland and the size of the population is not a statistical coincidence but an indication of self-sufficiency in crop production. Of course, this does not exclude the possibility that in years of high yields the surplus that was produced over the domestic consumption needs of the population was sold on the market. However, we can only venture conclusions concerning how much this amount may have been (and this is an important question of this study) if we also have estimates for consumption.

Calculation of Population Needs

Determining the grain needs of the peasant farms in Nagykunság is a very difficult task, as we have to take into account a number of variables (proportion of meat and cereal consumption, dietary habits, differences in nutrient requirements by gender and age groups, the impact of work activities, etc.) on which we have only sporadic data. However, as the relationship between production and consumption is a key issue in evaluating farming, despite these difficulties, we find a relatively large number of estimates in the literature and in contemporary statistical sources. In the present study, given the absence of adequate resources, I neither intend to estimate the contemporary needs of individuals, families, or peasant farms nor do I wish to contribute directly to the debates in this regard. I tried to bridge the problem of uncertainty by using estimates offered by several researchers and contemporary sources together, and since the sources so far provide little support, I assess their relevance to Nagykunság and the conditions of the relatively short period (the end of the eighteenth century) only to the extent needed.

The following estimates have been used for the annual grain need per person/family/household:

– Géza Perjés’ estimate for the eighteenth century: 3.5 q = 7.51 p. m./capita/year,22

– István Orosz’ estimate: 5 kila = 5 p. m./capita/year,23

– The average consumption used in the 1868 harvest statistics: 5 p. m./capita/year,24

– According to István N. Kiss’ estimate, a family’s minimum need for bread grain is: 6 q = 13 p. m./family/year,25

– In 1782, based on the aggregation of the Miskolc city council on grain need: 18 p. m./family/year,26

– Based on the censuses conducted in the Triple Districts during the Napoleonic Wars: 6 kila/capita/year,27

– Based on the 1816 Triple District Census: 1 kila barley/capita/year, 1 kila wheat/capita/year.28

Three of the data are estimates made after the fact and four were arrived at by contemporary public administrations. In order to make the calculations easier, I converted the needs to p. m., i.e. the unit of measurement that was also used in the cadastral survey. I did not consider the use of metric measurement units appropriate, because during conversion, pozsonyi mérő, which is one of the liquid measurement units, has to be converted to a weight measure, which can only be done with significant uncertainty.29

The lowest average need comes from the 1816 census, but these data are related to the “poverty census” and thus they should be interpreted as the minimum need of the population, and if the total grain production of any settlement did not reach the total population need calculated according to this, it indicates severe overpopulation. István N. Kiss’ estimate of 6 q/family, i.e. converted and rounded to 13 p. m./family/year, divided by the average family size of 5 people calculated on the basis of József’s census data, means an average consumption of 2.6 p. m./person/year. The consumption of 18 p. m./family/year, determined by the Miskolc City Council in 1782, corresponds to an average consumption of 3.6 p. m. per person, and thus, together with the former, it is one of the lower estimates. The average value is consumption used in the 1868 harvest statistics and the census made during the Napoleonic Wars, and István Orosz also assumed a similar annual need per person. The most well-founded estimate seems to be that of Géza Perjés, who estimated the main annual need at 3.5 quintals, (7.51 p. m.) based on calorie needs and taking into account a whole range of variables (work intensity, age and gender-related differences, the calorific value and milling characteristics of grains, etc.). In connection with his estimation, the biggest question is how livestock farming can be adapted to the population of the central settlements of the Great Plain; he himself drew attention to this uncertainty factor as well.30 However, in the communities of the Great Plain, which were mainly engaged in livestock farming, the proportion of grains in the average diet may have been lower, and this may have been especially true for floodplain settlements, where fish, game, and fruit (with regard to floodplain orchards) may have been been a proportionally larger part of the average diet. Another question is the extent to which the average daily consumption of 4,000 calories per an adult man, calculated by Perjés (and this seems high even seen from the perspective of today), can be generalized in the eighteenth century. In view of all this, Perjés’ data can be considered a kind of “upper” estimate.

The issue is further complicated by the question of what we exactly mean by food or bread grain in the era. During the cadastral survey, the yields of four cereals (wheat, rye, barley, and oats) were recorded. In peasant culture, of these, wheat and rye clearly appeared as food grains, while oats appeared essentially as fodder crops. However, barley can be classified in either category only with reservations. According to Miklós Szilágyi, little care was taken to store the barley in the eighteenth century, so it was probably considered a lower value grain.31 However, cereal porridge was the daily food of the people of Nagykunság, and according to sources, barley porridge, which was called gerslin, was also consumed.32 The population clearly sought mainly to consume bread grains, but after the depletion of these stocks, the consumption of barley as porridge could also have been considered. I tried to bridge the uncertainty about the general use of grains by comparing the needs with three basic categories, namely bread grains (wheat and rye), food grains in the broad sense (wheat, rye and barley), and the total grain yields (wheat + rye + barley + oat).

Need / Production

If we calculate using the lowest average consumption (2 p. m./person/year), we see that the settlements of Nagykunság addressed many of the food needs of the population with wheat, and if we take bread grain and food grain into account, 5–6 fold overproduction occurs. The total settlement need calculated in this way should clearly be considered a minimum need for survival, and if the yield per cadastre calculated on the basis of the averages over the course of several years were close to or below this value, it would indicate severe overpopulation. In the settlements of Nagykunság, however, even the wheat yield exceeded this multiple times, and there was no settlement in Jászkunság where the production would remain below this value. (Table 1).

 

Table 1. Production and need based on the highest and lowest average consumption.
Source: JNSZML IV. 2. 76.

Calculated with the estimate from the 1816 census (in p.m.)

 

Wheat

Barley

Net production1

Need2

Difference (percent)3

Net production

Need

Difference (percent)

Karcag

38,645

7,580

410

41,555

7,580

448

Kisújszállás

24,365

5,266

363

27,359

5,266

420

Kunhegyes

16,206

3,666

342

14,386

3,666

292

Kunmadaras

12,648

3,966

219

18,782

3,966

374

Kunszentmárton

20,169

2,985

576

20,355

2,985

582

Túrkeve

18,604

3,934

373

26,846

3,934

582

Calculated with a consumption of 5 p. m/person/year

 

 

Grain bread (wheat and rye)

Edible cereals

Net production

Need

Difference (percent)

Net production

Need

Difference (percent)

Karcag

48,192

37,900

27

89,747

37,900

137

Kisújszállás

29,965

26,330

14

57,324

26,330

118

Kunhegyes

20,187

18,330

10

34,573

18,330

89

Kunmadaras

24,493

19,830

24

43,275

19,830

118

Kunszentmárton

26,564

14,925

78

46,919

14,925

214

Túrkeve

31,558

19,670

60

58,404

19,670

197

Calculated with the estimate made by Perjés

 

Grain bread (wheat and rye)

Edible cereals

Net production

Need

Difference (percent)

Net production

Need

Difference (percent)

Karcag

48,192

56,980

-15

89,969

56,980

58

Kisújszállás

29,965

39,585

-24

57,924

39,585

46

Kunhegyes

20,187

27,558

-27

35,564

27,558

29

Kunmadaras

24,493

29,813

-18

45,436

29,813

52

Kunszentmárton

26,564

22,439

18

47,094

22,439

110

Túrkeve

31,558

29,573

7

58,737

29,573

99

 

1 Without the need for seeds. In the cadastral survey, seed was deducted from the crop and this net yield was also recorded. I used this in all my calculations.

2 Only in terms of human consumption.

3 As a percentage of need.

The mean value of the average consumption estimate is given by the 3–5 p. m./person/year calculations. The total population needs calculated on the basis of this were met by the wheat yield only in Karcag and Kunszentmárton, but in the latter, 35 percent of the wheat yield (a relatively high proportion) was overproduction. If we also add the rye yield to this, there is no longer any settlement in Nagykunság where there was underproduction, and in the case of Kunszentmárton and Túrkeve, there was even a surplus of 60–70 percent. If we add barley to this, a 100–200 percent overproduction arises in Nagykunság.

However, the situation is less favorable if we calculate with the average annual consumption of 6 and 7.51 p. m., which form the upper estimates. Wheat production alone does not meet the entire needs in any of the settlements, and an underproduction of 10–30 percent can be observed in terms of bread grain. Exceptions are Kunszentmárton and Túrkeve, where bread grain met the needs and there was even an overproduction of 6–18 percent. However, if we consider food grain, a more favorable picture emerges, as production exceeded the needs in all settlements and, moreover, Kunszentmárton and Túrkeve produced 100 percent more than they needed.

As we can see, due to the uncertainty on the consumption side, it is difficult to accurately assess the relationship between production and consumption; however, some important conclusions can be drawn from the data. Production exceeded the minimum need by several times in all settlements, which makes it clear that there was no serious overpopulation. However, according to Géza Perjés’ estimate, the production of the settlements only slightly exceeded consumption. It is, however, important to note that Perjés’ calculations assume an extremely ideal consumption even for later periods. Thus, in the years of average yields, the population could have had plenty of grain to sell, not to mention the years of good yields. As production exceeded 4–5 times the minimum need, the worse-than-average years could not have caused more serious disturbances; at most the complete crop yield might have been consumed. Of course, it would be misleading to assess the relationship of production and consumption solely on the basis of physiological needs, to which we must certainly add the various types of tax burdens as well.

In the case of the settlements of Nagykun, the tax books (Conscriptio facultatum) of four settlements, Karcag, Kisújszállás, Túrkeve and Kunszentmárton, remained for the years of 1780, but in the case of the latter two, the column of the paid amount remained unfilled. In the year of 1784/85 the population of Karcag paid a tax of RFT (Rhine Forint) 4,958,33 and that of Kisújszállás RFT 2,856.34 The amounts include both the war tax (contributio) and the habitation tax (domestica). The amount of taxes did not exceed 7 percent of the total cadastral income for a settlement. Taking into account the assumed highest grain need per capita in the two settlements of Nagykun (Perjés), we can calculate with 32,829 p. m. surpluses in Karcag and 18,339 p. m. in Kisújszállás, considering the whole grain crop together. Calculated on the basis of the average prices of wheat, rye, barley and oats (based on market prices reported in the cadastral survey), this is about 13,470 and 7,029 RFT.35 It follows that, in principle, the full amount of taxes could be paid merely from the sale of surplus grain. Considering the presumably higher benefits of livestock farming, the amount of war and habitation taxes alone did not impose an unbearably high burden on the population. This is, of course, a theoretical calculation as we do not know what proportion of the crop was actually marketable. Unfortunately, I did not find any summary data on the in-kind part of the war tax, but I assume that its burden might not have been greater than that of the part paid in money. I did not find any data on the exact distribution of the annual 12,600 RFT palatine census, either; however, based on the value calculations of the surplus crops in Karcag and Kisújszállás, it could hardly have been an unbearable burden. In 1837, Márton Bartsik, the archivist of Jászkunság, made a summary of the benefits in money and extraordinary in kind ones provided by the Jászkun District between 1735 and 1837.36 According to this, the largest produce delivery for military purposes for the period of 1750 and 1800 took place in 1760, when the three districts delivered 60,000 p. m. of grain. This was 5.91 percent of the total annual grain production of the districts. It is also a clear indication that a total of 573,471p. m. of grain collected on extraordinary occasions amounted to 56 percent of the annual average production of the district during hundred years.

In the above calculation of grain surplus only the physiological need and tax burdens were considered however, it is important to take into account feed requirements and and storage losses too. József Glósz examined the balance of grain production throughout the country, calculating with 9 p.m/capita/years of needs, of which 5 liters of physiological needs and 4 liters of other needs, which include tax burdens, animal feed and storage losses.37 Assuming an average consumption of 9 liters, there was an overproduction of 52 percent38 in Nagykun District, Túrkeve (103 percent) was in the best position and Kunhegyes (17 percent) was in the worst. It should be noted, however, that farmers in the Nagykun district did not pay the landlord’s tax, and compared to other landscapes, there was probably less grain used for fodder here, because grazing was typical and pastures were rich, so the average consumption of 9 p.m/capita/years seems a lot. However, indicated the good situation of cereal production is by the fact that even with this high average demand, a significant surplus of cereals can be observed.

According to Glósz’s calculations, there was a small underproduction in Nagykunság in the first half of the nineteenth century.39 However, according to the cadastral survey, with the same average demand that Glósz used, there was a 26 percent overproduction in the Jászkun District at the end of the eighteenth century. This can be explained by the fact that between 1780 and 1840 the population increased by 74 percent, but the arable land by only 29 percent. Given that the comprehensive river regulation that allowed for greater extensive development of crop production only began in the mid-nineteenth century, this does not seem unrealistic. This study confirms Glósz’s remark that county-level statistics may mask significant regional differences. The overproduction was 26 percent in the Jászkun District, but there were significant regional differences: the overproduction was 52 percent in the Nagykun District, 11 percent in the Jász District and 22 percent in the Kiskun District.

Distribution of Resources

The analysis of production and need presented so far is a highly theoretical calculation, as I have compared the total needs of the settlements with the total production, but relative overpopulation can also result from a large inequality in the distribution of resources. In principle, it can be assumed, for example, that the grain crop, which supplies the entire population of the settlement, is concentrated in the hands of a few landowners who constitute a small part of society, and thus the majority of the population faces food insecurity. The social division created by redemption40 (landowner redeemers/irredeemers displaced from land ownership) brought with it the possibility of such a situation. Fortunately, the individual sheets41 of the cadastral survey also provide an opportunity to examine the estate structure, but such a document has survived only in connection with Kunszentmárton. However, there is no indication that my findings regarding Kunszentmárton cannot be generalized to the other five settlements with due caution.

In Kunszentmárton, 473 landholders were registered during the cadastral survey, i.e. persons with at least an internal plot (with a house, a garden), 17 of whom did not have any ploughland, meadows, pastures, or vineyards. According to other sources, 269 redeemer landowners lived in the settlement, and thus it seems that even irredeemer landholders obtained access to land cultivated in the system of the land community during the cadastral survey period. In the landed estate structure of Kunszentmárton, however, the marked social response line formed by redemption emerges clearly. At first glance, the structure of the landed estate (Table 2) gives a strongly negative picture, as 26 landless and 183 (38 percent of all landholders) family heads with less than one cadastral acre was recorded. From the point of view of overpopulation, it can undoubtedly be considered negative that almost 46 percent of the population had little or no ploughland or meadow that could be cultivated, as this clearly resulted in a continuously intense demand for land. However, it is also important to point out that a favorable structure of landed estate emerges within the stratum of the redeemers (practically the landholders with land of more than 1 cadastral acre in the table). Among redeemers, especially in the case of ploughland, the landholders in each category and the total cultivated area in that category are relatively proportional.42 Accordingly, in this social stratum, i.e. in the actual landholders, land subdivision was not yet so widespread; this stratum could be less characterized by internal tension. Undoubtedly, the pressure of the stratum of irredeemers gradually became more severe on that of the redeemers, but the key question in judging overpopulation is how great this pressure could have been and whether it could be managed under the given conditions.

In 1786, hundreds of mostly irredeemer families migrated to Bácska as part of the chamber’s efforts to relocate sectors of the population. Relocation is interpreted by most researchers as a symptom of a crisis in the community when internal tensions have reached a level so critical that they trigger emigration. In connection with this, however, I would like to mention my hypothesis that emigration was motivated more by the benefits of the chamber’s relocation efforts than by internal social tension. This seems to prove that the councils of the Nagykun settlements initially strove to impede43 the organization related to emigration, and the landlords of Külső-Szolnok County wanted to allow emigration from their villages only on condition that the families moving away find new landholders to take their place.44 This behavior seems illogical if we assume that the settlements were facing an overpopulation crisis.

As the statistics show, the relatively large number (38 percent) of Kunszentmárton’s heads of families were landless peasants or smallholders, and consequently landholders with lower levels of wealth and property. However, the stratum of irredeemers was also highly differentiated. On the one hand, there were landholders who had significant numbers of livestock, and on the other, there were herdsmen, horse herdsmen, shepherds, etc.,45 who played an important role in livestock farming and otherwise enjoyed relatively high social prestige. It is very important that smallholders in the land statistics who cultivated less than one cadastral acre not be clearly considered social outcasts living at the poverty line, as most of them were servants and laborers in the service of redeemer landowners who had an income above the subsistence level. In the eighteenth century, the lord-peasant relationship was strictly regulated centrally by district administrations and at the local level by settlement councils: they prevented lords from luring contracted peasants away, sanctioned unilateral breaches of contract by the lord or peasant, and also set wages.46 The initial impediment to the organization of emigration was clearly motivated by the fear of losing a labor force. At the agrotechnical level of the eighteenth century, the existence of this stratum providing a labor force was a normal condition for the operation of the farm, as the labor force of a family alone may mostly not have been sufficient to cultivate the estates of redeemer landlords with medium and large lands.47

According to the cadastral survey, 209 landless farm peasants or dwarf holders lived in Kunszentmárton, and they accounted for 38 percent of all landholders. It is worth comparing this ratio with regional and national averages, but this is difficult to do. Of the surrounding settlements, the individual sheets survived only in Tiszaszalók (it is a part of Abádszalók today). The settlements of Jászkunság cannot be compared with one another due to lack of sources. In Tiszaszalók, the ratio of cottars with less than one cadastral acre was quite high, 61 percent. Of course, the socage settlement can only be compared with the privileged Kunszentmárton with certain reservations, as the landholders classified as cottars in the former may have had access to the allodial land of the landlords. Accordingly, the data for Tiszaszalók are likely to be skewed upwards in terms of the ratio of landless peasants or dwarf holders. Furthermore, the question may arise whether the very high ratio of cottars can be attributed to some peculiarity of the settlement. However, the ratio of socage and allodial lands and the ploughland per person is close to the averages in the settlements of Heves and Külső-Szolnok Counties,48 and on the basis of its urbarium, it does not differ from the settlements along the river Tisza, either.49

According to the census in Nagykunság, the ratio of male cottars was 36 percent of all adult men. This ratio was 39 percent for the whole of Jászkunság, 48.5 in Heves and Külső-Szolnok Counties, 51 percent in Pest County, 32 percent in Győr County, and 51 percent for the whole of the Kingdom of Hungary.50 In Nagykunság, therefore, the ratio of the landless peasants does not seem striking. At the time of the socage settlement, 27.12 percent of the cottars in the Kingdom of Hungary belonged to the category of housed cottars and 6.23 percent to the category of houseless cottars. By 1791, this proportion rose to 29.64 and 9.25 percent, respectively. Also in 1791, the ratio of housed and houseless cottars was 33.16 percent and 11.66 percent respectively in the counties of the Great Plain.51 Based on these, on the other hand, the ratio of irredeemers of 38 percent with no land or little land but with a house in Kunszentmárton seems a bit high.

An important issue associated with overpopulation is the standard of living of the lower social strata. Fortunately, the individual sheets of the cadastral survey indicated not only the extent of the land cultivated by certain landholders, but also their yield. In Kunszentmárton, only 39 landholders (7 percent) were listed who did not produce any kind of grain, and 30 percent of them produced less than 5 p. m., which was the lower annual need of a person. 53 percent of landholders produced 13 p. m. meeting one family’s minimum annual need on their own land, and 46 percent of landholders harvested more than 37.5 p. m.52 regarded as the upper estimate (Perjés). Thus, in terms of the distribution of production (Table 3), and thus 30 percent of landholders produced below the subsistence level, roughly 7 percent of them produced 13–40 p. m. needed only to provide for the family, and 46 percent also produced a surplus. Thus, a significant part of families produced a marketable surplus. However, I have to nuance the picture that emerges from the survey data at two points. My calculations refer to food grain, which also includes barley, the consumption of which as porridge may have been a stop-gap solution. A further criticism of the calculation may be that it records the average yield. Landholders with an average production of roughly 40 p. m. may have been the ones who were able to ensure their own crop supply even in poorer crop years. This applies to 54 percent of all landholders.

 

Table 3. Distribution of cereal production among individual landholders in Kunszentmárton based on first cadastral survey

Distribution of cereal production*

(pozsonyi mérő)

Number of landholders

percent

All cereals produced in category

percent

Less than 1

66

13.95

48

0.03

1 – 4

78

16.49

1.076

0.6

5 – 9

70

14.80

1.626

0.91

10 – 19

17

3.59

852

0.48

20 – 39

23

4.86

2.363

1.33

40 – 79

36

7.61

7.945

4.46

80 – 159

65

13.74

29.654

16.65

160 – 319

81

17.12

65.559

36.81

320 – 639

32

6.77

51.309

28.81

640 –

5

1.06

17.646

9.91

 

* The cadastral data of Kunszentmárton coincide with the estimation of József Glósz of the average yield of the categories of serf plots. See: Glósz, “A birtokviszonyok hatása,” 206. The average yield of the estates belonging to the 40–50 Hungarian lunar category was 267 p. m. (According to Glósz, this category had a yield of 280 p. m.), 25–30 magyar hold – 176 p. m. (Ibid., 185), 20–21 magyar hold – 133 p. m. (Ibid., 140), 13–15 magyar hold – 90 p. m. (Ibid., 90), 5–10 magyar hold – 42 p. m. (Ibid., 46), 3–5 magyar hold – 22 p. m. (Ibid., 23). 1 magyar hold = 0,76 katasztrális hold.

Based on the above, it seems that at the end of the eighteenth century, the structure of landed estate in Kunszentmárton did not yet show significant fragmentation of the estate, which contradicts the hypothesis according to which the settlement was largely overpopulated. However, the optimal condition observed in the settlement cannot necessarily be considered valid for the whole of Nagykunság. In the other settlements of Nagykunság, the ratio of irredeemers was lower, which, however, does not only mean that there were fewer social tensions and, consequently, less hunger for land, but also that there may have been a less favorable structure of landed estate within the stratum of landowners, as all the cultivable land was shared between several owners. This could have been somewhat offset by the fact that the land available was proportionally larger, but this was not the case, as the utilized area per capita in Kunszentmárton (5.71 cadastral acres/person) exceeded the average in the settlements in Nagykunság (5.31 cadastral acres/person). However, these uncertainties are not greater than the uncertainties in the analyses that have been conducted by researchers so far. Based on the data of the cadastral survey, it can be stated that the amount of natural resources in relation to the population and the distribution of resources at the turn of the century were still relatively optimal, at least compared to other areas.

Assessment of the Economic Condition: Conclusions

The main question of the present study was whether the settlements of Nagykunság were afflicted by overpopulation due to failing to meet basic food needs and thus to what extent the anthropogenic interventions in the ecosystems (the construction of Mirhó Dam) could have been motivated by a kind of extensive growth compulsion. Due to the limited sources which were produced during and survive from the time, the question cannot be answered with certainty, but from the data of the first cadastral survey, which has been undeservedly neglected in environmental history research so far, many conclusions can be drawn which are new compared to assessments carried out by researchers previously.

According to the data of the cadastral survey, the grain production of the settlements of Nagykunság met the domestic consumption needs of the population, and taxes as well as the feed needs of animals too, and the population also had a surplus that could be sold on the market in normal and good crop years. The population of the settlements grew arable crops mainly for self-sufficiency, which is indicated by the relatively close relationship between the size of the ploughland and the population. The structure of the landed estate, i.e. the most important natural resource and the distribution of agricultural land, was still optimal at the end of the eighteenth century, both at national and regional levels.53 The overpopulation which, according to Klára Dóka, was an issue in the case of the settlements along the Tisza and the resulting growth compulsion can be detected only to a small extent in the case of the settlements of Nagykunság, along with the social tensions resulting mostly from redemption. The farming of the settlements of Nagykunság was characterized by the optimal utilization of environmental resources, and thus by high average yields (especially in the case of grain production).

The construction of the Mirhó Dam can undoubtedly be attributed to the confrontation between nature and man, but this is probably not due to the need to change the existing land use system, but to changes in the system due to external factors, in our case to the periodic changes in climatic conditions. This is indicated by the fact that the complaint letters written before the construction of the dam mention disturbances arising in the use of areas already under cultivation (flooded meadows all year round, ploughlands and vineyards protected by dykes, etc.) and do not formulate the need to involve new areas.54 The grain boom which emerged later and which forced the floodplain communities of the Carpathian Basin to change to dryland farming can’t have been behind the construction of the Mirhó Dam in chronological terms, either. If we accept the picture which emerges on the basis of the cadastral data, i.e. that the farming system at the end of the eighteenth century was relatively optimal, it is also unlikely that the goal of the farming communities involved in dam construction would have been to eliminate the farming system which had been in use until then. With regard to the construction, it is also worth noting that the dam was erected in the first half of the eighteenth century (i.e. in the initial period of reorganization), which suggests the possibility that the existence of the dam was a normal condition for floodplain farming. The intervention was rather the only active element of the basically passive floodplain farming carried out by the settlements of Nagykunság, similar to the way in which the settlements of Sárköz selected the scour channels (fok) that were unfavorable to them. Thus, the aim of building the Mirhó Dam could not have been to drain the area, but to create a more regulated water system. Based on the above, I agree with Zsolt Pinke, who suggests that water management work was caused by the environmental challenges caused by intermittent climate change, and I also agree that the conflict among settlements stems from differences in hydro-geomorphological conditions.55 However, given that floodplain management appears to have been statistically profitable and that significant quantities of marketable grain were available, in my opinion pressures from population growth may have played little role in dam construction in the eighteenth century.

My results are an adjunct to floodplain management debates too. The opinions of two significant researchers on the topic, Bertalan Andrásfalvy56 and Miklós Szilágyi,57 differed mainly on the question as to whether floodplain management was profitable and well-planned. My results are closer to Andrásfalvy’s opinion on efficiency, as floodplain farming was profitable even in terms of field crop production, despite the fact that in the Nagykun District this sector was secondary. The study I have done does not in itself provide an opportunity to assess the other side, the planning of floodplain management, so I cannot contribute to the discussion in this respect.

However, the validity of my findings is limited by certain source-critical considerations, three of which are worth highlighting. In the case of the cadastral data, despite the fact that they provide much more reliable and less indirect information compared to the dical tax censuses of the period, there are a number of uncertainties. The uncertainties are rooted, on the one hand, in the fundamental problems of statistics and, on the other, in the much-mentioned interests of farmers in data distortion. The basic statistical problems include, for example, how much variance we have to reckon with in the case of the average yield, and the extent to which the pressure system caused fluctuations in production. The second major uncertainty factor is the determination of need. We have very little information on contemporary consumption patterns, especially at a given time and place, and the relatively large standard deviation of the estimates can be attributed to this. Moreover, need, like overpopulation, must be regarded as a relative concept. The third factor of uncertainty is the livestock farming sector as the cadastral survey provides data only indirectly in this regard. The main point is, therefore, that there are uncertainties about both the need and the production side, but in my view, they do not exceed the uncertainties about the types of sources used by researchers so far (e.g. tax censuses). Moreover, the cadastral survey also allows analyses which were not feasible on the basis of these other sources.

One of the important aims of the present study was to shed light on the need to reevaluate the statements made about floodplain farming, as in the light of newer sources, some questions are approached from a different perspective. It is also worth reconsidering these questions in light of new source-critical findings related to the sources used so far. The synthesizing character of environmental history requires that the statements made so far be checked from time to time, taking into account new findings in different disciplines and reevaluating prevailing conclusions if necessary.

Archival Sources

Magyar Nemzeti Levéltár Jász-Nagykun-Szolnok Megyei Levéltára (JNSZML) [Jász-Nagykun-Szolnok County Archives]

V. 200. 1. a./a Kisújszállás város levéltára [Archives of the city of Kisújszállás]. Vegyes tanácsi iratok XVIII–XIX. sz. Mirhó-gát építésével kapcsolatos iratok.

V. 200. 1. a./b Kisújszállás város levéltára [Archives of Kisújszállás]. Conscriptio Facultatum [Census of goods] 1784/1785.

V. 100. 145. Karcag város levéltára [Archives of Karcag]. Conscriptio Facultatum Priv. oppidi Kardszag-Uj-Szállás [Census of goods in Karcag] 1784/1785.

V. 1900. 792. Kunszentmárton város levéltára [Archives of Kunszentmárton]. Conscriptio II. József-féle [Census in the era of Joseph II] 1789.

IV. 2. 76. A Jászkun Kerület II. József-féle közigazgatási iratai [Administrative documents of the Jászkun District of the reign of Joseph II]. Községek terméskimutatása [Crop statement by villages] 1789.

T 30. Térképgyűjtemény [Map collection]. Gyolcs-mocsár térképe [Map of Gyolcs swamp] 1777.

Magyar Nemzeti Levéltár Országos Levéltára (MNL OL) [The National Archives of Hungary]

P. 6. 1. 21. Családok, személyek, testületek és egyesületek iratai [Records of families, persons and associations]. Ányos család [Documents of the Ányos family], II. József kataszteri utasításának magyar nyelvű példánya [The Hungarian copy of József II’ cadastral directions] 1786.

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1 Fok: scour channel, stream bed, channelixing water flow from the river onto floodplain during floods and draining it back during the falling stage.

2 On the history of the construction, see: Sugár, A Közép-Tiszavidék két kéziratos térképe, 53–57; Szabó, “A ‘Mirhó-gáttyának’ építése.”

3 Károlyi, “A magyar vízi munkálatok rövid története,” 59; Fejér, A vízitársulatok 200 éve, 17.

4 Dóka, “Gazdálkodás a Tisza árterein.”

5 Rózsa, “A 18. századi árvízmentesítések vizsgálata.”

6 The needs of the population exceed production.

7 MNL OL P. 6. 1. 21.

8 Dávid, “Magyarország első kataszteri felmérése.”

9 For a source-critical analysis of the first military survey, see: Rózsa, “Az első kataszteri felmérés környezettörténeti forrásértéke.”

10 JNSZML V. 1900. 792.

11 JNSZML IV. 2. 76.

12 Dávid, “Adatok a mezőgazdasági termelés nagyságáról.”

13 Bellon, Karcag város gazdálkodása, 24; Bellon, Nagykunság, 90.

14 Károlyi, “A magyar vízi munkálatok rövid története,” 83–84, Somogyi, “A vízrajzi viszonyok szükségszerű átalakításának felismerése,” 150.

15 Outskirts, agrarian area around the settlement.

16 Hold was used as a unit of measurement in the cadastral survey. A katasztrális hold contained 1600 négyszögöl this was recorded in the survey documents. 1 katasztrális hold = 1600 négyszögöl, 1 négyszögöl = 3,5966 m2 (SI) so 1 katasztrális hold = 5755 m2

17 71 percent of the area of Kunhegyes is above 87 m B.a (B.a: Its height above the Baltic Sea), while 56 percent of the area of Túrkeve is below 85 m B.a.

18 For the data on which the calculation is based see, Dávid, “Adatok a mezőgazdasági termelés nagyságáról.”

19 Grain production potential is calculated by taking into account the parameters determining the crop production of the határ of the given settlement, i.e. climate, soil conditions, etc. The data are for the present, but the extent of soil and climate change is supposed not to reach the critical level which would prevent applying the data to the eighteenth century with some uncertainty. Many thanks to László Pásztor, an employee of the Institute for Soil Science and Agricultural Chemistry, Centre for Agricultural Research, the Hungarian Academy of Sciences for the data related to the wheat production potential of the settlements’ határs (outskirts, agrarian area around the settlement). See for details: Fodor and Pásztor, “The agro-ecological potential”; Fodor et al., “Coupling the 4M crop model.”

20 Györffy, Nagykunsági krónika; Bellon, Nagykunság.

21 Bagi, “A Jászkun Kerület,” 254–66.

22 Perjés, “Mezőgazdasági termelés,” 240–42.

23 Quote by: Bagi, “Adatok a növénytermesztés nagyságához,” 38.

24 Keleti, “Az 1868. évi aratás kenyérterményekben,” 160–61.

25 Quote by: Gyimesi, “Adalékok Miskolc gabonaellátáshoz,” 482.

26 Ibid.

27 Quote by: Bagi, “Adatok a növénytermesztés nagyságához,” 38.

28 Ibid., 41.

29 In the eighteenth-nineteenth centuries, liquid measures were used instead of weight measures to measure cereals. In the 18-nineteenth centuries, the size of pozsonyi mérő changed from 74 icces to 64 icces, i.e. between 62.08 and 53.72 liters. Pozsonyi mérő, therefore, corresponds to 46.5 or 40.29 kilograms of grain. This uncertainty can no longer be accepted in the order of tens of thousands of pozsonyi mérő. For conversions, see Bogdán, Magyarországi űr-, térfogat-, súly- és darabmértékek, 345.

30 Perjés, “Mezőgazdasági termelés,” 236–37.

31 Szilágyi, Az árpa vermelése.

32 Elek, “ ‘Értünk kunság mezején’,” 103.

33 JNSZML, V. 100. 145.

34 JNSZML, V. 200. 1. a./2

35 Rajnai forint, taxes were paid in that currency.

36 Papp, “A Jászkunok száz éves áldozatai.”

37 Glósz, “Területi hiány és felesleg,” 125.

38 In this calculation I have already taken into account oats, which I have omitted so far because they were feed.

39 Glósz, “Területi hiány és felesleg,” 126.

40 The population of Jászság and Nagy- and Kiskunság redeemed themselves for the landlord’s jurisdiction in 1745, and in exchange for the money paid at that time, the districts gained administrative, judicial, and economic autonomy, an event called redemption, which derives from the Latin word redemptio. The right of redemption, which came into force after 1745, divided society into two large groups, the full-fledged redeemers, who contributed to the costs of redemption, and the irredeemers, who were left out of it. Redeemers, in proportion to their contribution to redemption, acquired so-called capital land, which they freely possessed, and the holdings could be inherited and sold. Irredeemers were in principle not excluded from land ownership, but in practice the right of pre-emption of redeemers significantly limited their access to land. Even irredeemers could obtain access to pastures, meadows, and unallocated, so-called redistributed lands (melon, tobacco, and maize, etc.) at redemption in the eighteenth century, but at the end of the century, irredeemers began to be displaced from the common lands. See for details: Bánkiné, A Jászkun Kerület közigazgatása, 23–34.

41 A sheet listing all the owners of each settlement one by one, in which all the holdings cultivated by certain farmers were recorded.

42 This can be contrasted with the national situation at the end of the nineteenth century, when smallholders with less than 5 acres, representing 53.47 percent of the landholders owning 7.52 percent of the total, cultivated land. Katus, A modern Magyarország születése, 450.

43 Szabó, Kunhegyesi “földtelen emberek Feketitsre” költözése, 43.

44 Bagi, “Egy bácskai kirajzás,” 133.

45 See this for more details: Györffy, Nagykunság, 7–28.

46 On the wages of employees and the employment system, see: Szabó, “Megélhetőség Kisújszálláson.”

47 According to Imre Wellmann, a serf who had more land than half a serf plot had to hire or use a day-laborer. See: Wellmann, A magyar mezőgazdaság, 147. In Kunszentmárton, at the end of the eighteenth century, 18 percent of the owners had more land than 11 katasztrális hold (on a country average, this is half a serf plot).

48 The data on the settlements were published: Dávid, “Adatok a mezőgazdasági termelés nagyságáról,” 123–24.

49 The urbariums are bublished: Soós, A jobbágyföld helyzete, 25–42.

50 For the data based on the calculation see: Danyi and Dávid, Az első magyarországi népszámlálás.

51 Quotes the data: Wellmann, A magyar mezőgazdaság, 69–70.

52 The 37.5 p. m. presumably covered ample the needs of a family, if we calculate average consumption of 7.5 p. m./capita/year and a family size of 5 people.

53 Dóka, “Gazdálkodás a Tisza árterein.”

54 JNSZML V. 200. 1. a./a.

55 Pinke, “Alkalmazkodás és felemelkedés,” 258.

56 Bertalan Andrásfalvy examined farming before the river regulations in the settlements of Sárköz along the Danube and found planned and productive floodplain management, which he called fokgazdálkodás. See: Andrásfalvy, A Sárköz ősi ártéri gazdálkodása.

57 Examining the Tiszavidék, Miklós Szilágyi did not find any traces of active floodplain management similar to that observed in Sárköz, and he doubted that the farming system before the river regulations would have been planned or very productive. See: Szilágyi, “Az ősi ártéri gazdálkodás elméletéhez.”

* The author’s research was supported by the grant EFOP-3.6.1-16-2016-00001 (“Complex improvement of research capacities and services at Eszterhazy Karoly University”).

rozsa.jpg

Map 1. Hydrographic conditions of Grand Cumania (Nagykunság) at the end of the eighteenth century. Map drawn by the author using the following map: JNSZML T30.

rozsagraf.psd

Table 2. Structure of the landed estate in Kunszentmárton based on first cadastral survey

Distribution of ploughland

(cadastral acre
katasztrális hold)

Number of landowners in category

percent

Total area of the category

percent

No arable land

39

8

-

-

– 0.99

182

38

27

0.46

1 – 4.99

31

7

94

1.59

5 – 9.99

39

8

293

4.95

10 – 19.99

64

14

983

16.59

20 – 39.99

85

18

2,344

39.57

40 – 79.99

30

6

1,638

27.65

80 – 159.99

2

0

190

3.21

160 –

1

0

355

5.99

Distribution of meadow

No meadow

167

35

-

-

– 0.99

78

16

20

0.45

1 – 4.99

41

8

116

2.59

5 – 9.99

56

11

428

9.55

10 – 19.99

62

13

847

18.89

20 – 39.99

47

9

1,311

29.24

40 – 79.99

17

3

963

21.48

80 – 159.99

5

1

519

11.57

160 –

1

0.2

280

6.24

 

2020_2_Romhányi, Pinke, Laszlovszky

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Environmental Impacts of Medieval Uses of Natural Resources in the Carpathian Basin

Beatrix F. Romhányi, Zsolt Pinke, and József Laszlovszky
Károli Gáspár University of the Reformed Church; Eötvös Loránd University; Central European University
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Hungarian Historical Review Volume 9 Issue 2  (2020): 241-283 DOI:10.38145/hunghist.2020.2.241

Various natural resources were abundant in medieval Hungary, and contemporary sources offer a portrait of the kingdom as rich because of these natural conditions. The different forms in which these resources were put to use were decisive for the history of the Carpathian Basin, including its environmental history. In the Middle Ages, there were two key economic activities which played an especially significant role both in the sphere of local production and in foreign trade and which also had a significant environmental impact: livestock farming on the Great Plain (primarily but not exclusively of cattle) and mining, including the processing of primary metals, which was closely related to mining in certain mountain areas. On the basis of analyses of sources drawn from the monastic network, medieval rural churches, and selected archaeological findings and written evidence, we examine the environmental consequences of these activities with particular focus on the changes in the settlement network and relative population density. Our data suggest that the long-term effect of the prevailing practices in the most lucrative, export-oriented economic sectors of the late medieval Kingdom of Hungary—both of which contributed to the ability of the country to withstand pressures from the advancing Ottoman for about 130 years and to some extent even beyond—was serious environmental degradation in the affected regions. The environmental problems caused by these practices could not be fully overcome for a long time. Certainly, the impact was increased by the consequences of the Ottoman wars and the changing climatic conditions of the Little Ice Age, but the process began well before the Early Modern crisis, in some respects as early as in the late thirteenth and early fourteenth centuries.

Keywords: natural resources, environmental impact, settlement network, medieval mining regions, Middle Ages, Kingdom of Hungary

The three most important economic sectors of late medieval Hungary were crop farming, animal husbandry, and mining.1 Regarding productivity in these sectors and their importance in foreign trade, sources prove that huge incomes were generated by the export of both cattle and non-ferrous and precious metals, mainly copper. Although there are some hints that these sectors became strategic earlier, there is little written evidence before the fifteenth century and even less in the Árpád age (1000–1300). Since animal farming and mining became large-scale in the fourteenth century and continued to increase throughout the fifteenth and sixteenth centuries in the Carpathian Basin, both had deep impacts on the natural environment, and triggered big human pressure leading to a large-scale transformation in the ecosystem. Certainly, there was a third sector of the economy that exerted similar pressures and that was also present, if to different extent, throughout the kingdom. The transformation of the natural environment to ploughland or to areas in which the populations engaged in various agricultural activities was a much longer process. The large-scale extension of cultivated areas started well before the Mongol Invasion (1241–1242), and it went hand-in-hand with the colonization of areas that had been uninhabited until then. However, written, and archaeological evidence suggests that the regenerative ability of the mosaic-like medieval agricultural landscape was considerably stronger than that of later land use systems, including both modern field systems and industrial agriculture. Therefore, our hypothesis is that the environmental impact of the agricultural practices which prevailed at the time was not as long-lasting as, for instance, that of mining. Furthermore, grain and wine played a limited role as exports in the foreign trade of the Kingdom of Hungary before the mid-sixteenth century, meaning that the royal treasury had lower expectations when it came to potential profits. Therefore, we do not touch on this subject in this paper.2 Here, we trace the pressures put on the ecosystem by animal farming and mining by drawing on direct evidence concerning the economic activities we discuss and some available indirect sources concerning shifts in settlement patterns, namely sources concerning the rural church network and the spatial distribution of monasteries. We focus on the late medieval period, though we also include the sixteenth century, because most of the practices that had come to prevail before the fall of the medieval Kingdom of Hungary in 1526, including economic and ecologic practices, continued without interruption until the 1560s or the 1570s. Furthermore, the character of sixteenth-century written data is very similar to the fifteenth-century data, and the number of written sources relevant from the perspective of our research increased in the first half of the sixteenth century. It has also been shown in the earlier secondary literature that, for example, defterler and other tax lists from the first decades of the Ottoman period in Hungary can be used in a regressive way to reconstruct the settlement systems of the different regions.3

Methods and Source Material

Given the scarcity of direct written evidence concerning the territorial impact of animal farming and mining on the settlement pattern and the environment, traditional historical methods do not lead us very far. Therefore, indicators and models based on analyses of phenomena that are not directly connected to our topic are needed to get closer to the process under investigation. Changes in the central elements of the settlement network can be interpreted as a measure of human pressure on the ecosystem and the exploitation of the available natural resources. We must remain aware of the nature of the sources at our disposal, so we emphasize that the results of this study refer to tendencies and our models can only be used to further an interpretation of the general picture, as one might arrive at significantly different results in particular regions if one were to have additional sources or to use the sources we have drawn on in a different way.

The settlement network cannot be fully reconstructed for the Middle Ages in Hungary, and this statement is valid for all the medieval periods, even for the Late Middle Ages, a period on which we have considerably more sources. Various significant attempts to reconstruct the whole settlement system of the kingdom represent outstanding scholarly work from different generations of medievalists, although they had to work with very fragmented written source materials, particularly in the study of the earlier centuries of the Middle Ages. The first large scale attempt to reconstruct the settlement network of the second half of the fifteenth century was a major contribution from the first positivist period of Hungarian medieval research. However, Dezső Csánki’s enterprise remained unfinished, and large parts of the medieval kingdom were never covered.4 The work of György Györffy, who aspired to publish a historical geography of the Carpathian Basin in the eleventh–thirteenth centuries, is similarly incomplete, although the data on most of the counties have been published.5 A third publication worth mentioning is the digital database compiled by Pál Engel on the landed estates in the Late Middle Ages.6 This work is the most complete of the above, covering the whole territory of the kingdom. Its aim, however, was to reconstruct the domains, not the settlement network. Therefore, from our point of view, it is similarly incomplete. Furthermore, archaeological field surveys have shown that there were many settlements—some of them were farmsteads or temporary dwellings, other were villages—that never appeared in any of the written sources.7 In the villages in the Árpád Era, we have to keep in mind that the pit-houses of the period were certainly not built to stand for centuries. The timespan for which these houses were used was probably between thirty and fifty years. Since there are hardly any houses that were renovated in that period, we have to take into consideration the possibility that many of the villages we know from the Árpád Era were homes to one or two generations of rural communities, and we also have to keep in mind that there may well have been a certain level of mobility when it came to the rural settlements. Another problem is—partly related to the above—that we do not have direct sources on population numbers, either.8 Consequently, we have to use diverse indicators when seeking the answers to the questions we pose.

In this context, it is important to note that there are datasets closely related to population density and economic activity in the Middle Ages. Almost all of them are at our disposal: the network of church institutions.9 While the network of rural or parish churches is mainly linked to population density, the monastic network is relevant from the perspective of economic activity. As a third element, we can use the data on late medieval Orthodox churches (sometimes together with data on villages the populations of which belonged to the Orthodox faith) where this data are relevant, since in this case, religion was quite closely connected to their economic pursuits, namely to transhumance, even if some communities may have been comprised of different social groups.10 There is also a fourth limited set of data: the eleventh-century and twelfth-century estates of monasteries, donated by the rulers. The rulers donated these estates not exclusively for religious reasons, but also as part of their royal “regional policies.” Often, the donation charters refer to the uses of natural resources, but even when they did not or when the document itself did not survive, the spatial distribution and the environmental conditions of the landed estates may reveal how the lands were used.

Because of its very nature, foreign trade—both export and import—can also be seen as a good indicator of ways in which natural resources were used. As royal power was generally strong in medieval Hungary, regulations related to foreign trade appear in written records. Thus, the appearance of certain goods (metals, cattle, etc.) in the written sources connected to foreign trade activity can be interpreted as a sign of the importance of these goods and the growing volume in the economic output of the country. In this context, we can use the commercial goods mentioned in diverse privileges given to different towns and trading companies, as well as toll lists and account books. Even international conflicts which imply clashing economic interests can be interpreted as indicators of the ways in which natural resources were put to use.

Documented Historical Processes

In a discussion of natural resources and particularly mineral ores in the context of the medieval Kingdom of Hungary, gold and silver come first in mind. Historical data and extensive academic literature and significant scholarly debates on the roles and impact of mineral mining and trade confirms this general picture.11 Therefore, we do not discuss these questions in detail here, but rather merely summarize a few of the more important conclusions from the secondary literature which are relevant to the questions we are raising concerning economic indicators and environmental impact. Certainly, both gold and silver played an important role in the economy of the country, especially after the economic reforms of King Charles I of Anjou in the early fourteenth century.12 The colonization of the peripheries of the kingdom and other marginal areas itself was a long process, and ore mining was one of the most important drivers of this process from the outset. Ores and raw metals were important export goods of the Hungarian Kingdom as early as around 1200. The toll regulation of Stein issued by Duke Otakar of Styria and Duke Leopold of Austria in 1190 mentioned copper, tin, plumb, and iron, along with salt, among the imported goods, and copper was mentioned in the toll regulation of Hainburg (1245), as well.13 After the Mongol Invasion, however, the mining regions experienced intensive development. Many of the major mining towns received their royal privileges in that period, including Besztercebánya (today Banská Bystrica, Slovakia) Körmöcbánya (today Banská Kremnica, Slovakia), and Selmecbánya (today Banská Štiavnica, Slovakia; in Latin Argentifodina), although the mine in the latter had existed nearly two centuries earlier.14

Copper, which was produced in great quantities (especially in the late fifteenth and early sixteenth centuries), is usually also on the list. As for iron production (including bog iron), researchers tend to make less frequent mention of it. Written and material evidence concerning the production sites has been collected and evaluated by Gusztáv Heckenast and Gábor Vastagh.15 The exploitation and smelting of iron, mainly bog iron in the tenth and eleventh centuries, has been studied by the archaeologist János Gömöri,16 but the iron production met with less interest later.17 At the same time, these studies were mainly connected to the production sites in present-day Hungary, and they focused on the earlier period. This aspect of their research is crucial to the general picture, because very important mining areas and production centers were situated outside the modern political borders of the country, and for the late medieval period, one must assume considerably larger amounts of iron products. This can be confirmed by the much bigger population of the country and also by the significant spread of iron objects and building materials in the Late Middle Ages.

Iron mining and smelting are much less documented in the Late Middle Ages compared to other activities and ores in the context of mining. Iron was much more common than non-ferrous metals, and it was often produced in the same regions as gold, silver, and copper. Therefore, written evidence survived mainly about the latter, although there are hints concerning iron production, too. The toll regulation of Stein, issued in 1190 by Prince Otakar of Styria and Prince Leopold of Austria, listed iron among the goods imported from Hungary. The intensification of iron mining can be traced back to the second half of the thirteenth century, and not only in the northern mountain region. In 1291, for instance, German miners from Eisenerz in the Alps settled in Transylvania, more specifically in Torockó (today Râmetea, Romania), to work in the iron mines there (the German name of the settlement, Eisenburg, also referred to the presence of iron ore).18 Based on the contemporary written sources, there were at least six sites where iron ore was mined in the Carpathian Basin in the Middle Ages: the Aggtelek-Rudabánya Mountains, the Slovak Ore Mountains (known in Hungarian as the Gömör-Szepes Mountains, Slovakia), the region of Belényes (today Beiuş, Romania), the eastern part of Temesköz (in Romanian Banatul Montan), the area surrounding Torockó, and the Apuseni Mountains (known in Hungarian as Erdélyi-szigethegység) in central Romania, including the region of Hátszeg (today Haţeg, Romania) with Vajdahunyad (today Hunedoara, Romania) as its center.19 Though the data from written sources are scattered, the fact that many of these mines remained or became royal property during the Late Middle Ages indicates the importance of iron mining and iron production in these regions. Certainly, written sources from the fifteenth and sixteenth centuries do not say anything about the beginning of mining activity in these areas, and none of the various archaeological investigations which have been done have yielded any meaningful findings concerning the early periods of medieval iron ore mining. The presence and accessibility of mineral resources does not necessarily mean that these resources were used. However, the evolution of the settlement networks—indicated by different types of written sources—in the areas where these kinds of mineral resources were found could be interpreted as evidence of the economic importance of these resources and may further a more subtle understanding of the changes in population density in a mining region over time. It can also offer an indirect proof for the growing importance of mining activity in less documented areas, as relatively well-documented mining areas can be compared with regions from which we have fewer written sources but about which we know that they had similar natural resources. If so, indicators can confirm—or actually call into question—the importance of some mining regions based on the evaluation of the local settlement system.

The list of important natural resources continues with salt, the mining of which was recorded since the late eleventh century. Alongside ores, salt was another important mineral that was exploited in large quantities. Salt played a significant role in the trade and commercial activities of this earlier period, and it continued to be mined and sold on the same scale in the Late Middle Ages. This also put significant pressure on the ecosystem, as we can clearly see from the better documented later periods. Salt production seems to have increased step by step. The first medieval intensification of salt mining took place around or shortly before 1100, when shipping on the Maros River was established. On the northern border of Transylvania, the monastery of Meszes was founded by Duke Álmos, brother of King Coloman, at the older salt road, which went through the Meszes Pass, during the same period (1102). Its connection to salt transportation is attested by the privilege it received in the 1130s.20 In a second phase, between the 1170s and the 1210s, King Béla III and King Andrew II contributed to the development of salt production and trade by employing Jewish and Muslim officials (comes camerae) and by granting privileges to different churches and monasteries.21A further increase in the quantities transported necessitated the navigability of the Szamos River. Most of the riverbed was probably cleared by the last decades of the thirteenth century, when shipping was mentioned in charters.22 It is difficult to estimate the quantity of salt that was mined, but data suggest that it increased gradually throughout the Middle Ages, and sources suggest that the incomes of the royal treasury from salt represented a large fraction of the royal incomes.23

Similarly, sources from the early fifteenth century document large-scale cattle trade, but as early as 1255, the toll list of Buda mentioned live cattle and cattle skin as important tariff articles.24 Considering that the Cumans were settled in the mid-thirteenth century on a territory that became the center of cattle farming, one may suspect that the story must have begun earlier.25 This type of extensive animal husbandry was made possible by at least two factors which transformed the region: the destruction of the area caused by the Mongol invasion of 1241–1242 and environmental changes due to changing hydrological conditions, both of which resulted in a significant process of settlement desertion. It should also be noted that extensive animal husbandry, dominated by cattle breeding, was still characteristic of large areas of the Great Plain in the eighteenth and nineteenth centuries, and historical and ethnographic studies shed light on the ecological pressures caused by these activities and on their impact on the local environment. Particularly the puszta-type of animal husbandry can be studied well in this context. Another branch of animal husbandry was transhumance, which sources indicate was a prevailing practice in certain areas of the Carpathian Basin as early as the thirteenth century, though it is difficult to determine the phases of its spread. In this case, changes in the settlement network can help us establish a more thorough chronology, too.

Changes in the Settlement Network

On the basis of the data connected to the spatial distribution of settlements and the indicators for this network, combined with the long-term processes described above, two major transformations of the settlement network can be observed in the Carpathian Basin between the eleventh and the sixteenth centuries (Maps 1–5). There were other significant aspects of inland colonization, but they are not so related to the two main issues discussed in this article: mining activity and extensive cattle production. The territorial expansion of areas under ploughland cultivation and other forms of agriculture was also an important process, but in most of the regions, it involved the extension of new field systems within the boundaries of the existing villages.26 In other words, these were previously settled areas with an existing settlement system, and they started to be transformed by the more active and regular use of previously uncultivated areas. This inner colonization was also connected to the changes in the settlement network in the form of settlement dispersion or in the process of nucleation. The first major colonization process involving areas that had not previously been settled started with the mountainous regions around 1100 and lasting until the end of the Middle Ages or even into Early Modern times (mid-sixteenth century). Due to this process, large areas with their original forest coverage and without a significant settlement network started to be settled in a more intensive way. The main element of the transformation process was the clearing of forests. The Transdanubian Mountains and the North Hungarian Mountains were settled in a more intensive way in the first period, and here, woodland clearing led mainly to the emergence of agrarian settlements and villages. In the second phase, particularly from the thirteenth century, high mountain regions with dense forest coverage started to be exploited as well, with different goals and in various forms of settlement expansion. In these mainly peripheral regions of the kingdom, minerals were increasingly exploited, and pasture lands were created on a large scale in the mountains, especially for sheep and goat breeding. Parallel to this, the other transformation that took place on the Great Hungarian Plain seems to have started in the first decades of the thirteenth century, but it was accelerated in a radical way by the Mongol Invasion of 1241–1242.27 As a result of these events and processes (the process of nucleation, urban development, expansion to the peripheral areas, and the Mongol invasion), the area between the Danube River and Csörsz-árok (or “Devil’s Dyke,” a line of Roman fortifications in the eastern Pannonian plain) became a very loosely settled region. Before this period, the settlement patterns and probably the population density were rather similar to settlement patterns and population densities in the other lowland and plain regions of the kingdom, but in the Late Middle Ages, a very different settlement structure emerged (Map 2a-c). The parish network concentrated on the rivers (the Tisza, Körös, Maros, and Zagyva Rivers), while the monastic network was almost completely missing from the territory (Map 3). The only monastic institutions in this region were the Franciscan and Dominican friaries in Szeged, the Benedictine abbey—later Observant Franciscan friary—of Csanád (today Cenad, Romania), and the Cistercian monastery of Egres (today Igriş, Romania). This institutional pattern was a mark of a livestock-raising society of the plain, where the dominant elements of economic production in the local rural communities were extensively reared cattle, horses, swine, and sheep.

The situation which prevailed in the area earlier can be reconstructed by using written sources mentioned in a previous part of this article. The special use and probably the special estate structure of that central part of the Great Hungarian Plain is referred to by the distribution of the estates given to royal abbeys. The monasteries themselves, especially those founded in the eleventh century, were usually outside the region in question (Map 1). Looking at the map of monastic estates donated before 1060, it is clear that the Great Hungarian Plain was not the region where this type of estate would have been present in the first decades of the Hungarian kingdom. The first monastic estates appeared on the territory after 1060, and the only abbey that received extensive landed estates there was Garamszentbenedek (today Hronský Beňadik, Slovakia), which was founded in 1075 by King Géza I.28 The monastery’s estates in the region concentrated on the Tisza River between Szolnok and Csongrád (Map 4). Monastic estates remained largely absent from the region discussed even in the twelfth century, when a large number of monasteries emerged along the Maros River. One of them was the Cistercian Abbey of Egres, founded by King Béla III in 1179. It was one of the wealthiest abbeys before the Mongol Invasion, but it had very few landed estates, and they were scattered along the river.29

At the same time, recent archaeological research in the region of Kiskunfélegyháza and especially in Bugac has revealed that a rich pre-urban settlement site connected to a monastic complex existed there before 1241.30 Different types of indicators (monastic buildings, import objects, finds connected to trade, etc.) at these sites show that the region also reached a high level of development with a relatively dense settlement network and with emerging central sites. Other findings, for instance in the region of Orosháza, similarly reflect intensive economic activity and higher population density than after the Mongol Invasion.31 These data and the specific character of the region’s monastic network and the almost missing monastic estates suggest that both the estate structure (ownership) and the use of the territory were specific in the eleventh–thirteenth century. Furthermore, data from different parts of the territory imply that changes in land use had begun before the Mongol Invasion, resulting in the radical transformation of the settlement system, while large parts of the territory became pasture for extensive cattle farming.32 Parallel to this transformation, the Árpád Era monastic network of the region disappeared almost completely.33

The settlement pattern that became characteristic of the Carpathian Basin in the Late Middle Ages first appeared in the papal tithe list of 1332–1337, which is a good indicator of the spatial distribution of the settlements34 (Map 3). Big empty regions can be identified for a major part of the Great Hungarian Plain in this period, and large parts of the Transylvanian Apuseni Mountains, including the Metaliferi Mountains, also seem not to have had a parish church network. At the same time, a very dense parish network can be observed in southern Transdanubia and medieval Slavonia (which are out of our present scope), but also in some parts of Transylvania and in the northern part of the Carpathian Basin, especially on the territory of the Eger Diocese. From the second half of the fourteenth century, an increasing number of new towns appeared in the mountainous areas. The number and size of the new churches suggests that the populations in these towns was growing, much as the growing number of monastic institutions from the fifteenth century indicates population growth in the region, although the network did not cover the mining regions evenly (Map 2b-c). In northern Hungary, pastoral care was offered by Franciscan (mainly Observant) friaries, while in the mountains between Transylvania and the Great Hungarian Plain, both Franciscan friars and orthodox monks assumed this task among the mixed Catholic and Orthodox population.

Concerning the periods after the Late Middle Ages, various groups of sources can be used in this context. They are of mixed character and comprise several registers, tithe lists, and canonical visitations of the sixteenth and early seventeenth centuries, referring to priests of diverse denominations. This set of data is especially useful for the northern part of the Carpathian Basin, but to a lesser extent also for Transylvania. As for the other parts of the Carpathian Basin, some limited conclusions can also be formulated. Although the lists were compiled over a longer period of time, between the 1550s and the 1620s, they give a fairly good picture of the effects of the Ottoman wars, namely increasing population density in the less affected parts of the country. Furthermore, the ongoing colonization of the mountainous areas can also be seen on the map (Map 5).

Environmental Impacts of Animal Husbandry

The (almost) monocultural animal husbandry on the plain had a serious impact on the environment and the settlement pattern. The indicators which we have used in our research show some of these effects. As we have argued before, a structural transformation took place in the settlement pattern of the Great Hungarian Plain in the thirteenth century. While the plain was densely sprinkled with rural churches, which indicates a relatively large, albeit dispersed human population on the landscape, during the eleventh century (Map 1),35 most of the region, especially within the Devil’s Dyke, had been abandoned by inhabitants and ecclesial institutions by the early fourteenth century. The papal tithe list of 1332–1337 and regional settlement reconstructions show a vast uninhabited region in the middle of the plain.36 If we consider this area, three basic soil regions characterize the prevailing land use patterns and settlement structures over the late Middle Ages. Loess soils are the most fertile, and where loess soils were found, the lands were tilled and population density was at its highest.37 In contrast, animal husbandry prevailed in the almost entirely deserted areas with sand and clay soils.38 In Homokhátság (which means “Sandy Ridge”), a sand soil region which has been the subject of thorough study, the settlement pattern became dense in the early Árpád Era and collapsed by the fourteenth century.39 The settlements in the region suffered disastrous losses because of the Mongol invasion (1241–1242), and most of them were never resettled. Shortly after the Mongol invasion, Cumans who engaged in animal breeding were settled in the region. In the fourteenth and fifteenth centuries, the region was characterized by intensive aeolian processes, thus, wind very much reshaped the landscape.40 The same happened in other sandy regions of the plain between the thirteenth and the fifteenth centuries. Interestingly, similar processes occurred in previous periods, too, e.g. under the Sarmatians (first–fifth centuries AD) and the Avars (sixth–ninth centuries), when animal husbandry cultures colonized the landscape.41 At the same time, this economic transformation of the area may have put increasing pressures on the local ecosystem. Local settlement research and studies on wind-blown sand deposits partly excavated by recent large–scale archaeological investigations confirmed the scale and importance of these environmental changes. One particular archaeological site has also clearly demonstrated that a briefly used ploughland area, which was probably created as a consequence of the internal colonization process described above, was abandoned for agricultural use, and the sand-covered region was probably used for extensive animal husbandry.42 The growing number of cattle and other animals kept in these areas significantly contributed to the richness and economic boom of some local urban settlements, the so-called oppida (market towns), but this spread of animal breeding also may have led to the emergence of huge puszta areas around the big rural settlement centers. Thus, one may well conclude that overuse of the land and, more specifically, the sensitive vegetation which grows in sandy soils to support animal breeding led to changes in the hydroclimatic regime which made the land more vulnerable to aeolian processes.

One question remains, however: what was the reason for the massive abandonment of the settlements that preceded the arrival of the Cumans in the area? Can the mid-thirteenth century Mongol Invasion be blamed for this, as is widely believed?43 Curiously, massive settlement abandonment also took place in deep alluvial floodplains covered by clay soils according to a similar chronology. Clay soil indicates the sites of wetlands, which covered almost one-third of the plain. A multifactorial spatio-statistical investigation suggested that the settlement pattern of an extensive wetland landscape was located in the plain, shrunk and moved vertically, from the Árpád Era (which almost completely covered the Medieval Climatic Anomaly, beginning in 900 and ending in 1300) to the late Middle Ages (1301–1541), thus overlapping the first phase of the Little Ice Age.44 The massive settlement abandonment was concentrated in the low-lying zones of the region (which were vulnerable to floods) and took place before 1300. To summarize the written sources related to forms of land use, the permanently inhabited flood-free loess ridges were used for diverse forms of farming, while the inhabitants of the rather temporary settlements of the low-lying and clay-covered floodplains dealt mainly with animal husbandry and fishery or other activities linked to the benefits of waters.45 During the Late Middle Ages, floodplains were entirely abandoned, and the population concentrated mainly in the market towns and the few villages of the loess ridges or on the edge of the floodplain, which had a similar soil structure. The fields of the deserted settlements merged into the area of the emerging market towns, and a specific type of urban settlement, the cattle-breeding market town, evolved, where animal husbandry became the core sector of the local economy.46 An archaeobotanical investigation of the plain revealed that the proportion of species with high moisture demand increased significantly from the first centuries of the Árpád Era (1000–1241) to the last (1242–1301).47 Like other paleoclimatic examinations, this finding suggests that rapid climate change took place in the second part of the thirteenth century,48 when climatic extremities, e.g. long-lasting droughts and severe winters became more frequent49 and caused higher humidity on the plain and higher flood levels on the floodplains. At the same time, interdisciplinary research based in part on a wide range of written sources has clearly demonstrated that the first decades of the fourteenth century were the most serious period of this climatic change, which bore witness to significant increases in areas covered with water.50

The Use of the Woods

Woodland areas in medieval Hungary were used in many different ways, and historical and interdisciplinary studies have reconstructed the relevant aspects of the uses to which woodlands were put in a complex way. Hungarian historical research has identified the importance of this natural resource and the related source materials in the nineteenth century.51 Ethnographic studies on the eighteenth century also contributed to our understanding of traditional forms of woodland exploitation and of the clearing process.52 At the same time, the complex and interdisciplinary understanding of the uses to which woodlands were put in medieval Hungary is a result of more recent studies.53 For the particular discussion points of the present article, it should also be noted that woodland and forest management in the mining regions of Hungary in the seventeenth and (even more so) eighteenth centuries has been very intensively studied. The basic concepts of modern woodland management were developed in some of these regions, particularly in Selmecbánya (today Banská Štiavnica, Slovakia). However, this geographical overlap with the medieval mining regions does not mean that forest management practices can be seen automatically in a strong continuity context, as major legal and institutional development only began in the eighteenth century. Thus, the medieval use and exploitation of woodlands in the mining regions should be seen in a different way. This aspect is also crucial for a discussion of the pressures put on and changes which took place in the relevant ecosystems.

Medieval documents or the written sources do not enable us to reconstruct the forest coverage of the areas around the mining towns or in the mining regions. In a similar way, the amount of wood extracted from these areas cannot be calculated with the help of documentary evidence. It should also be noted that forests were used in the mining regions for several purposes: as timber in the construction of mines, to prepare charcoal, or to build ore crushers, etc. Therefore, we have to take into consideration all possible sources connected to these regions concerning woodland. The connection between mining and the use of wood was referred to in a donation charter issued in 1263 by King Béla IV when he gave Andrew, the judge of Besztercebánya, a forest as a reward for his merits in silver mining. From then on, the forests around the Northern Hungarian mining towns were usually in the hands of the richest burghers.54 Trip-hammers and ore crushers were mentioned in the region of Körmöcbánya (today Banská Kremnica, Slovakia) as early as 1331.55 According to a register from 1468, there were 29 ore crushers and four furnaces in Banská Kremnica alone.56 Another register says that in 1522 there were 43 mines, five furnaces, and five ore crushers in Selmecbánya (today Banská Štiavnica, Slovakia), employing 918 workers. There was a significant increase in metal production compared to the previous decades.57 Parallel to this, the mining towns, taking advantage of their royal privileges,—aimed to expand the territory where they could harvest the wood necessary for the mines and furnaces.58

The mines also contributed to the financing of the royal treasury. Indeed, the decrees issued by King Louis I in 1351 mention the urbura in connection with iron.59 Iron was mentioned along with gold, silver, tin, and plumb in 1427 when King Sigismund of Luxembourg donated the urbura collected in certain mining towns to Queen Barbara, though he retained the incomes from copper.60 In the late-fourteenth century, King Sigismund exchanged certain royal domains for castles of the Csáki family in Temes County, one of which was the castle of Kövesd (today Cuieşd, Romania), which had an iron mine that was mentioned explicitly in the charter.61 The region in question is better known today as Resica (Reşiţa, Romania), and it was one of the major metallurgical centers of Romania from the mid-eighteenth century until recently. However, iron production can be traced back in the region to as early as the twelfth century: an iron smelting workshop was excavated by Dumitru Ţeicu in Felsőlupkó (today Gornea, Romania),62 and different forms of iron ores were identified at several sites of the region that belonged to the royal domain of Illyéd (today Ilidia, Romania) in the Middle Ages. Further mines in the region which were mentioned in the fourteenth and fifteenth centuries include Székesbánya (north of today Dognecea, Romania), Bényes (today Biniş, Romania), Boksánbánya (today Bocşa Montană, Romania), and further to the northeast Galadna (today Gladna Română, Romania). These localities were royal estates throughout the Middle Ages or became royal estates in the Late Middle Ages.63

Rulers were very concerned with running the mines. As early as 1349, King Louis I granted a privilege for merchants from Genoa in the copper trade, and in 1376 the same privilege was granted to Florentine merchants, too.64 Four years later, merchants connected to the Medici family acquired a share in Hungarian copper mining, and in 1385, the company made a contract with Venice, the center of the European copper trade, according to which the major share of the copper produced in Hungary would be sold in Venice (except for the part exported to Flanders).65 In the early fifteenth century, a shift can be seen in the trading network. It was connected to the person of Mark of Nuremberg, who, for instance, prohibited the import of Polish (medieval Ilkusz, today Olkusz, Poland) plumb in 1405 because of conflicts in copper production.66

One also finds direct orders concerning the mines from the fifteenth century. In 1426, King Sigismund ordered George of Jolsva, the bailiff of Zólyom castle (today Zvolen, Slovakia), to secure the necessary wood supply for the new plumb mines,67 and he regulated the use of the forests around Gölnicbánya (today Gelnica, Slovakia) in 1437.68 His successor, King Albert, took the miners of Offenbánya (today Baia de Arieş, Romania), Körösbánya (today Baia de Criş, Romania), Zalatna (today Zlatna, Romania), and Körösfő (today Izvoru Crisului, Romania) under his special protection.69 In 1475, the Thurzó Company made a contract with the Northern Hungarian mining towns. According to this contract, the company would establish water lading machines (Wasserkunst) in exchange for which it would receive one sixth of the mined ore as payment. The contract was confirmed and complemented by King Matthias in the same year, by that the necessary wood should be given to the company free of charge.70 In 1479, King Matthias allowed the town of Selmecbánya to harvest the wood needed for mining from the royal forest free of charge. This permission was expanded by King Wladislaus II, who ordered in 1496 that the wood had to be given to the town free of charge by any landowner.71 In 1500 and 1502, Wladislaus II confirmed the right of the Lower Hungarian mining towns to harvest the necessary wood in the royal forests, and this privilege was given to the Upper Hungarian mining towns in 1504 and 1507, as well.72 Wood was also needed in the salt mines, if in lower quantities. In 1498, for instance, King Wladislaus II donated salt worth 100 guilders to the Cathedral Chapter of Gyulafehérvár (today Alba Iulia, Romania) and in compensation gave the salt mine officials of Torda (today Turda, Romania) the right to cut timber with which to build salt ships in the forest of the Chapter.73 The intensive royal interventions to provide wood for the mining sector is absolutely understandable. Hungary and Bohemia were the major suppliers of gold and silver in late medieval Europe, and the kingdom’s copper production was also significant. In the 1380s, the Hungarian copper export can be estimated at 8–10 thousand tons per year. In 1495, when John Thurzó made his contract with the Fugger family on copper production within Hungary, the production of the planned kiln of Besztercebánya (today Banská Bystrica, Romania) was set at 300 quintals per week, giving a total of approximately 920 tons per year. Thus, that kiln alone would produce about 10 percent of the fourteenth-century export. The investment was intended to increase the quantity of the copper produced by the company and also to improve the quality, which meant multiple smelting, which demanded more energy. According to the accounts of the Fugger family, the company had invested 277,500 guilders by 1499, and profits reached roughly 2.5 million guilders between 1496 and 1546.74 The Thurzó company was involved in copper and precious metal production in areas outside of northern Hungary. The mines of Belényes (today Beiuş, Romania), where both silver and copper were mined, were restarted, and reorganized by John Thurzó in the early-sixteenth century.75

Large-scale logging, however, took its toll. In 1347, King Louis I allowed the miners of Nagybánya (today Baia Mare, Romania) and Zazár (today Săsar, Romania) to cut the necessary timber for the mines in any forest, be it royal or noble property, in part since there was no suitable material anymore in the town’s surroundings.76 Sources also indicate conflicts between miners and owners of forestlands. In 1459, the towns of Szomolnok (today Smolnik, Slovakia) and Svedlér (today Švedlár, Slovakia) turned to the king, since the bailiffs of the castles of Krasznahorka (today Krásna Hôrka, Slovakia) and Szádvár hindered the work of the charcoal-burners, destroying their kilns and causing other damages, as well.77 Between 1479 and 1503, a long-lasting conflict emerged between the miners of the region of Nagybánya on the one side and the Drágfi family and their bailiffs of Kővár Castle near Kővárremete (today Remetea Chioarului, Romania) on the other because of forest use.78 The miners of Offenbánya (today Baia de Arieş, Romania) and the Romanian knezate of Nagylupsa (today Lupşa, Romania) had a similar conflict between 1485 and 1487, where both the felling of timber for mines and the making of charcoal were mentioned.79

The first indication of rafting on the Hron/Garam River dates from 1209 (tributum lignorum, quae feruntur super Gran) and on the Váh/Vág River from 1206 and 1271, referring to the use of wood from the high mountains.80 Similarly, wood was a major source of income in the mountainous regions of the Drugeth domains in Ung County. As Pál Engel has pointed out, the former border zone (gyepüelve), which was settled in the fourteenth and fifteenth centuries, was mainly used for logging (silva dolabrosa). This is also supported by the presence of numerous mills on different streams in an area where ploughland was very limited at the time.81 However, the first clear evidence of the use of rafts in shipping other goods, in this case salt, is a charter issued in 1507.82 Before this, only reusable boats (often log boats) were used in salt transport, as written sources from the late eleventh century indicate.83 The territory where, as the charter says, rafts were used in a new way is the salt region of Máramaros County, where this practice continued into the 1860s.84

The intensive use of forests suggests that deforestation reached a critical rate in the mining regions. However, the same environment was affected by another economic activity, the grazing of sheep. Sources indicate that as early as the thirteenth century, transhumant shepherds used the lands in the Apuseni mountains to graze their herds.85 Their gradual movement towards the north is reflected partly in the foundation of small orthodox monasteries and churches built from the second half of the fourteenth century86 and partly in the increasing number of Wallachian villages, especially after the 1420s, when Ottoman raids destroyed large parts of southern Transylvania.87 Similarly, Orthodox, mainly Ruthenian settlers arrived from territories beyond the northeastern and northern Carpathians. Their presence can be traced back to approximately the same period. In 1337, Palatine William Druget settled orthodox peasants in the village of Korumlya (today Koroml’a, Slovakia).88 Large groups of Ruthenian (Podolian) settlers came to the region after Prince Fyodor Koriatovych was forced into exile (1392) and became the lord of the Munkács and Makovica Castles (today Mukachevo in Ukraine and Zborov in Slovakia) and count of Bereg and Sáros Counties.89 The donation charter of Queen Mary issued in 1390 offers further evidence of the presence of transhumant shepherds in Szatmár County. It gave Terebes (today Racova, Romania) to the ancestors of the Drágfi family, Balk, Drag, and John. Three years later, they came into conflict with another local landlord, Ban Simon of Medgyes, whose tenants killed their tenants’ sheep (iobagionum seu Olahorum).90 The conflict must have involved the use of the land, more specifically the use of the pastures. The spread of these settlements continued in the fifteenth and sixteenth centuries.91 In 1437, several Orthodox chapels were listed beyond the Vihorlat Mountains in Zemplén County.92 By the late-fifteenth century, shepherds of Romanian and Ruthenian origin had reached the western Carpathians, Árva, Trencsén, and Turóc Counties.93 The expanded grazing significantly contributed to deforestation.

In addition to the above, the Ottoman wars between the fifteenth and seventeenth centuries also affected the territories in question, if in an indirect way. On the one hand, a significant part of the population fleeing the devastated southern regions and the Hungarian plain took refuge in the Carpathians. The first Protestant registers listing the pastors and the communities between the 1560s and the 1620s indicate a population density which would have been unthinkable before the Ottoman wars and which began to decline after the 1660s.94 The situation was slightly different in Transylvania, but immigration from Moldavia, and Walachia was almost uninterrupted, and for the most part targeted areas which were suitable for pasture. In other parts of the country, in the frontier zones of the region occupied by the Ottomans, fortifications needed a continuous supply of wood, which accelerated the process of deforestation in the frontier zones. Ágnes R. Várkonyi has emphasized that the maintenance of the Ottoman period defense system of Hungary put tremendous additional pressures on the forests in the mountainous regions (e.g., in the 1680s, the domain of Likava Castle regularly had to deliver large amounts of timber, poles, stakes, roof shingles, etc. for different fortifications which were 150–200 kilometers distant Likava itself), which had already been largely depleted by the mines and furnaces.95

Medieval Transformation of the Land Cover in the Mining Regions
of the Carpathian Basin

In this section, we offer a short review of the main directions of land cover changes that took place between the eleventh and the sixteenth centuries in the ca. 50,000 km2 mountainous regions of the northern and eastern part of the medieval Kingdom of Hungary. By the eleventh century, most of the lower regions and foothills, the environment of the mines in use in the Apuseni Mountains and the Northern Middle Mountains (northern Hungary and eastern Slovakia), became cultural landscapes. The ratio of open lands increased gradually due to human use, mainly grazing and forest clearance for charcoal production (for instance). Moreover, pastoral activities were associated with forest burning, which was a drastic form of clearance, as indicated in many pollen reconstructions of the Carpathians.96 This happened in the central part of the Apuseni Mountains, where the ratio of herbaceous pollen increased permanently from the Iron Age (eighth–sixth century BC) in a site situated at 1240 meters a.s.l. (above sea level) and in the environment of a bog (1400 meters a.s.l.) from the late Roman Period (fourth century AD).97 The presence of cereal pollens was stable, but their ratio was low in the total pollen profile in ten of the sites studied in the mountains from the late fifth century to the end of the sixteenth.98 In contrast, the first cereals are found in the 4280–3570 BC deposit layer of the Ponor karst area (1040 meters a.s.l. Apuseni Mountains) and in a layer of the Iaz peat bog dated to 4300–3700 BC (300 meters a.s.l. Apuseni Mountains).99 The earliest evidence of forest grazing and farming culture was identified at 4740–4620 BC in the Căpăţâna peat bogs (1220 meters a.s.l. Apuseni Mountains), but major deforestation began only around 1400 AD, linked to a migration wave of the transhumant Orthodox population reaching the area, as well as the rapidly rising demand for wood in the industrializing mining region.100 Similar temporal dynamics appear in the paleo-ecological records of sites in the Aggtelek-Rudabánya Mountains, very close to an important iron mine.101 The ratio of cereal pollens, however, increased here significantly from the late tenth century to the end of the eleventh and showed a consistently high proportion until the late sixteenth century.102 Human use was reconstructed in the Western and Northern Carpathians, including the Tatra Mountains and Szepesség Region (today the Spiš Region, Slovakia) from the early phase of the Migration Period (fifth century), but the ratio of cereals began to grow only towards the end of the eleventh century.103 As a result of the colonization policy of King Béla IV, thousands of settlements and dozens of new towns began to emerge in the Carpathians, including the Tatra Mountains, over the course of the fifty-year period beginning in the mid-thirteenth century.104 In other words, there was a dramatic increase in human pressure on the ecosystems in the mountains beginning in the thirteenth century. Rapid colonization following extensive pastural and mining activity reduced the forest coverage in Sáros and Zemplén Counties (in the northern Carpathians) and Borsod and Gömör Counties (in the northern middle mountains) by the late fifteenth century to an estimated 41–60 percent, 21–40 percent, 41–60 percent, and 21–40 percent, respectively.105 As it has been discussed in literature with regard to the Northern Middle Mountains in the fourteenth and fifteenth centuries, “the forests came to an end there, and the neighboring counties began to eliver their forests to the mining regions.”106

The traces of small-scale forest clearance were recorded in the Bronze Age peat deposit at 1143 meters a.s.l. in the Lápos (Romanian Lapuş) Mountains, close to the northern Transylvanian mining region.107 Then, the human impact gradually intensified beginning in the twelfth century. The fourteenth and the fifteenth centuries, when the modern cultural landscape evolved in the region, bore witness to large-scale logging and intensive agricultural activity. In the neighboring Gutai Mountains, the first sign of grazing is found in the ca. eleventh deposit layer of the crater lake Steregoiu (ca. 800 meters a.s.l.), but serious human impact appears only from the 1700s.108 In contrast, Fărcaş and Tanţău found pollen evidence of minor cereal production here in the layer dated to 820±75 AD.109 The deposit in the crater lake Preluca Ţiganului is situated in the Gutăi Mountains, and it has the earliest evidence of a human-driven decrease in forest diversity in a 2,300-year-old deposit. In other words, forest clearance and grazing may have started in the late Iron Age (300 BC).110 According to a historical estimate based on late-fifteenth-century common estimations (aestimatio communis) that covers nearly 3,000 km2 (almost one percent of the Carpathian Basin),111 forest coverage may have been 76–100 percent in Máramaros County, where important salt and precious metal mines were in operation, and 21–40 percent in Közép-Szolnok County, which covered the northeastern part of the Apuseni Mountains.112

Conclusion

Both written sources and changes in the settlement system prove that the mountainous areas of the Carpathian Basin that are rich in ores and—in Transylvania and Maramureş—in salt were increasingly exploited from the second half of the thirteenth century, after the Mongol Invasion. Mining was intensified in at least three periods: first in the first half of the fourteenth century, then in the last decades of the fourteenth century, and finally at the end of the fifteenth century. The increasing quantities to be shipped and the extremely expensive transportation costs of the time113 led to a transformation in transport infrastructure: around 1500, rafts began to be used instead of boats, and the use of rafts became widespread in the following centuries, especially on the Tisza and its tributaries, thus contributing to the decline of forests. As the documents cited above indicate, the forest maintenance that accompanied land use management in the majority of the medieval communities was not characteristic of the mining regions studied here during the fifteenth and early sixteenth centuries.114 However, forest management, including maintenance, belonged to the eminent interest of local communities, since forests (wood) were the main energy resource before the Industrial Revolution in the eighteenth century. However, the melting ores offered such impressive profits for companies and the royal treasury that it was in the interests of the state to provide adequate wood to meet the needs of the mines. At the end of the Middle Ages, royal power tended to neglect the ownership and interest of local communities and landlords by allowing mining companies to clear forests. This step opened the gate for deforestation of huge areas in the Carpathians. When the destruction reached an extreme in certain mining regions in the sixteenth century, the central administration tried to correct its former stance and issued decrees that were intended to protect forestlands for instance by prohibiting iron mining in certain regions in 1564115 and issuing a new regulation concerning the forests used by the lower Hungarian mining towns in 1565.116 These efforts, however, proved useless, because of the conflicts with the Ottoman Empire and the civil wars of the sixteenth and seventeenth centuries, when the protection of lands, including forests, was hardly the primary concern. Moreover, as was the case in Transdanubia, influxes of refugees from the Ottoman wars led to a population increase in the mining regions from the mid-sixteenth century, thus putting increased human pressure on the forests in the mountains.117 Alongside mining, transhumance also became more widespread in the regions, reaching the westernmost part of the Carpathians in the fifteenth century. These economic activities resulted in the gradual deforestation of the regions. The process was probably hastened by the needs of military constructions, which were also a consequence of the Ottoman wars.

Our hypothesis is that the increasing number and intensity of hydroclimatic extremities linked to the medieval climate change that preceded the Little Ice Age may have contributed to or driven the desertion of settlements in the sandy ridge and floodplain regions of the Great Hungarian Plain in the thirteenth century. The Mongol Invasion merely ended a crisis which affected the farming system of the plain. The form of land use that became dominant in the region in the late Middle Ages—extensive grazing of cattle and sheep—remained the most prevalent practice until the eighteenth century. However, the increasing use of pastures, the partial extension of pastures towards the hills, the changing runoff coefficient due to deforestation in the bordering mountain regions, and the effects of warfare may have contributed to the aridity of the Hungarian Plain in the Early Modern era and the decreasing profitability of large-scale animal husbandry in the region.

Thus, the lucrative, export-oriented economic activities of the late medieval Hungarian kingdom, which contributed to the ability of the country to withstand Ottoman pressure for about 130 years (before the 1520s) and, in a more limited way, even longer (into the wars of the sixteenth and seventeenth centuries), led in the long run to serious environmental degradation the effects of which could not be fully overcome for a long time. Certainly, this impact was increased by the effects of the Ottoman wars themselves and the changing climatic conditions of the Little Ice Age, too, but the process began well before the Early Modern crisis, in some respects, as early as the late thirteenth and early fourteenth centuries.

Archival Sources

Magyar Nemzeti Levéltár Országos Levéltára [National Archives of Hungary] (MNL OL)
Collectio Ante-Mohácsiana (collection of original charters: DL, photo collection: DF)
Collectio Kaprinai

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Vadas, András. “The Little Ice Age and the Hungarian Kingdom? Sources and Research Perspectives.” In The Crisis of the 14th Century: Teleconnections between Environmental and Societal Change? Edited by Martin Bauch, and Gerrit Jasper Schenk, 263–79. Berlin: De Gruyter, 2020.

Vadas, András, and Lajos Rácz. “Climatic Changes in the Carpathian Basin during the Middle Ages: The State of Research.” Global Environment: A Journal of History and Natural and Social Sciences 12 (2013): 198–227.

Vadas, András, and Péter Szabó. “Not Seeing the Forest for the Trees? Ottoman-Hungarian Wars and Forest Resources.” Hungarian Historical Review 7 (2018): 477–509.

Vastagh, Gábor. Tanulmányok a kohászat magyarországi történetéből [Essays on the history of Hungarian metallurgy]. Rudabánya: Érc- és Ásványbányászati Múzeum Alapítvány, 2007.

Weisz, Boglárka. “A bányaváros, mint önálló várostípus a 14. században” [The mining town as a special type of settlement in the fourteenth century]. Bányászattörténeti Közlemények 19 (2015): 31–57.

Weisz, Boglárka. “Megjegyzések az Árpád-kori sóvámolás és kereskedelem történetéhez” [Contributions to the history of the salt tax and trade in the Árpád Era]. Acta Universitatis Szegediensis Acta Historica 125 (2007): 43–57.

Weisz, Boglárka. “Mining Town Privileges in Angevin Hungary.” Hungarian Historical Review 2 (2013): 288–312.

Weisz, Boglárka. “Az alsó-magyarországi bányavárosok kiváltságai a Zsigmond-korban” [The privileges of the Lower Hungarian mining towns in the times of King Sigismund of Luxembourg]. Urbs: Magyar Várostörténeti Évkönyv 12 (2018): 21–48.

Wenzel, Gusztáv. Magyarország bányászatának kritikai története [Critical history of mining in Hungary]. Budapest: Magyar Tudományos Akadémia, 1880.

Wenzel, Gusztáv. Magyarország mezőgazdaságának története [The history of agriculture in Hungary]. Budapest: Akadémia, 1887.

Wenzel, Gusztáv. “Okmányi adalék Borbála és Erzsébet magyar királynék birtokáról” [Documentary data on the landed estates of Queens Barbara and Elisabeth]. Magyar Történelmi Tár 12 (1863): 268–82.

1 The research on which this article is based was made possible with the support of the National Research, Development, and Innovation Fund of Hungary (NKFIH) PD-128970 research grant, and it is a contribution to the PAGES’ LandCover6k project. Some other aspects of this article were developed within the framework of another project led by the same organization (NKFIH K-128880), which considered the long-term effects of the Mongol Invasion on population density and extensive animal husbandry.

2 On the history of agricultural production and its role in the medieval economy of Hungary, see Laszlovszky, “Agriculture in Medieval Hungary.” On the general issues of environmental changes in the context of the medieval economy in Hungary see Ferenczi et als., “Long-Term Environmental Changes.”

3 Engel, A temesvári és moldovai. For the sixteenth-century Ottoman tax registers on the territory of Medieval Hungary, see also Káldy-Nagy, A budai szandzsák 1559. évi összeírása; Ágoston, “A szolnoki szandzsák 1591–92. évi összeírása”; Káldy-Nagy, A gyulai szandzsák 1567. és 1579. évi összeírása; Káldy-Nagy, A budai szandzsák 1546–1590. évi összeírásai; Káldy-Nagy, A csanádi szandzsák települései; Káldy-Nagy, A szegedi szandzsák települései; Blazovich, “A Dél-Alföld települései.”

4 Csánki, Magyarország történeti földrajza.

5 Györffy, Az Árpád-kori Magyarország.

6 Engel, Magyarország a középkor végén.

7 Laszlovszky, “Tanyaszerű települések”; Laszlovszky, “Space and place.”

8 Kubinyi and Laszlovszky, “Demographic Issues.”

9 F. Romhányi, “Kolostorhálózat”; F. Romhányi, “A középkori magyar plébániák.”

10 The case of Ráckeve and some other villages with Serbian populations on Csepel Island, today to the south of Budapest, is an exception. These villages were settled in the second half of the fifteenth century under completely different circumstances.

11 On the economic history of medieval Hungary in general, see The Economy of Medieval Hungary, edited by József Laszlovszky, Balázs Nagy, Péter Szabó, and András Vadas (Leiden: Brill, 2018). On the history of mining and metallurgy in Europe cf. Ian Blanchard, Mining, Metallurgy and Minting in the Middle Ages: Continuing Afro-European Supremacy, 1250–1450 (African Gold Production and the Second and Third European Silver Production Long-cycles) (Stuttgart: Franz Steiner, 2005).

12 Batizi, “Mining in Medieval Hungary.”

13 Wenzel, Magyarország, 23. However, Gusztáv Heckenast expressed his doubts concerning Hungarian iron exports to Austria in the twelfth century, see Heckenast, “A kora Árpád-kori,” 149.

14 Györffy, Az Árpád-kori Magyarország, vol. 3, 243–47. The region belonged to the estate of the Benedictine Abbey of Garamszentbenedek (today Hronsky Benadik, Slovakia), founded in 1075 by King Géza I, which was given Baka as well, where another mine existed in the Árpád Era. The settlement was first mentioned in a charter in 1217 under the name Bana (mine). The name Argentifodina (i.e. silver mine) first occurred in 1240, when the parson of the settlement was also mentioned. The fact that both names were used without an adjective suggests that Selmecbánya was the first and most important royal silver mine in the whole region. On the mining privileges issued in the fourteenth and fifteenth centuries, see Weisz, “A bányaváros, mint önálló”; Weisz, “Mining Town Privileges”; Weisz, “Az alsó-magyarországi bányavárosok,” (about issues connected to the use of wood: 38–40).

15 Heckenast, A magyarországi vaskohászat; Vastagh, Tanulmányok a kohászat.

16 Gömöri, Az avarkori és Árpád-kori.

17 The first important interdisciplinary monograph on this topic: Heckenast, Gusztáv, Gyula Nováki, Gábor Vastagh, and Elemér Zoltay, A magyarországi vaskohászat története a korai középkorban [History of iron smelting in Hungary in the Early Middle Ages] (Budapest: Akadémiai Kiadó, 1968). For the latest summary on the topic based on the earlier secondary literature, see: Batizi, “Mining in Medieval Hungary.”

18 Szentpétery, Regesta regum, no. 59. The German name of the settlement, Eisenburg, is also telling. Medieval Styrian iron production probably began in the eighth and ninth centuries. It then intensified around 1100 and remained important until the nineteenth century. Cf. Sperl, Gerhard, Steirische Eisenstraße, edited by Montanhistorischer Verein für Österreich Leoben, 1984.

19 Sources indicate iron mining and metallurgy around Rudabánya from the tenth century, based on archaeological findings. Török, “Vasérc, vasbuca, vastárgy.” Several iron mines and furnaces functioning in the mountainous region of northern Hungary were mentioned as early as in the thirteenth century, after the Mongol Invasion (1241), cf. Heckenast, “A vashámor,” 2–4. The hammer mill in Csetnek (today Štitnik, Slovakia) was first mentioned in 1344 (Heckenast, “A vashámor,” 10). On the developing metallurgy of the region see also the privilege of Master Konrad, the bell-casting master of King Louis I (1357: MNL OL DF 280773; on master Konrad, see Szőke et als., “Konrád mester,” and the company of the Thurzó family, see Izsó, Szemelvények, 45, 48, 56, 58 etc. Iron mines in Upper Hungary were mentioned e.g. in Dobsina, Gölnic, Igló, Jolsva, and Vihnye (today Dobšina, Gelnica, Spišská Nová Ves, Jelšava, and Vyhne, Slovakia), too. Sources indicate iron mining and processing in the region of Besztercebánya and Selmecbánya, as well. Heckenast, “A vashámor,” 3. In the Temesköz, a charter issued by King Sigismund of Luxembourg concerning the acquisition of the castle of Kövesd mentioned the iron mine of Boksánbánya (today Bocşa Montană, Romania); 1395: Wenzel, Magyarország, 124. Medieval iron slag was found in the area of Vaskoh (today Vaşcău, Romania) during an archaeological survey, and an eighteenth-century description of ores and other mineral resources of Hungary described the iron ore of the region as one of the best raw materials, though there is no written evidence of its medieval or early modern use, cf. Tóth, “Az első magyar nyelvű,” 130. In Vajdahunyad (today Hunedoara, Romania), there is data from the fifteenth and sixteenth centuries (1493, 1509) indicating the mining of iron (and gold) (MNL OL DL 29875, 24348, 24364, 26508, 26510, short summary in Hungarian: Izsó, Szemelvények, 137–38). We do not enumerate here the smaller mining regions with more limited metal production (e.g. Nagybörzsöny, Telkibánya), but they too contributed to the processes described below.

20 1165: Szentpétery, Regesta regum, no. 107.

21 In 1233, the conflict resulted in the issuing of the Oath of Bereg, which was intended to regulate the participation of Church institutions in the commercialization of salt. Cf. F. Romhányi, “Salt Mining.”

22 1292: Szentpétery, Regesta regum, no. 3878. On salt shipping and the levy of tolls in the Árpád Era, see Weisz, “Megjegyzések az Árpád-kori.”

23 In addition to the article by B. F. Romhányi (footnote 21), see also Draskóczy, “Salt Mining.”

24 Szűcs, Az utolsó Árpádok, 103–4. Szűcs emphasizes that there was a clear turning point in the structure of Hungarian exports. Beginning in the 1280s, Hungarian cattle, copper, and grain began to dominate (333).

25 There are some hints of early thirteenth-century cattle exports (see the toll regulation of Radkersburg and the circulation of Friesach deniers in the first half of the thirteenth century), but large-scale cattle farming and cattle trade began after the Mongol Invasion. Cf. Lyublyanovics, New Home, New Herds; Sárosi, Deserting villages.

26 On the field systems in this context, see Laszlovszky, “Field Systems.”

27 Laszlovszky et als., “Contextualizing,” 432.

28 On the estates of the abbey in the Tisza region, see Laszlovszky, “Dedi eciam.”

29 Hervay, Repertorium historicum.

30 Rosta, “Egy elfeledett nemzetségi.”

31 Rózsa et als., “Árpád Period.”

32 Pinke et als., “Zonal assessment,” 102; F. Romhányi, “Changes in the Spatial.”

33 The reasons underlying the procedure are complex, including the transformation of church property after the Fourth Lateran Council, demographic changes in the region due to the Mongol Invasion, environmental and economic changes, etc. Cf. F. Romhányi, “Kolostorhálózat.”

34 F. Romhányi, “A középkori magyar plébániák.”

35 According to István Méri the population in the upper Trans-Tisza region began to grow dramatically in the tenth and eleventh centuries. Méri, “Beszámoló,” 51–52.

36 Györffy, Az Árpád-kori Magyarország, vols. 1 and 3.

37 Pinke et als., “A hajdúsági várostérség,” 138.

38 Nyári et als., “Investigation of Holocene blown-sand,” 46, 52–53; Vadas, “Late Medieval,” 54.

39 Bálint, “Az Árpád-kori településhálózat,” 1.

40 Kiss et als., 711, and 704–8.

41 Gábris, Túri, “Homokmozgás,” 241, 245; Nyári et al., “Investigation of Holocene blown-sand,” 54.

42 Nyári et als., “Multidisciplinary analysis.”

43 Györffy, Az Árpád-kori Magyarország, vol. 3, 34; Pálóczi-Horváth, “Túrkeve története,” 53.

44 Pinke et al., “Zonal assessment,” 101. For a more comprehensive overview of the medieval climatic history of the Carpathian Basin, see Vadas and Rácz, “Climatic Changes.”; Vadas, “The Little Ice Age.”

45 Györffy, Az Árpád-kori Magyarország, vol. 1, 510; Jankovich and Szatmári, Régészeti kutatások; Szabó, “A dömösi prépostság”; Szabó, A dömösi adománylevél.

46 Makkai, “A pusztai állattartás,” 31–32.

47 Pinke et al., “Zonal assessment,” 102.

48 Kern et als., 111, 114, 121–24.

49 Kiss, “Weather and Weather-Related.”

50 For data and further literature, see Andrea Kiss, Floods and Long-Term Water-Level Changes in Medieval Hungary (Cham, 2019). Another aspect of environment-driven crises has been addressed by Andrea Fara, “Production of and Trade in Food Between the Kingdom of Hungary and Europe in the Late Middle Ages and Early Modern Era (Thirteenth to Sixteenth Centuries): The Roles of Markets in Crises and Famines,” Hungarian Historical Review 6 (2017): 138–79.

51 Tagányi, Magyar erdészeti oklevéltár.

52 Takács, Egy irtásfalu; Takács, Irtásgazdálkodásunk emlékei; Hegyi, A népi erdőkiélés.

53 Szabó, Woodland and Forests.

54 Szentpétery, Regesta regum, no. 1332.

55 Wenzel, Magyarország, 45.

56 Izsó, Szemelvények, 67. On the ore crushers and mills in the Kremnica region, see Vadas, “A középkori Magyar Királyság.”

57 Izsó, Szemelvények, 81.

58 Weisz, “Az alsó-magyarországi bányavárosok,” 40. For examples of local regulation of logging and woodland clearing see Weisz, “Mining Town Privileges,” 305.

59 Izsó, Szemelvények, 19.

60 Wenzel, “Okmányi adalék.”

61 Wenzel, Magyarország, 124.

62 Ţeicu, Banatul montan, 261 and 267.

63 F. Romhányi, “The Banat region.”

64 Wenzel, Magyarország, 158.

65 Izsó, Szemelvények, 41. Sources indicate regular commercial contacts with and the economic presence of Venetian merchants in Hungary as early as the 1220s, when one of the most important goods was Hungarian silver transported as far as the Levant. Szűcs, Az utolsó Árpádok, 323. On the importance and scale of medieval Hungarian copper mining, see Paulinyi, A középkori magyar réztermelés.

66 Paulinyi, A középkori magyar réztermelés, 36–37.

67 Tagányi, Erdészeti oklevéltár 1, 25.

68 Wenzel, Magyarország, 331–33.

69 Ibid., 126–27.

70 Izsó, Szemelvények, 45.

71 Tagányi, Erdészeti oklevéltár 1, 30.

72 Tagányi, Erdészeti oklevéltár 1, 30; Izsó, Szemelvények, 46.

73 Tagányi, Erdészeti oklevéltár 1, 30. However, wood for the ships built in Dés (today Dej, Romania) were sometimes transported from as far as the region of Radna (today Rodna, Romania). Draskóczy, A magyarországi kősó.

74 Izsó, Szemelvények, 57–59.

75 Wenzel, Magyarország, 118. The silver mines of the Bishop of Várad around Belényes (Beiuş) were first mentioned in 1297 (Györffy, Az Árpád-kori Magyarország, vol. 1, 599), then, in 1374 (Izsó, Szemelvények, 127).

76 Tagányi, Erdészeti oklevéltár 1, 20; Izsó, Szemelvények, 117–18. About this case, see also Weisz, “Mining Town Privileges,” 304. Another charter issued in 1376 (Fejér, Codex diplomaticus Hungariae, IX/5. 98.) may indicate that there was already wood of suitable quality in the closer vicinity of the mines, too, though it seems to have been wood used as building material for different edifices (cives et hospites… molendinum, casas, fornaces, balnea, allodia, et alias quaslibet haereditates aedificari facientes), and not for the mines directly or to burn as charcoal.

77 MNL OL DL 24901 (short summary in Hungarian: Izsó, Szemelvények, 106).

78 Izsó, Szemelvények, 121–22.

79 MNL OL DL 32505 (short summary in Hungarian: Izsó, Szemelvények, 132–33).

80 Alexander Fehér, Vegetation History and Cultural Landscapes: Case Studies from South-west Slovakia (Cham: Springer, 2018); Richard Marsina, ed., Codex diplomaticus et epistolaris Slovaciae, vols. 1–2 (Bratislava: SAV, 1971–1987); Bratislava Obzor, and Veronika Novák, “Mátyusföldi települések az okleveles források tükrében” [The settlements of the Mátyusföld region as reflected in the charters], in Mátyusföld vol. 2, edited by László Bukovszky 45–61 (Komárom: Fórum Kisebbségkutató Intézet; Dunaszerdahely: Lilium Aurum Könyvkiadó, 2005); Ferdinand Uličný, Dejiny Slovenska v 11. a 13. storočí (Bratislava: Veda, 2013).

81 Engel, “Ung megye,” 956.

82 The expression is super struibus lignorum. Iványi, A római szent birodalmi, no. 450. Before that, strues meant only a raft the wood of which was sold as building material or other raw material, but nothing else was shipped on it.

83 F. Romhányi, “Salt trade.”

84 Paládi-Kovács, Magyar néprajz, vol. 2, 979. In early modern times, rafting—especially of building material—was wide-spread on other rivers, too, e.g. on the Vág and Maros.

85 Miskolczy, Románok, 17–31.

86 Rusu, Dicţionarul mănăstirilor.

87 Köpeczi, Kurze Geschichte, 186–95.

88 Engel, “Ung,” 974 (1337: olahos descendere fecisset). Ruthenians were often called valachi in the charters because of similarities in their lifestyles, but in the case of Koromlya, a charter of 1437 says clearly that they were Ruthenians and that at the time they even had a priest of their own.

89 Kuczyński, “Fedor Koriatowicz.” The prince spent time in Hungary in the 1360s and 1370s. The monastery of Saint Nicholas, which he founded near Munkács (today Mukachevo, Ukraine), was called a parish of the Ruthenian (i.e. Greek Orthodox) rite in 1458. Its priest, Lucas, was confirmed by King Matthias Corvinus (Collectio Kaprinai, series B, vol. 6, no. 42). This means that the church was a recognized center of pastoral care for the Orthodox population after the Union of Florence.

90 Németh, A középkori Szatmár, 301.

91 For the fifteenth century see Mihályi, Máramarosi diplomák, 223 (1418: duas capellas ligneas, unam videlicet Christianorum et aliam Ruthenorum in two villages in Máramaros County); Németh, A középkori Szatmár, 268 (1424, Szakasz—capella Olahorum). Németh’s book contains considerable data on the Wallachian population in Szatmár County. A further example from 1516: MNL OL DL 86750 (a conscription of a domain on the border of Bereg and Máramaros Counties lists three wooden churches—capella lignea more volachorum—in Ruszkova, Polyána, and Rosálya). In Zemplén County, new Orthodox chapels were built in the sixteenth century, e.g. in Felsőcsebény and Oroszsebes (today Vyšné Čabiny and Ruská Bystrá, Slovakia), in the mountains to the north and east of Nagymihály (Samu Borovszky, Magyarország vármegyéi és városai: Zemplén vármegye és Sátoraljaújhely r.t. város [The counties and towns of Hungary: Zemplén County and the town of Sátoraljaújhely] (Budapest–Sátoraljaújhely, 1905) 42 and 96). In Ugocsa County, a charter issued in 1471 listed thirteen villages inhabited by Wallachians and Ruthenians (MNL OL DL 70956). In 1491, the Orthodox population of Máramaros County and the surrounding mountainous region had a bishop who resided in the monastery of Körtvélyes (today Hrusheve, Ukraine). MNL OL DL 36886.

92 Engel, “Ung,” 974.

93 The valachi living on the territory of the Árva and Likava Castles received a privilege from King Matthias Corvinus in 1474. Wenzel, Magyarország mezőgazdaságának, 330–31. On the colonization process of Trencsén County, see Fekete Nagy, “Trencsén megye,” in Csánki, Magyarország történeti földrajza, vol. 4, 61–62.

94 Csepregi, Zoltán, Evangélikus lelkészek Magyarországon 2: a zsolnai zsinattól (1610) a soproni országgyűlésig (1681) [Lutheran pastors in Hungary part 2: from the synod of Zsolna, 1610 till the diet of Sopron, 1681] (Budapest, 2018). I would like to thank Professor Csepregi for his additional information about the database. Furthermore, see Dienes, Dénes ed., Református egyházlátogatási jegyzőkönyvek, 16–17. század [Protocols of canonical visitations of reformed churches, sixteenth and seventeenth centuries] (Budapest: Osiris, 2001); Tomisa, Ilona ed., Katolikus egyházlátogatási jegyzőkönyvek, 16–17. század [Protocols of canonical visitations of Catholic churches, sixteenth and seventeenth centuries] (Budapest: Osiris, 2002). On the mosques established on the territory under Ottoman rule in the sixteenth century, see Sudár, Balázs, Dzsámik és mecsetek a hódolt Magyarországon [Mosques in Ottoman Hungary] (Budapest: MTA Történettudományi Intézete, 2014).

95 R. Várkonyi, “Környezet és végvár,” esp. 17.

96 Feurdean, Tanţău, “The Evolution,” 81.

97 Bodnariuc et als., “Holocene vegetation.”

98 Törőcsik and Sümegi, “Pollen-based reconstruction.”

99 Fărcaş and Tanţău, “The Human Presence.”

100 Fărcaş and Tanţău, “The Human Presence”; Grindean et als., “Middle to Late Holocene,” 34.

101 Sümegi et als., 42.

102 Törőcsik and Sümegi, “Pollen-based reconstruction.”

103 Törőcsik and Sümegi, “Pollen-based reconstruction”; Mályusz, Turóc megye, 1922.

104 Szűcs, Az utolsó Árpádok, 316.

105 Szabó, “Changes in woodland,” 111.

106 Mályusz, Turóc megye; Weisz, “A bányaváros mint önálló”, 49–50.

107 Peters et als., “Holocene vegetation,” 15.

108 Feurdean et als., “A paleo-ecological,” 132.

109 Fărcaş and Tanţău, “The Human Presence,” 34.

110 Feurdean, “Holocene forest,” 442.

111 Vadas and Szabó, “Not Seeing the Forest,” 478.

112 Szabó, “Changes in woodland,” 111.

113 Braudel, Civilization and Capitalism, 362–68.

114 Szabó, “The Extent,” 221.

115 Tagányi, Erdészeti oklevéltár, vol. 1, 77.

116 Heckenast, A magyarországi vaskohászat, 109–10.

117 Vadas and Szabó, “Not Seeing the Forest,” 478.

86376.png

Map 1. Eleventh-century churches, churchyards and monasteries (with late medieval mines). Map drawn by Beatrix F. Romhányi

86477.png

Map 2a. The monastic network before the Mongol Invasion, 1241 (with the late medieval mines). Map drawn by Beatrix F. Romhányi

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Map 2b. The monastic network around 1300 (with the late medieval mines). Map drawn by Beatrix F. Romhányi

86495.png

Map 2c. The monastic network around 1500 (with the late medieval mines). Map drawn by Beatrix F. Romhányi

86639.png

Map 3. Parishes in the Kingdom of Hungary, 1332–1337. (with the late medieval mines). Map drawn by Beatrix F. Romhányi

86687.png

Map 4. Monastic estates donated before 1100 (with the late medieval mines). Map drawn by Beatrix F. Romhányii

86790.png

Map 5. Priests, churches and mosques mentioned between 1550 and 1620 (with the late medieval mines). Map drawn by Beatrix F. Romhányi

2020_2_Grynaeus

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Dendrochronology and Environmental History: The Difficulties of Interpretation

András Grynaeus
Hungarian Dendrochronological Laboratory
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Hungarian Historical Review Volume 9 Issue 2  (2020): 302-314 DOI:10.38145/2020.2.302

The study provides insights into questions concerning forest management and timber use by drawing on case studies in the dendrochronological research which has been underway over the course of the past couple of decades in Hungary. The essay refers to natural resource-use and historical and demographic questions which arose in analyses of the wooden materials. The study questions some of the topoi of historical research, such as the immense forest loss traditionally associated with the Ottoman wars.

Keywords: dendrochronology, Hungary, forest resources, Ottoman wars, environmental history

The dendrochronological research which has been underway in Hungary for more than two decades now has brought to light a number of environmental history (related) data which goes beyond the use of the method in dating. If one takes a closer look at these data, several questions arise many of which remain unresolved. This study discusses some (if not all) of these questions.

In 2017, Gergely Rákóczi, associate of the Dobó István Castle Museum of Eger, excavated a wooden sluice bridge structure in Eger in the bed of the Eger Stream.1 Based on the four samples, the earliest year in which the oak trees which were used for the construction could have been cut was 1798. Analyses of the beams showed that the trees were considerably older than what is considered the ideal age for cutting (90 to 120 years), as the samples had 242, 257, 117, and 168 consecutive rings. Thus, these four samples offered a dataset which spanned a long period and could be used for dating and other investigations.

A relatively new and increasingly used method in dendrochronology which has yielded important insights is dendro-provenancing. By using many regional chronologies, researchers try to identify the original habitats of the trees used for timber and thus offer a spatial comparison.2 As Fig. 2 shows,3 the tree rings in the samples from Eger fit best with the chronology from trees in present-day Slovakia, which means that their original habitat was probably there.

This conclusion seems logical, as the Archbishopric of Eger had significant land holdings in this region. Furthermore, it harmonizes with the familiar topoi concerning the Ottoman Empire’s use of Hungary for its timber and the destructive impact on forests of the war to liberate the country from Ottoman occupation, as it suggests that there was a dearth of suitable trees in the Great Hungarian Plain and timber had brought in from the north. However, data referred to by Eszter Magyar concerning the valley of the Hron (Garam) River (a river in Slovakia was a tributary of the Danube) are frequently cited in support of the contention that the region of present-day Slovakia was not used for timber mining.4 In Magyar’s words, “as is clear from a lawsuit in 1544, […] the dynasties of charcoal burners who had been working in the easily accessible forests of the area since the death of King Matthias I [1490] cut down and charred the forests for the second or third time in little more than 50 years.”5 The finds from Eger, however, shed light on this conclusion, as the trees felled in the late 1700s at the age of 200 to 250 were already about 100 to 150 years old at the end of the Ottoman period. This suggests that during the period of the Ottoman presence in the Carpathian Basin, the forests in present-day Slovakia were never completely timbered or burned.

In 2012, during the construction of the new gym of the Saint Elisabeth High School in Esztergom, Edit Tari, an associate of the Balassi Bálint Museum, excavated a number of timber-framed Ottoman-period wells.6 The most “beautiful” and elaborate structure was no. 60, the timber of which was cut during the winter of 1584–1585.7 The builders used trunks cleaved in two, so in each case it was possible to measure the full series of the tree rings, while in most of the samples, both the bark and the sapwood were removed. Fortunately, in eight cases, they were not accurate enough, and in three cases not even the bark was removed decently. If one looks at the relative age of the timber used for the well, it is clear that very young trees were used. Thus, the well supports the conclusion concerning timber mining by the Ottomans in the forests of the Carpathian Basin.

However, when applied in these cases, dendro-provenancing yields surprising conclusions. The timber of the well can be best dated according to the chronology valid for the Vienna Basin. In other words, the timber used in Esztergom came from the Danube River valley or the surroundings of Vienna.8 This means that the timber mining was not “Ottoman” but rather “Ottoman period.” In other words, it was done on the other side of the border.9 One is also confronted with the rather surprising fact that, among the three (hostile) polities that shared the territory of the medieval Kingdom of Hungary, there was considerable trade. This somewhat contradicts the traditional view.10

In 2015, Gábor Wilhelm and Máté Varga, archaeologists from the Katona József Museum, excavated two “barrel wells” in the center of the town of Kecskemét (Nagykörösi Street 7–9), i.e. two well structures in which, within the timber frame, there barrels, one in each (objects 19 and 26).11

Similar structures are familiar from the Roman period (e.g. from Ménfőcsanak) but are unique in late medieval contexts.12 The timber material is well suited for analysis, and it turned out they were cut at the earliest in 1486 and 1484.13 As there was no way to provide a more precise dating for the samples, it cannot be determined whether they made their way to Kecskemét in the late Middle Ages and the barrels, which were considered useless, were re-used in this manner or whether they were brought to the town in the period of the Ottoman occupation and were recycled as “rolls.” Unfortunately, there is no way to resolve this question, which is regrettable, as the timber originates from Transylvania. More precisely, they best match the chronologies of Biertan (Berethalom) and Târgu Mureş (Marosvásárhely).14 This means that they made their way Kecskemét by trade. The question of what was originally stored in them is fascinating, if still unanswered, and it would be similar interesting to know whether the barrels also testify to trading activities across the borders in the Ottoman period similar to the practices observed in the context of the site at Esztergom. The uncertainty lies in the fact that, because of the post quem dating of the barrels, it cannot be determined whether they were brought to the town in the last years of the unified Kingdom of Hungary or only after the tripartition.

In Budapest, at Kacsa Street 15–23 (in the second district of the city), Katalin Éder and Tibor Hable (both of whom were associates of the Budapest History Museum at the time) found wooden wells the trees for which were felled around 1584–1585. These Ottoman-period objects also testify to “transborder” trade (certainly present towards the Kingdom of Hungary and presumably towards the Principality of Transylvania) in the life of the country after the fall of the medieval kingdom, as the material of the well can be best dated according to the Viennese chronology.15

As a method, dendrochronology bears surprises for scholars of significantly earlier periods as well. In 2011,16 Katalin Sebők and Gábor V. Szabó (Institute of Archaeology, Eötvös Loránd University) unearthed a well that be dated to the Late Bronze Age (Urnfield culture) at Pusztataksony–Ledence.17 Most of the timber in the well (twenty of the twenty-two pieces) was of ash (Fraxinus sp.). The difficulty of interpreting the finds lies in the fact that one cannot draw a distinction among the three species of ash that are indigenous to the Carpathian Basin, the European ash (Fraxinus excelsior L.), the flowering ash (Fraxinus ornus L.), and the narrow-leaved ash (Fraxinus angustifolia subsp. pannonica) on the basis of the image of their tissues.

The habitats of the three species, however, differ. The first two species are mountainous, while the Hungarian subspecies of the narrow-leaved ash prefers flood plains.18 This provides us with an opportunity for further interpretation. One could assume that the trees were transported, in which case one gains valuable data concerning the economic life of a community very far away from Hungary today, both in space and time. However, one can interpret the data from an environmental history perspective. In that case, the data tells of the significantly different composition of species in the flood plain forests back then. Which reading of the data would be correct?19 The site provides us with one more surprise: young (only 40- to 50-year old) trees were used here again. Why? This question, i.e. the age of the felled trees, is difficult for specialists even at sites on which they have more information.

In the cases of a number of excavation sites, information can be acquired on the ages of the trees used to craft different objects. A telling example is the case of the two Neolithic wells (nos. 629 and 583) that were unearthed at Szalkszentmárton–Táborállás in 2017 by Bernadett Kovacsóczy (an associate of the Katona József Museum).20 The wells were built of trees felled with an eleven-year gap. For the older well, they used trees which were 200 years old, while for the younger, the trees were roughly 150 years old.21 This indicates two things: when building wells, there were trees of those ages at the disposal of the community within a reasonable distance, which means that the forests in the territory had been left intact for at least 200 years. However, it also became clear that the newly settled population started to use the forests, so after a decade, they had to “fall back on” the less suitable timber, which was “only” 150 years old.

The use of old trees can be observed at many sites throughout Hungary, such as in the case of a Celtic-period well22 unearthed at site no. 212 (Center for Heritage Protection, Hungarian National Museum, 2010) by the M3 highway at Pócspetri–Bikarét, where trees which were 100 to 160 years old were built into the well’s structure. But the same could be observed at the Sarmatian-period wells found at Püspökladány–Sárréti Csali-tanya (2013)23 and at site no. 14 at Tiszagyenda–Lakhatom.24 One tends to conclude that the use of old trees indicates an undisturbed environment, while uninhabited territories and the use of younger trees shows a disturbed environment and densely inhabited areas. However, if one has some background knowledge of these periods, one may call into question the accuracy of this reading of the data.

Site no. 45 by the M6 highway close to Szekszárd, which was excavated by János Ódor (Wosinsky Mór Museum) in 2010, prompts one to call into question the above conclusion.25 Two Avar-period wells (nos. 53 and 70) were also made of timber from trees felled within a gap of eleven years. This is just a coincidence with respect to the aforementioned example, of course, but the interpretation is more problematic, as in this case, the structure of the older well was made of trees felled at about 100 years of age, while in the case of the younger well, the trees used were over 200 years old when felled.26

Is it reasonable consistently to associate the use of older trees with demographic tendencies? Do we really have to assume that there were long periods during which areas were uninhabited and/or periods without forest clearance? Or would it be more realistic to set aside the notion of forests going untouched for generations and consider the possibility that forests were consciously used and cultivated? Could one reasonably make this assumption in the case of the Avars, the Sarmatians, and the Celtic-period populations? Or can one communities inhabited a certain area? The question is clear: should the features make this assumption with regard to periods in which different peoples/of the wood be understood as demographic data or as cultivation data? Do they yield conclusions concerning demographic processes or farming knowledge and practices?

At this point, one must consider methods of forest clearance in historical times. A number of questions and many possible answers arose in the course of an excavation led by Gábor Váczi (an associate of the Institute of Archaeology, Eötvös Loránd University) at site no. 5 at Tiszabura–Bónis-hát. The most important “source” was an Avar-period well. The eight beams studied included trees younger than 100 when felled and older than 200, but only one in between those ages.27 Why?

Was this the result of clear cutting? This would explain the mixed ages of the trees. However, this may also have been the result of selective cutting, as based on the sizes and the shapes of the beams, they may have been carefully selected. Or could their placement in the structure of the well be related to their age? There is no substantive data that could support or dismiss this possibility. Do we have so many unanswered questions simply because the low number of samples distort the results? Is this problem aggravated by the fact that parts of the samples have been destroyed (some of the beams and planks), so some parts of the dataset are missing, and some of the external tree rings may be rotten? Of course, one can also interpret the feature as a consequence of a particular method used to shape the beams, because assuming that the wood was cut from a suitably mature tree which was cleaved in half to create two 100 year-old beams, we may have only found one of them. This can also be understood as a special feature of the excavation, which can be traced back to the fact that only the bottom beams survived. The ones above them were destroyed over the centuries.

Can we assume that different methods of wood-cutting were used? I.e., is it possible that people at certain periods could not fell trees of any size? This may seem plausible, but it is unlikely that, if they were able to fell the old trees, they could not deal with the younger ones. Is it possible that the trees preserved traces of demographic processes? Or are both true? Did one of the peoples arriving in the region not know how to or did not want to fell larger trees, and so the trees survived only to be felled and used by later groups? Environmental reasons can also be considered, as for instance younger trees stands could have fallen victim to an ice-flood, while older trees may have proved to be more resilient. And in that case, we have not considered explanations concerning possible rituals or beliefs, such as “sacred oaks” left standing by previous peoples who had lived there.

Which interpretation is correct? How far can an archaeologist/scholar go in interpreting such data? These questions are difficult to answer, but similar features can be observed at late medieval (Vácszentlászló–Hajta-patak28) and Árpád Era (Hódmezővásárhely–Kingéc29) sites, and these similarities limit the interpretive possibilities to some extent, certainly in connection with ritual practices.

What explanations are the most convincing in such cases? And what methods should researchers use when positing explanations? Should they brainstorm, or should they patiently wait until, at some point in the future, enough data have been gathered to yield definite answers? Should one consider stick to observations of features or should one build theories, which of course involves the risk of error? These questions are not simple to answer.

Bibliography

Ágoston, Gábor. “Where Environmental and Frontier Studies Meet: Rivers, Forests, Marshes and Forts along the Ottoman–Hapsburg Frontier in Hungary.” Proceedings of the British Academy 156 (2009): 57–79.

Babos, Károly. Fafajmeghatározás restaurátorok számára [Specifying tree species for conservation specialists]. Budapest, 1994.

Benda, Judit, Katalin Éder. “Budapest, II. ker., Kacsa utca 15–23. és Ganz utca 16.” [Budapest 2nd District Kacsa Street 15–23, and Ganz Street 16]. Aquincumi Füzetek 14 (2008): 193–96.

Bridge, Martin. “Locating the origins of wood resources: a review of dendroprovenancing.” Journal of Archaeological Science 39, no. 8 (2012): 2828–34. doi: 10.1016/j.jas.2012.04.028.

Csányi, Viktor. Beszámoló a 2009-ben és 2010-ben Hódmezővásárhely–Kingécen végzett régészeti munkálatokról [On the archaeological excavations carried out at Hódmezővásárhely–Kingé in 2009 and 2010]. Múzeumi Műhely 8. Hódmezővásárhely: Tornyai János Múzeum, forthcoming.

Éder, Katalin. “Hódoltságkori gödör a Víziváros területéről: Egy szemeskályha maradványai és kísérőleletei” [Ottoman-period pit from the Víziváros: Remains of a tiled stove]. Budapest Régiségei 47 (2014): 283–311.

Fülöp, Kristóf. “The Birth of Wells: A Late Bronze Age Well from Pusztataskony–Ledence.” In State of the Hungarian bronze age research. Proceedings of the conference held between 17th and 18th of December 2014, edited by Gabriella Kulcsár, and Gábor V. Szabó, 309–36. Budapest: ELTE BTK Régészettudományi Intézet, MTA BTK Régészeti Intézet, Ősrégészeti Társaság, 2017.

Grynaeus, András. “A 164. számú kút deszkáinak dendrokronológiai vizsgálata” [Dendrochoronological investigation of planks of well no. 164]. Múzeumi Műhely 8. Hódmezővásárhely: Tornyai János Múzeum, forthcoming.

Grynaeus, András, János Gábor Ódor. “Dendrokronológia: Avar kori kutak Szekszárd, Varga Peti-dűlő, 1. lelőhely” [Dendrochronology: Avar period wells at Szekszárd Varga Peti-dűlő site no. 1]. In Nem térkép e táj: Régészeti kutatások eredményei Szekszárd területén 2006–2015 [The landscape is not a map: Results of the archaeological investigations at Szeszárd, 2006–2015], edited by András K. Németh, 31. Szekszárd, 2016.

Hajnal, Zsuzsanna. “Migration period settlement at Tiszagyenda with Hun period destruction horizon.” Poster presentation at the Attila Európája [Attila’s Europe] conference Budapest, June 6–7, 2019.

Kondé, Zsófia. “Egy kút élete: Avar kori településrészlet Tiszabura–Bónishát lelőhelyről” [The life of a well: Avar-period settlement fragment from Tiszabura–Bónishát]. In Beatus homo qui invenit sapientiam: Ünnepi kötet Tomka Péter 75. születésnapjára [Volume in honor of the 75th birthday of Péter Tomka], edited by Teréz Csécs, and Miklós Takács, 337–51. Győr, 2016.

Kovacsóczy, Bernadett. “Előkelő avar férfi sírja Szalkszentmárton határából” [Burial of a member of the Avar elite from the borders of Szalkszentmárton]. In Hatalmi központok az Avar Kaganátusban [Power centers in the Avar Khaganate], edited by Csilla Balogh, József Szentpéteri, and Erika Wicker, 69–96. Kecskemét 2019.

Larsson, Nicklas, Vera Majerik. “Pócspetri határa” [The borders of Pócspetri]. In Régészeti kutatások Magyarországon 2011 [Archaeological investigations in Hungary, 2011], edited by Júlia Kisfaludi, Judit Kvassay, and Attila Kreiter, 146–47. Budapest: Magyar Nemzeti Múzeum, 2018.

Magyar, Eszter. A feudalizmus kori erdőgazdálkodás az alsó-magyarországi bányavárosokban (1255–1747) [Forest management in the Lower-Hungarian mining towns in the age of feudalism, 1255–1747]. Budapest, 1983.

Molnár, Karola. “Kecskemét–Nagykőrösi utca 7–9. lelőhely kútjainak vizsgálata: Adatok a késő középkori-kora újkori kutak vizsgálatához” [Analysis of the wells of Kecskemét–Nagykörösi Street 7–9 site. Data to the study of late medieval – Early Modern wells]. In Acta iuvenum: Sectio archaeologica. Tomus III. Acta Universitatis Szegediensis, edited by László Révész, 129–51. Szeged: Szegedi Tudományegyetem, Régészeti Tanszék, 2017.

Ódor, János. “Avar szőlő, avar kút: Szekszárd, Varga Peti-dűlő, 1. lelőhely – M6 To 045 lelőhely 2008” [Avar vineyard, Avar well: Szekszárd, Varga Peti-dűlő, site no. 1 – M/ To 045 site, 2008]. In Nem térkép e táj: Régészeti kutatások eredményei Szekszárd területén 2006–2015 [The landscape is not a map: Results of the archaeological investigations at Szeszárd, 2006–2015], edited by András K. Németh, 22–23. Szekszárd, 2016.

Rákóczi, Gergely. “Zsiliphíd az Eger patak medrében” [Sluice bridge in the bed of Eger Stream]. Agria, forthcoming.

Schweingruber, Fritz Hans. Der Jahrring: Standort, Methodik, Zeit und Klima in der Dendrochronologie. Bern–Stuttgart: P. Haupt, 1983.

Szabó, Péter. “Erdők a kora újkorban: történelem, régészet, ökológia” [Woodland in the early modern period: History, archaeology, ecology]. In Környezettörténet: Az utóbbi 500 év környezeti eseményei történeti és természettudományi források tükrében, edited by Miklós Kázmér, 137–56. Budapest: Hantken, 2009.

Szolnoki, László. “Püspökladány, Sárréti Csali-tanya” [Püspökladány, Csali farm in Sárrét]. Déri Múzeum Évkönyve 89 (2018): 41.

Tari, Edit. “Az Esztergom-vízivárosi oszmán fajanszedény-kincslelet” [The Ottoman faience-treasure hoard at Esztergom–Víziváros]. Archaeológiai Értesítő 141 (2016): 195–210.

Váczi, Gábor. “Tiszabura, Bónishát” [Tiszabura–Bónishát]. In Régészeti kutatások Magyarországon 2009 [Archaeological investigation in Hungary, 2009], edited by Júlia Kisfaludi, 366–67. Budapest: Magyar Nemzeti Múzeum, 2010.

Vadas, András, Péter Szabó. “Not Seeing the Forest for the Trees? Ottoman-Hungarian Wars and Forest Resources.” Hungarian Historical Review 7, no. 3 (2018): 477–509.

Várkonyi, Gábor. Ünnepek és hétköznapok: Művelődés és mentalitás a török kori Magyarországon [Feasts and weekdays: Education and mentality in Hungary in the Ottoman Era]. Budapest: General Press, 2009.

 

 

1 Rákóczi, “Zsiliphíd.”

2 Bridge, “Locating the origins.”

3 From the statistical data marked on the map, “t” is the result of the t-test. This text, which is frequently used in archaeology, demonstrates the extent to which the values in two datasets could be said to match each other. TVNP is the Baillie-Pilcher’s t-value and GW is Gleichlaufigkeitswert (correlation), which indicates the correlation in the running of two curves. The fourth data (ol) marks the number of overlapping tree rings. On the statistical methods used in dendrochronology, see Schweingruber, Der Jahrring.

4 Magyar, A feudalizmus kori erdőgazdálkodás.

5 Ibid., 82.

6 The official name of the site was Esztergom-Szent Erzsébet iskola udvara (Víziváros) [Esztergom–Saint Elisabeth High School Yard (Víziváros)]. Only a preliminary report of the excavation has been published so far: Tari, “Az Esztergom-vízivárosi,” 195–210.

7 The reference chronology is the Viennese dataset gathered by Michael Grabner and his colleagues. The statistical values of the comparison: t=5,62; TVBP=5,2; GW=71,4/99,9%; overlap: 64 tree rings. The values of the Hungarian dataset: t=3,87; TVBP=4,9; GW=69,8/99,0%; overlap: 64 tree rings.

8 Other reference chronologies used in the comparison were oak chronologies from Slovakia and the central part of Hungary.

9 See Vadas and Szabó, “Not Seeing the Forest”; Ágoston, “Where Environmental”; Szabó, “Erdők a kora újkorban.”

10 See Várkonyi, Ünnepek és hétköznapok.

11 Molnár, “Kecskemét–Nagykőrösi utca 7–9,” 129–55.

12 I know of only one other example from the Middle Ages, from ca. 1380 from the market town of Mohi/Muhi.

13 The reference chronologies were gathered by the Anno Domini Laboratory in Miercurea Ciuc (Harghita county, Romania, by Boglárka Tóth and István Botár). Statistical values of comparison: t=4,67; GW=64.7/95%; overlap: 119 tree rings, and: t=5,28; GW=68.5/99,9%); overlap: 130 tree rings.

14 There was no observable potentially relevant correlation with other chronologies (Vienna Basin, central territory of Hungary, Maramureş region, present-day Slovakia).

15 The reference chronology is the Viennese dataset gathered by Michael Grabner and his colleagues. Statistical values of the comparison: t=5,15; TVBP=4,5; GW=74,0/99,0%; overlap: 51 tree rings. See Várkonyi, Ünnepek és hétköznapok.

16 Fülöp, “The Birth of Wells.”

17 NKT-01. o:637/s:869.

18 Babos, Fafajmeghatározás, 58.

19 The two other beams were made of sessile oak (Quercus petraea (Mattuschka) Lieblein). This indicates a mountainous origin if one assumes that all the timber came from the same area.

20 Kovacsóczy, “Előkelő avar férfi,” 69–96.

21 In most of the samples, the sapwood was preserved and, in some cases, even the bark could be observed. As the planks were carved out radiately from the trunks, the datasets could be set to the center of the tree, allowing us to measure the width of (almost) every tree ring.

22 The excavation was led by Vera Majerik and Eszter Istvánovics. For a short overview of the excavation, see Larsson and Majerik, “Pócspetri határa,” 146–47.

23 Szolnoki, “Püspökladány,” 41.

24 Hajnal, “Migration period.”

25 Ódor, “Avar szőlő,” 22–23, and Grynaeus and Ódor, “Dendrokronológia,” 31

26 The planks for the wells were carved out radiately from the trunks in both cases, so we could measure the trees to their centers, and the bark was consistently removed as well. In the case of well no. 53, however, the sapwood was not removed, and in many cases, all of the sapwood was preserved. At well no. 70, from the sixteen plank samples, fragmentary or full sapwood was preserved in six pieces.

27 The planks were carved out from the trunks radiately, so we managed to include the tree rings to the center, but the sapwood had consistently been removed. As the datasets end at (almost) identical dates, it is likely that only the sapwoods were removed.

28 Excavation led by Zoltán Farkas (Museums of Pest County) in 2011, where a water mill and the related wooden structures of a water mill that can be dated to the seventeenth and eighteenth centuries were unearthed.

29 Well no. 209. Excavation led by Viktor Csányi (Tornyai János Museum) in 2010. See Csányi, Beszámoló, Grynaeus, “A 164. számú kút.”

Figure 1. Structure of the sluice bridge in the bed of the Eger Stream
(Photograph by Gergely Rákóczi)

01-abra.JPG
02-abra.jpg

Figure 2. The relationship between the data from Eger and chronologies of different areas

 

Figure 3. Well 60 (image by Edit Tari). Relative age of the beams (the light fields on the diagram mark the hardwood, while the dark fields indicate the sapwood of the tree rings)

03b-abra.jpg

Figure 4. Structure of well no. 19. Photograph by Máté Varga

04-abra.JPG

Figure 5. Image of the tissue of one of the ash beams (at a magnification of 20).
Photograph by András Grynaeus

 

05-abra.jpg

Figure 6. The relative ages of the beams of the wells of Szekszárd (the light fields on the diagram mark the hardwood, while the dark fields indicate the sapwood of the tree rings)

06-abra.jpg
06-abra.jpg

Figure 7. Tiszabura–Bónis-hát, site no. 5, relative ages of the beams of object no. 43
(the light fields on the diagram mark the hardwood, while the dark fields indicate the sapwood of the tree rings)

07-abra.jpg

Figure 8. The relative ages of the beams found at Vácszentlászló–Hajta-patak
(the light fields on the diagram mark the hardwood, while the dark fields indicate the sapwood of the tree rings)

 

08-abra.jpg

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